UBS Group (UBS) SEC Filings & 10K Form

$27.38
-0.11 (-0.40%)
(As of 11:22 AM ET)

Recent UBS Group SEC Filings

DateFilerForm TypeView
04/18/2024
1:41 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4/A
04/18/2024
1:24 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:31 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:52 PM
PIMCO MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:00 PM
PIMCO MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:06 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:11 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:16 PM
PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:45 PM
PIMCO MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:33 PM
PIMCO Income Strategy Fund II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:39 PM
PIMCO HIGH INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
11:59 AM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:11 PM
PIMCO CORPORATE & INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:20 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:27 PM
PIMCO INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/17/2024
3:27 PM
PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
3:27 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:47 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:50 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:54 PM
PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM
PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM
PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:44 PM
PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:35 PM
PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:59 PM
PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:00 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:54 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/16/2024
6:56 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
04/02/2024
5:50 AM
UBS Group (Filer)
Form IRANNOTICE
03/28/2024
9:03 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
9:09 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:48 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:32 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:35 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:36 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:23 AM
UBS Group (Filer)
Form 20-F
Registration statement / Annual report / Transition report  
03/28/2024
5:44 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/09/2024
5:31 AM
UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
02/07/2024
2:44 PM
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G
02/07/2024
2:01 PM
Sight Sciences, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G
02/07/2024
2:19 PM
PIMCO Access Income Fund (Subject)
UBS Group (Filed by)
Form SC 13G
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02/07/2024
9:28 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
2:14 PM
BlackRock Inc. (Filed by)
UBS Group (Subject)
Form SC 13G/A
02/06/2024
10:37 AM
MARCUS CORP (Subject)
UBS Group (Filed by)
Form SC 13G
02/06/2024
9:38 AM
ASLAN Pharmaceuticals Ltd (Subject)
UBS Group (Filed by)
Form SC 13G
02/06/2024
8:10 AM
abrdn Income Credit Strategies Fund (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/06/2024
8:21 AM
BlackRock Multi-Sector Opportunities Trust II (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/06/2024
5:42 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
5:43 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
5:28 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/05/2024
2:11 PM
Blink Charging Co. (Subject)
Blink Charging Co. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/05/2024
2:33 PM
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/05/2024
1:49 PM
Empire State Realty Trust, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/02/2024
2:41 PM
abrdn Global Infrastructure Income Fund (Subject)
UBS Group (Filed by)
Form SC 13G/A
01/24/2024
5:43 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
01/18/2024
8:01 AM
GABELLI EQUITY TRUST INC (Issuer)
UBS Group (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/18/2024
7:37 AM
GABELLI EQUITY TRUST INC (Subject)
UBS Group (Filed by)
Form SC 13G
01/12/2024
6:45 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/15/2023
10:09 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/09/2023
1:58 PM
Blue Apron Holdings, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
11/09/2023
10:29 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/09/2023
5:30 AM
UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
11/08/2023
10:16 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:49 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:51 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:53 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:42 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:43 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:47 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/06/2023
12:03 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/05/2023
3:33 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/05/2023
8:46 AM
PIMCO NEW YORK MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
3:55 PM
PIMCO MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
9:39 AM
PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
8:56 AM
PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
7:49 AM
PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
7:35 AM
PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/03/2023
11:42 AM
PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/03/2023
11:44 AM
PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/02/2023
2:41 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/02/2023
9:04 AM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
09/29/2023
5:54 AM
CREDIT SUISSE AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/08/2023
8:44 AM
TG Venture Acquisition Corp. (Subject)
TG Venture Acquisition Corp. (Subject)
TG Venture Acquisition Corp. (Subject)
UBS Group (Filed by)
Form SC 13G
09/01/2023
6:03 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
6:20 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:38 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:40 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:42 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:44 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:34 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:07 AM
CREDIT SUISSE AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
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One small biotech holds the key to a revolution in treating Alzheimer's disease. Jeff Bezos, Goldman Sachs & Big Pharma giants have invested billions into this unknown biotech. Our research proves that anyone who gets in today could see gains as high as 113,000%!

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08/14/2023
12:13 PM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/11/2023
11:23 AM
UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
08/11/2023
5:09 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
07/17/2023
9:50 AM
BNY MELLON STRATEGIC MUNICIPALS, INC. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2023
8:59 AM
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2023
8:30 AM
BNY MELLON MUNICIPAL INCOME, INC. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/14/2023
3:18 PM
BNY MELLON STRATEGIC MUNICIPALS, INC. (Subject)
UBS Group (Filed by)
Form SC 13G/A
07/14/2023
3:27 PM
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (Subject)
UBS Group (Filed by)
Form SC 13G/A
07/14/2023
3:11 PM
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (Subject)
UBS Group (Filed by)
Form SC 13G/A
(Data available from 1/1/2016 forward)


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This page (NYSE:UBS) was last updated on 4/26/2024 by MarketBeat.com Staff

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