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First Trust Preferred Securities and Income ETF (FPE) Institutional Ownership

First Trust Preferred Securities and Income ETF logo
$17.05 +0.04 (+0.24%)
Closing price 10/13/2026 04:10 PM Eastern
Extended Trading
$17.06 +0.00 (+0.03%)
As of 10/13/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Preferred Securities and Income ETF (NYSEARCA:FPE)

Number of
Institutional Buyers
(last 12 months)
282
Total
Institutional Inflows
(last 12 months)
$474.11M
Number of
Institutional Sellers
(last 12 months)
170
Total
Institutional Outflows
(last 12 months)
$270.52M
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FPE Institutional Buying and Selling by Quarter

First Trust Preferred Securities and Income ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/14/2026B. Riley Wealth Advisors Inc.54,393$927K0.0%+35.4%0.016%
10/14/2026Walker Asset Management LLC105,325$1.80M0.9%-2.3%0.030%
10/13/2026Accel Wealth Management45,061$768K0.2%+20.2%0.013%
10/13/2026Paller Financial Services Inc56,735$967K0.7%+1.4%0.016%
10/9/2026Sound Income Strategies LLC244,102$4.17M0.1%-1.3%0.070%
10/9/2026Shulman DeMeo Asset Management LLC25,398$433K0.2%-6.9%0.007%
10/9/2026Stableford Capital II LLC18,759$320K0.1%-31.2%0.005%
10/8/2026Farther Finance Advisors LLC39,146$667K0.0%-3.0%0.011%
10/8/2026YHB Investment Advisors Inc.22,948$391K0.0%N/A0.007%
10/8/2026Gradient Investments LLC449,843$7.67M0.1%+3.0%0.129%
10/8/2026Avidian Wealth Enterprises LLC745,527$12.71M0.4%-6.8%0.213%
10/8/2026Toth Financial Advisory Corp202,578$3.45M0.3%-3.3%0.058%
10/8/2026City Center Advisors LLC12,513$213K0.2%+12.2%0.004%
10/8/2026Puff Wealth Management LLC37,747$644K0.6%-18.1%0.011%
10/8/2026Winebrenner Capital Management LLC36,043$615K0.4%-16.7%0.010%
10/7/2026Cooper Financial Group23,949$408K0.0%N/A0.007%
10/5/2026Park National Corp OH1,947,034$33.20M0.9%+2.3%0.554%
10/2/2026 Versant Capital Management Inc2,614$45K0.0%N/A0.001%
9/23/2026Envestnet Asset Management Inc.2,516,214$44.99M0.0%-0.5%0.710%
9/9/2026Sequoia Financial Advisors LLC15,989$286K0.0%-17.8%0.004%
9/9/2026Integrated Wealth Concepts LLC296,706$5.31M0.0%-2.2%0.083%
9/9/2026RFG Advisory LLC18,132$324K0.0%-90.2%0.005%
9/9/2026IFP Advisors Inc135,670$2.43M0.0%+15.8%0.038%
9/9/2026Baird Financial Group Inc.2,028,641$36.27M0.0%+3.4%0.570%
9/8/2026Waverly Advisors LLC842,725$15.07M0.1%+4.7%0.237%
8/25/2026Kingsbury Capital Investment Advisors LLC106,305$1.90M1.6%+3.5%0.030%
8/23/2026Tanager Wealth Management LLP49,731$889K0.1%+1.9%0.014%
8/23/2026PCG Wealth Advisors LLC64,074$1.15M0.3%+14.9%0.018%
8/23/2026Midwest Heritage Bank FSB495,910$8.87M2.5%+4.4%0.139%
8/23/2026Kraematon Investment Advisors Inc.58,705$1.05M0.8%+5.4%0.017%
8/23/2026Asset Allocation Strategies LLC210,538$3.76M0.6%N/A0.059%
8/22/2026Timbuktu Capital Management LLC1,500$27K0.0%N/A0.000%
8/22/2026BAM Wealth Management LLC25,632$458K0.3%+40.2%0.007%
8/22/2026Tudor Financial Inc.49,937$893K0.4%+12,139.5%0.014%
8/22/2026Concurrent Investment Advisors LLC862,964$15.43M0.1%+54.1%0.243%
