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First Trust Preferred Securities and Income ETF (FPE) Institutional Ownership

First Trust Preferred Securities and Income ETF logo
$17.95 0.00 (0.00%)
As of 07/2/2026 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Preferred Securities and Income ETF (NYSEARCA:FPE)

Number of
Institutional Buyers
(last 12 months)
314
Total
Institutional Inflows
(last 12 months)
$632.65M
Number of
Institutional Sellers
(last 12 months)
204
Total
Institutional Outflows
(last 12 months)
$311.47M
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FPE Institutional Buying and Selling by Quarter

First Trust Preferred Securities and Income ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/3/2026Parallel Advisors LLC84,729$1.50M0.0%-1.4%0.024%
5/26/2026Summit Financial Wealth Advisors LLC86,076$1.53M0.2%+6.1%0.024%
5/19/2026Western Wealth Management LLC249,857$4.44M0.2%-8.7%0.071%
5/19/2026Bank of America Corp DE8,652,282$153.58M0.0%+5.4%2.458%
5/19/2026Centaurus Financial Inc.23,461$416K0.0%+18.8%0.007%
5/19/2026Arkadios Wealth Advisors58,634$1.04M0.0%+6.0%0.017%
5/19/2026IFS Group LLC24,036$427K0.4%N/A0.007%
5/18/2026Readystate Asset Management LP59,326$1.05M0.0%+9.6%0.017%
5/18/2026ROI Financial Advisors LLC121,936$2.16M1.3%+2.6%0.035%
5/18/2026Royal Bank of Canada19,554,291$347.09M0.1%-16.9%5.554%
5/16/2026Excelsior Advisor Network LLC11,453$203K0.1%N/A0.003%
5/15/2026Gateway Wealth Partners LLC41,238$732K0.0%+115.7%0.012%
5/15/2026Everest Financial Group LLC17,100$304K0.1%N/A0.005%
5/15/2026Matrix Private Capital Group LLC34,109$605K0.3%N/A0.010%
5/15/2026Waverly Advisors LLC804,883$14.29M0.1%+3.6%0.229%
5/14/2026Hilltop Holdings Inc.10,890$193K0.0%N/A0.003%
5/13/2026Cetera Investment Advisers2,964,486$52.62M0.1%+14.8%0.842%
5/13/2026Measured Wealth Private Client Group LLC7,515$133K0.0%-20.5%0.002%
5/13/2026NewEdge Wealth LLC21,419$380K0.0%-18.9%0.006%
5/13/2026First Trust Advisors LP331,053$5.88M0.0%-4.9%0.094%
5/8/2026PNC Financial Services Group Inc.13,510$240K0.0%+9.1%0.004%
5/7/2026Scarborough Advisors LLC100,942$1.79M0.2%N/A0.029%
5/7/2026Parallel Advisors LLC84,729$1.50M0.0%-1.4%0.024%
5/7/2026Ironwood Investment Counsel LLC346,152$6.14M0.9%+40.3%0.098%
5/6/2026IMA Advisory Services Inc.340,868$6.05M0.6%+3.4%0.097%
5/6/2026Simon Quick Advisors LLC30,636$544K0.0%N/A0.009%
5/6/2026Juno Financial Group LLC323,559$5.74M2.3%+6.0%0.092%
5/6/2026Assetmark Inc.2,275$40K0.0%-83.2%0.001%
5/6/2026Gallacher Capital Management LLC127,068$2.26M0.9%-4.0%0.036%
5/6/2026Barings LLC165,116$2.93M0.0%-5.7%0.047%
5/6/2026SteelPeak Wealth LLC20,387$362K0.0%-26.6%0.006%
5/6/2026Oder Investment Management LLC40,658$722K0.6%+3.5%0.012%
5/6/2026Independent Financial Group LLC72,808$1.29M0.0%N/A0.021%
5/6/2026Prosperity Consulting Group LLC205,044$3.64M0.2%-1.4%0.058%
5/5/2026D.A. Davidson & CO.206,493$3.67M0.0%+1.3%0.059%
5/5/2026Bank of New York Mellon Corp11,438$203K0.0%-40.4%0.003%
5/5/2026Seros Financial LLC518,453$9.20M5.9%+1.9%0.147%
5/5/2026Geneos Wealth Management Inc.92,359$1.64M0.0%+57.1%0.026%
5/5/2026NFSG Corp1,861$33K0.0%-68.3%0.001%
5/5/2026Ethos Financial Group LLC151,554$2.69M0.2%N/A0.043%
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5/5/2026SouthState Bank Corp5,000$89K0.0%N/A0.001%
5/5/2026Sigma Planning Corp260,198$4.62M0.1%+6.5%0.074%
5/5/2026Avantax Planning Partners Inc.125,137$2.22M0.1%+31.4%0.036%
5/4/2026Milestones Private Investment Advisors LLC145,866$2.59M2.3%+3.0%0.041%
5/4/2026Empirical Financial Services LLC d.b.a. Empirical Wealth Management1,239,522$22.00M0.4%+4.3%0.352%
