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First Trust NYSE Arca Biotechnology Index Fund (FBT) Institutional Ownership

First Trust NYSE Arca Biotechnology Index Fund logo
$273.79 +0.32 (+0.12%)
As of 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for First Trust NYSE Arca Biotechnology Index Fund (NYSEARCA:FBT)

Number of
Institutional Buyers
(last 12 months)
156
Total
Institutional Inflows
(last 12 months)
$981.38M
Number of
Institutional Sellers
(last 12 months)
87
Total
Institutional Outflows
(last 12 months)
$30.21M
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FBT Institutional Buying and Selling by Quarter

First Trust NYSE Arca Biotechnology Index Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/27/2026 Corient Private Wealth LP4,016$996K0.0%N/A0.036%
8/23/2026 Nilsine Partners LLC97,225$24.10M1.7%+2.3%0.880%
8/23/2026 Nvest Financial LLC1,488$369K0.1%N/A0.013%
8/23/2026 Asset Allocation Strategies LLC1,347$334K0.0%N/A0.012%
8/22/2026 Compass Financial Management LLC588$146K0.0%N/A0.005%
8/22/2026 Tudor Financial Inc.2,829$701K0.3%-76.9%0.026%
8/22/2026 TD Waterhouse Canada Inc.47,342$11.80M0.0%+15.2%0.428%
8/22/2026 Concurrent Investment Advisors LLC1,965$487K0.0%-12.2%0.018%
8/21/2026 Continuum Advisory LLC140$35K0.0%N/A0.001%
8/19/2026 Navellier & Associates Inc.8,640$2.14M0.2%+29.4%0.078%
8/12/2026 Compass Financial Management LLC588$146K0.0%N/A0.005%
7/10/2026 Ocean Park Asset Management LLC8,929$2.21M0.1%N/A0.079%
7/10/2026 Wealthcare Advisory Partners LLC891$221K0.0%N/A0.008%
7/9/2026 HF Advisory Group LLC1,270$315K0.1%+5.0%0.011%
7/8/2026 Thurston Springer Miller Herd & Titak Inc.1,007$250K0.1%+1,113.3%0.009%
7/8/2026 First Heartland Consultants Inc.3,292$816K0.1%+6.2%0.029%
7/8/2026 Puff Wealth Management LLC1,067$265K0.3%N/A0.009%
7/7/2026 Quad Cities Investment Group LLC8,782$2.18M0.8%+1.9%0.077%
7/7/2026 Dynamic Advisor Solutions LLC4,247$1.05M0.0%+255.4%0.037%
7/7/2026 Financial Enhancement Group LLC5,566$1.38M0.2%-2.2%0.049%
7/6/2026 Vigilare Wealth Management885$219K0.1%N/A0.008%
7/6/2026 Stonebridge Financial Group LLC1,324$328K0.0%N/A0.012%
7/2/2026 CX Institutional724$180K0.0%-21.0%0.006%
6/8/2026 Pine Valley Investments Ltd Liability Co2,924$587K0.0%-9.8%0.026%
6/3/2026 Parallel Advisors LLC182$37K0.0%+1,300.0%0.002%
5/19/2026 Bank of America Corp DE200,959$40.36M0.0%+5.7%1.778%
5/19/2026 Arkadios Wealth Advisors1,842$370K0.0%N/A0.016%
5/18/2026Sunbelt Securities Inc.333$67K0.0%+311.1%0.003%
5/18/2026 Royal Bank of Canada199,981$40.16M0.0%+29.1%1.770%
5/15/2026 Gateway Wealth Partners LLC19,654$3.95M0.2%+174.5%0.174%
5/14/2026 Modern Wealth Management LLC41,791$8.46M0.1%+0.5%0.370%
5/14/2026 RMG Wealth Management LLC258$54K0.0%N/A0.002%
5/14/2026 American Financial Advisors LLC2,013$404K0.1%+3.2%0.018%
5/13/2026 Cetera Investment Advisers66,297$13.31M0.0%+5.5%0.587%
5/13/2026 First Trust Advisors LP3,515,093$705.90M0.5%+49,660.7%31.107%
5/8/2026 Dale Q Rice Investment Management Ltd3,098$622K0.5%-2.3%0.027%
5/8/2026 Cassaday & Co Wealth Management LLC169$34K0.0%N/A0.001%
5/7/2026 Parallel Advisors LLC182$37K0.0%+1,300.0%0.002%
5/6/2026 Forty three Eighteen Advisors LLC6,299$1.27M1.0%N/A0.056%
5/6/2026 Assetmark Inc.55,217$11.09M0.0%+18.6%0.489%
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5/6/2026 Independent Financial Group LLC2,325$467K0.0%N/A0.021%
5/6/2026 Prosperity Consulting Group LLC3,081$619K0.0%+8.0%0.027%
5/5/2026 D.A. Davidson & CO.53,019$10.65M0.1%+6.5%0.469%
