08/14/2019
5:06 AM | UBS Group (Filer)
| Form 13F-HR
|  |
07/26/2019
5:37 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
07/26/2019
5:29 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
07/23/2019
11:30 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
07/23/2019
5:25 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
07/23/2019
5:23 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
06/27/2019
10:57 AM | UBS Group (Filer)
| Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d) | |
06/27/2019
10:56 AM | UBS Group (Filer)
| Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d) | |
06/19/2019
10:24 AM | AllianzGI Convertible & Income Fund (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/19/2019
10:21 AM | AllianzGI Convertible & Income Fund II (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/10/2019
6:46 AM | Nuverra Environmental Solutions, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
06/10/2019
6:45 AM | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
06/10/2019
6:42 AM | DHI GROUP, INC. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
06/10/2019
6:42 AM | HOPFED BANCORP INC (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
06/10/2019
6:39 AM | New Home Co Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
06/10/2019
6:39 AM | Sundance Energy Australia Ltd (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
05/23/2019
2:43 PM | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/21/2019
6:51 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K/A
| |
05/14/2019
5:15 AM | UBS Group (Filer)
| Form 13F-HR
| |
05/02/2019
9:33 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/30/2019
5:14 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/25/2019
11:34 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/25/2019
5:38 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/25/2019
5:29 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/25/2019
5:21 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/10/2019
5:06 AM | Safehold Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
04/01/2019
11:30 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/01/2019
8:11 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/01/2019
8:06 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/26/2019
11:15 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/21/2019
10:25 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/18/2019
6:34 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/18/2019
6:33 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/15/2019
11:23 AM | UBS Group (Filer)
| Form IRANNOTICE
| |
03/15/2019
11:18 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/15/2019
11:09 AM | UBS Group (Filer)
| Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans | |
03/15/2019
8:59 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/15/2019
8:54 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/15/2019
8:48 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/15/2019
8:33 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/15/2019
8:28 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/08/2019
12:31 PM | Eldorado Resorts, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
03/08/2019
5:16 AM | Falcon Minerals Corp (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
03/08/2019
5:13 AM | MESA AIR GROUP INC (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
03/08/2019
5:12 AM | TrueCar, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
03/08/2019
5:09 AM | HAMILTON BANCORP INC (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
03/08/2019
5:07 AM | AYTU BIOSCIENCE, INC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/25/2019
6:52 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
02/21/2019
9:23 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
02/20/2019
8:18 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
02/15/2019
3:29 PM | Changyou.com Ltd (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
3:24 PM | Paratek Pharmaceuticals, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
3:17 PM | ENCORE CAPITAL GROUP INC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
3:15 PM | Safety, Income & Growth, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
2:55 PM | MESA AIR GROUP INC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
2:47 PM | DHI GROUP, INC. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
2:31 PM | TrueCar, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
2:08 PM | UBS Group (Filed by)
Voyager Therapeutics, Inc. (Subject)
| Form SC 13G
| |
02/15/2019
2:07 PM | JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
2:05 PM | Alphatec Holdings, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
2:03 PM | Shire plc (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
2:02 PM | ISTAR INC. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
2:01 PM | ELLSWORTH GROWTH & INCOME FUND LTD (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
2:00 PM | SILVERBOW RESOURCES, INC. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:56 PM | Eldorado Resorts, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:53 PM | ORBCOMM Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:50 PM | Pandora Media, LLC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:42 PM | Cellectar Biosciences, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:35 PM | AMERICAN ENERGY GROUP LTD (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
1:20 PM | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
1:16 PM | Evogene Ltd. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
1:09 PM | UBS Group (Filed by)
Western Asset Mortgage Capital Corp (Subject)
| Form SC 13G
| |
02/15/2019
1:09 PM | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
1:06 PM | Barings BDC, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:05 PM | Sundance Energy Australia Ltd (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:04 PM | Pilgrim Bancshares, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:02 PM | MANITOWOC CO INC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
1:00 PM | SunOpta Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
12:56 PM | CONSUMER PORTFOLIO SERVICES INC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
12:55 PM | UBS Group (Filed by)
WESTERN ASSET CORPORATE LOAN FUND INC. (Subject)
| Form SC 13G/A
| |
02/15/2019
12:47 PM | UBS Group (Filed by)
ZILLOW GROUP, INC. (Subject)
ZILLOW GROUP, INC. (Subject)
| Form SC 13G/A
| |
02/15/2019
12:40 PM | New Home Co Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
12:31 PM | UBS Group (Filed by)
Welbilt, Inc. (Subject)
| Form SC 13G
| |
02/15/2019
12:25 PM | Falcon Minerals Corp (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
12:15 PM | CRANE CO /DE/ (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
02/15/2019
12:05 PM | ProQR Therapeutics N.V. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/15/2019
11:42 AM | UBS Group (Filed by)
Western Asset Investment Grade Defined Opportunity Trust Inc. (Subject)
| Form SC 13G/A
| |
02/14/2019
4:30 PM | ANTARES PHARMA, INC. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
02/14/2019
5:25 AM | UBS Group (Filer)
| Form 13F-HR
| |
02/08/2019
1:57 PM | HOPFED BANCORP INC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
01/23/2019
1:30 PM | TENET HEALTHCARE CORP (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
01/23/2019
8:21 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
01/22/2019
5:25 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
01/22/2019
5:19 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
01/11/2019
2:23 PM | UBS Group (Filed by)
VICAL INC (Subject)
| Form SC 13G
| |
01/11/2019
2:12 PM | UBS Group (Filed by)
Valeritas Holdings Inc. (Subject)
| Form SC 13G
| |
01/11/2019
2:00 PM | HAMILTON BANCORP INC (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
01/11/2019
1:51 PM | Nuverra Environmental Solutions, Inc. (Subject)
UBS Group (Filed by)
| Form SC 13G
| |
01/10/2019
8:43 AM | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A
| |
01/09/2019
5:05 AM | EATON VANCE SENIOR FLOATING RATE TRUST (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