5/4/2026Archer Investment Corp115,836$2.06M0.4%-13.0%0.033%
5/4/2026Chicago Partners Investment Group LLC472,233$8.56M0.2%+1.6%0.134%
5/2/2026International Assets Investment Management LLC114,709$2.04M0.0%-39.4%0.033%
5/2/2026Valmark Advisers Inc.285,818$5.07M0.1%+3.8%0.081%
5/1/2026Fifth Third Bancorp477,944$8.48M0.0%N/A0.136%
5/1/2026Sequoia Financial Advisors LLC19,448$345K0.0%-3.8%0.006%
4/30/2026Beacon Financial Group62,145$1.10M0.1%-8.6%0.018%
4/30/2026Kestra Advisory Services LLC2,425,646$43.06M0.2%+4.7%0.691%
4/29/2026ORBA Wealth Advisors L.L.C.176,798$3.14M3.7%-19.1%0.050%
4/28/2026Appleton Partners Inc. MA235,270$4.18M0.3%+15.4%0.067%
4/28/2026Whittier Trust Co. of Nevada Inc.3,444$61K0.0%N/A0.001%
4/28/2026Ascentis Independent Advisors1,651$29K0.0%N/A0.000%
4/28/2026Stephens Inc. AR391,211$6.94M0.1%+13.9%0.112%
4/28/2026LVZ Inc.31,534$560K0.1%+6.8%0.009%
4/28/2026Berger Financial Group Inc38,567$685K0.0%-1.5%0.011%
4/28/2026Raleigh Capital Management Inc.1,687$30K0.0%-32.7%0.000%
4/28/2026NBT Bank N A NY3,705$66K0.0%+20,483.3%0.001%
4/28/2026Paller Financial Services Inc59,235$1.05M0.9%-1.8%0.017%
4/28/2026Beacon Financial Advisory LLC47,183$838K0.2%N/A0.013%
4/27/2026Altus Wealth Group LLC38,827$689K0.3%-5.6%0.011%
4/27/2026World Investment Advisors27,996$497K0.0%-3.1%0.008%
4/27/2026Private Advisor Group LLC305,134$5.42M0.0%-3.3%0.087%
4/27/2026Elevation Point Wealth Partners LLC213,218$3.79M0.1%+2.8%0.061%
4/27/2026Sound Income Strategies LLC251,742$4.49M0.2%-4.7%0.072%
4/27/2026Prasad Wealth Partners LLC467,297$8.30M2.3%+4.0%0.133%
4/25/2026Patten Group Inc.107,935$1.92M0.3%-1.2%0.031%
4/25/2026Center for Wealth Management Advisory31,756$564K0.4%+33.1%0.009%
4/24/2026Prospect Financial Services LLC24,310$431K0.3%-9.7%0.007%
4/24/2026Essex LLC56,988$1.01M0.2%+8.0%0.016%
4/24/2026Tcfg Wealth Management LLC32,738$581K0.2%N/A0.009%
4/24/2026American Institute for Advanced Investment Management LLP28,350$503K0.3%+5.1%0.008%
4/24/2026Walker Asset Management LLC111,485$1.98M1.1%-4.9%0.032%
4/24/2026Columbia Advisory Partners LLC50,131$890K0.6%-6.3%0.014%
4/23/2026Flagstar Advisors Inc.196,610$3.49M1.3%-9.1%0.056%
4/23/2026Etesian Wealth Advisors Inc.127,010$2.25M0.7%-2.5%0.036%
4/22/2026First Financial Group Corp22,485$399K0.3%-10.7%0.006%
4/22/2026Janney Montgomery Scott LLC1,155,368$20.51M0.1%-0.1%0.330%
4/22/2026Realta Investment Advisors19,593$348K0.1%+9.2%0.006%
4/22/2026Merkkuri Wealth Advisors LLC5,170$92K0.1%N/A0.001%
4/22/2026Econ Financial Services Corp180,142$3.20M1.5%+54.1%0.051%
4/21/2026Falcon Wealth Planning1,514,417$26.88M1.8%+11.2%0.432%
4/21/2026Independent Wealth Network Inc.87,627$1.56M0.5%-28.6%0.025%
4/21/2026Silver Oak Securities Incorporated99,426$1.77M0.1%+27.5%0.028%
4/20/2026Kestra Private Wealth Services LLC659,740$11.71M0.1%+5.4%0.188%
4/20/2026Tanager Wealth Management LLP48,804$866K0.1%-4.6%0.014%
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4/20/2026RFG Advisory LLC184,631$3.28M0.1%+6.7%0.053%
4/18/2026Vermillion Wealth Management Inc.24,986$444K0.2%-2.8%0.007%
4/17/2026WealthBridge Capital Management LLC99,241$1.76M0.4%+7.9%0.028%
4/17/2026Total Clarity Wealth Management Inc.14,621$260K0.1%N/A0.004%
4/17/2026Cornell Pochily Investment Advisors Inc.16,380$291K0.1%-20.7%0.005%
4/17/2026Summit Wealth Partners LLC19,207$341K0.1%-10.8%0.005%
4/17/2026Brookstone Capital Management213,045$3.78M0.0%+12.5%0.061%
4/16/2026Balboa Wealth Partners18,161$322K0.1%+40.1%0.005%
4/16/2026Aurora Private Wealth Inc.25,075$457K0.3%-34.6%0.007%
4/16/2026Freedom Financial Partners LLC40,165$713K0.3%+2.4%0.011%