5/5/2026 Bank of New York Mellon Corp8,303$1.67M0.0%+8.0%0.073%
5/5/2026 Gentry Private Wealth LLC4,483$900K0.5%-3.9%0.040%
5/5/2026 1ST Source Bank3,674$738K0.0%-1.9%0.033%
5/4/2026 HBW Advisory Services LLC2,651$532K0.1%+5.5%0.023%
5/2/2026 International Assets Investment Management LLC1,082$219K0.0%-78.6%0.010%
5/1/2026 Fifth Third Bancorp1,406$282K0.0%N/A0.012%
5/1/2026 WealthShield Partners LLC4,689$942K0.1%-2.7%0.041%
4/30/2026 Kestra Advisory Services LLC22,291$4.48M0.0%-26.4%0.197%
4/28/2026 Berger Financial Group Inc104,402$20.97M1.2%-9.2%0.924%
4/28/2026 Koshinski Asset Management Inc.2,177$437K0.0%-2.8%0.019%
4/27/2026 Leelyn Smith LLC2,298$461K0.1%N/A0.020%
4/27/2026 BIP Wealth LLC8,374$1.68M0.1%+220.6%0.074%
4/27/2026 World Investment Advisors29,734$5.97M0.1%+275.6%0.263%
4/27/2026 Private Advisor Group LLC10,037$2.02M0.0%+203.6%0.089%
4/27/2026 Sound Income Strategies LLC2,876$582K0.0%+10.9%0.025%
4/23/2026 Apollon Wealth Management LLC4,184$840K0.0%-2.2%0.037%
4/23/2026 Formidable Asset Management LLC1,689$349K0.1%+39.4%0.015%
4/22/2026 Janney Montgomery Scott LLC65,265$13.11M0.0%-6.8%0.578%
4/22/2026 Realta Investment Advisors3,156$634K0.2%N/A0.028%
4/21/2026 HF Advisory Group LLC1,210$243K0.1%-15.8%0.011%
4/21/2026 Sequent Planning LLC1,150$231K0.1%+4.5%0.010%
4/20/2026 Kestra Private Wealth Services LLC8,290$1.67M0.0%-7.1%0.073%
4/20/2026 Financial Enhancement Group LLC5,689$1.20M0.1%-1.7%0.050%
4/20/2026 MinichMacGregor Wealth Management LLC3,444$692K0.1%N/A0.030%
4/20/2026 Davis Investment Partners LLC11,517$2.31M0.8%+145.0%0.102%
4/20/2026 Trust Co. of Oklahoma3,629$729K0.2%N/A0.032%
4/20/2026 RFG Advisory LLC1,895$381K0.0%+93.0%0.017%
4/18/2026 EdgeRock Capital LLC1,700$341K0.1%-4.4%0.015%
4/16/2026 CPR Investments Inc.1,068$214K0.1%N/A0.009%
3/17/2026 Rockefeller Capital Management L.P.4,219$871K0.0%+6.2%0.402%
3/13/2026 World Investment Advisors7,917$1.64M0.0%-1.9%0.754%
3/4/2026AG Campbell Advisory LLC150$31K0.0%N/A0.014%
2/19/2026 Corient Private Wealth LLC23,962$4.95M0.0%+593.5%2.282%
2/18/2026 Ameriflex Group Inc.206$43K0.0%-45.8%0.020%
2/18/2026 Pacific Excel Wealth Advisors Inc.3,135$647K1.2%N/A0.299%
2/18/2026 Maia Wealth LLC3,028$621K0.1%-5.8%0.288%
2/17/2026 Cetera Investment Advisers62,870$12.98M0.0%+19.1%5.988%
2/17/2026 Kovack Advisors Inc.1,612$333K0.0%+6.2%0.154%
2/17/2026 Osaic Holdings Inc.52,887$10.93M0.0%-4.7%5.037%
2/17/2026 Captrust Financial Advisors3,703$765K0.0%-1.5%0.353%
2/17/2026 &PARTNERS6,430$1.32M0.0%-2.7%0.612%
2/17/2026 Blair William & Co. IL318$66K0.0%-20.1%0.030%
2/17/2026 Royal Bank of Canada154,869$31.98M0.0%+1.4%14.749%
2/16/2026 Perryman Financial Advisory Inc. AD1,756$363K0.1%N/A0.167%
2/16/2026 MML Investors Services LLC3,226$666K0.0%+27.2%0.307%
2/16/2026 Mariner LLC1,510$312K0.0%+8.1%0.144%
2/16/2026 Arax Advisory Partners1,591$329K0.0%N/A0.152%
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2/16/2026 Brown Advisory Inc.10,389$2.15M0.0%-1.0%0.989%
2/16/2026 Aptus Capital Advisors LLC347$72K0.0%+17,250.0%0.033%
2/13/2026 Jacobi Capital Management LLC1,399$289K0.0%N/A0.133%
2/13/2026 Kestra Advisory Services LLC30,277$6.25M0.0%+68.8%2.884%
2/13/2026 360 Financial Inc.72,085$14.89M4.0%N/A6.865%
2/13/2026 Stifel Financial Corp60,446$12.48M0.0%+16.4%5.757%
2/13/2026 Commerce Bank1,000$207K0.0%N/A0.095%
2/13/2026 Smartleaf Asset Management LLC215$45K0.0%+95.5%0.020%
2/13/2026 Morgan Stanley401,201$82.86M0.0%+18.2%38.210%
2/13/2026 First Trust Advisors LP7,064$1.46M0.0%-15.1%0.673%


FBT Institutional Ownership - Frequently Asked Questions

During the previous two years, 272 institutional investors and hedge funds held shares of First Trust NYSE Arca Biotechnology Index Fund. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($2.35B), First Trust Advisors LP ($705.90M), Morgan Stanley ($82.86M), LPL Financial LLC ($53.87M), Bank of America Corp DE ($40.36M), Royal Bank of Canada ($40.16M), and Wells Fargo & Company MN ($38.95M).Learn more on First Trust NYSE Arca Biotechnology Index Fund's institutional investors.

Of the 232 institutional investors that purchased First Trust NYSE Arca Biotechnology Index Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($15.32M), First Trust Advisors LP ($3.51M), Northwestern Mutual Wealth Management Co. ($572.33K), Raymond James Financial Inc. ($334.09K), International Assets Investment Management LLC ($189.49K), Stonebridge Financial Group LLC ($149.47K), and GAMMA Investing LLC ($96.53K).

Institutional investors have bought a total of 4,855,287 shares in the last 24 months. This purchase volume represents approximately $981.38M in transactions.

Of the 87 institutional investors that sold First Trust NYSE Arca Biotechnology Index Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Ameritas Advisory Services LLC ($36.22K), Commonwealth Equity Services LLC ($13.35K), Berger Financial Group Inc ($11.09K), Tudor Financial Inc. ($9.42K), Kestra Advisory Services LLC ($7.99K), Raymond James Financial Inc. ($6.75K), and Osaic Holdings Inc. ($6.33K).

Institutional investors have sold a total of 156,220 shares in the last 24 months. This volume of shares sold represents approximately $30.21M in transactions.



Institutional ownership data for NYSEARCA:FBT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/27/2026. New 13F filings are added each quarter as they're published.
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