FPE Institutional Ownership - Frequently Asked Questions

During the previous two years, 505 institutional investors and hedge funds held shares of First Trust Preferred Securities and Income ETF. The most heavily invested institutionals were Morgan Stanley ($970.24M), Royal Bank of Canada ($347.09M), LPL Financial LLC ($306.48M), Wells Fargo & Company MN ($290.26M), UBS Group AG ($174.31M), Raymond James Financial Inc. ($173.59M), and Bank of America Corp DE ($153.58M).Learn more on First Trust Preferred Securities and Income ETF's institutional investors.

Of the 434 institutional investors that purchased First Trust Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($9.67M), LPL Financial LLC ($6.52M), Bank of America Corp DE ($4.53M), Stonebridge Advisors LLC ($4.35M), Gallagher Fiduciary Advisors LLC ($3.47M), Ameriprise Financial Inc. ($3.17M), and Advisory Alpha LLC ($2.51M).

Institutional investors have bought a total of 35,012,351 shares in the last 24 months. This purchase volume represents approximately $632.65M in transactions.

Of the 204 institutional investors that sold First Trust Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Royal Bank of Canada ($5.67M), Arax Advisory Partners ($1.64M), Integrity Wealth Advisors Inc. ($1.47M), Stonebridge Advisors LLC ($920.48K), UBS Group AG ($647.60K), Ocean Park Asset Management LLC ($601.62K), and Barings LLC ($457.33K).

Institutional investors have sold a total of 17,258,753 shares in the last 24 months. This volume of shares sold represents approximately $311.47M in transactions.


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This page (NYSEARCA:FPE) was last updated on 7/5/2026 by MarketBeat.com Staff.
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