8/21/2026Triumph Capital Management326,283$5.83M1.0%+5.3%0.092%
8/20/2026Gill Capital Partners LLC101,248$1.81M0.5%-1.9%0.028%
8/13/2026Capital Square LLC13,390$240K0.1%N/A0.004%
8/12/2026Compass Financial Management LLC141,840$2.54M0.3%N/A0.040%
7/12/2026Walker Asset Management LLC107,825$1.93M1.0%-3.3%0.030%
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7/10/2026Accel Wealth Management37,473$670K0.2%-15.5%0.011%
7/10/2026City Holding Co.134,107$2.40M0.3%-10.4%0.038%
7/10/2026Wealthcare Advisory Partners LLC13,062$234K0.0%+18.1%0.004%
7/9/2026Key Client Fiduciary Advisors LLC13,370$239K0.1%-6.8%0.004%
7/9/2026Focus Financial Network Inc.12,738$228K0.0%-43.0%0.004%
7/9/2026Allied Private Wealth LLC1,670$30K0.0%N/A0.000%
7/8/2026Gradient Investments LLC436,935$7.81M0.1%+3.0%0.123%
7/8/2026TrueWealth Advisors LLC57,323$1.03M0.2%+1.7%0.016%
7/8/2026Puff Wealth Management LLC46,073$824K0.8%N/A0.013%
7/7/2026Paller Financial Services Inc55,970$1.00M0.7%-5.5%0.016%
7/7/2026Quad Cities Investment Group LLC564,160$10.09M3.6%+5.2%0.159%
7/7/2026Dynamic Advisor Solutions LLC94,512$1.69M0.0%+10.6%0.027%
7/7/2026City Center Advisors LLC11,149$199K0.2%N/A0.003%
7/7/2026Howard Financial Services LTD.341,178$6.10M0.6%-3.5%0.096%
7/6/2026Stableford Capital II LLC27,270$488K0.2%+78.2%0.008%
6/3/2026Parallel Advisors LLC84,729$1.50M0.0%-1.4%0.024%
5/26/2026Summit Financial Wealth Advisors LLC86,076$1.53M0.2%+6.1%0.024%
5/19/2026Western Wealth Management LLC249,857$4.44M0.2%-8.7%0.071%
5/19/2026Bank of America Corp DE8,652,282$153.58M0.0%+5.4%2.458%
5/19/2026Centaurus Financial Inc.23,461$416K0.0%+18.8%0.007%
5/19/2026Arkadios Wealth Advisors58,634$1.04M0.0%+6.0%0.017%
5/19/2026IFS Group LLC24,036$427K0.4%N/A0.007%
5/18/2026Readystate Asset Management LP59,326$1.05M0.0%+9.6%0.017%
5/18/2026ROI Financial Advisors LLC121,936$2.16M1.3%+2.6%0.035%
5/18/2026Royal Bank of Canada19,554,291$347.09M0.1%-16.9%5.554%
5/16/2026Excelsior Advisor Network LLC11,453$203K0.1%N/A0.003%
5/15/2026Gateway Wealth Partners LLC41,238$732K0.0%+115.7%0.012%
5/15/2026Everest Financial Group LLC17,100$304K0.1%N/A0.005%
5/15/2026Matrix Private Capital Group LLC34,109$605K0.3%N/A0.010%
5/15/2026Waverly Advisors LLC804,883$14.29M0.1%+3.6%0.229%
5/14/2026Hilltop Holdings Inc.10,890$193K0.0%N/A0.003%
5/13/2026Cetera Investment Advisers2,964,486$52.62M0.1%+14.8%0.842%
5/13/2026Measured Wealth Private Client Group LLC7,515$133K0.0%-20.5%0.002%
5/13/2026NewEdge Wealth LLC21,419$380K0.0%-18.9%0.006%
5/13/2026First Trust Advisors LP331,053$5.88M0.0%-4.9%0.094%
5/8/2026PNC Financial Services Group Inc.13,510$240K0.0%+9.1%0.004%
5/7/2026Scarborough Advisors LLC100,942$1.79M0.2%N/A0.029%
5/7/2026Parallel Advisors LLC84,729$1.50M0.0%-1.4%0.024%
5/7/2026Ironwood Investment Counsel LLC346,152$6.14M0.9%+40.3%0.098%
5/6/2026IMA Advisory Services Inc.340,868$6.05M0.6%+3.4%0.097%
5/6/2026Simon Quick Advisors LLC30,636$544K0.0%N/A0.009%
5/6/2026Juno Financial Group LLC323,559$5.74M2.3%+6.0%0.092%
5/6/2026Assetmark Inc.2,275$40K0.0%-83.2%0.001%
5/6/2026Gallacher Capital Management LLC127,068$2.26M0.9%-4.0%0.036%
5/6/2026Barings LLC165,116$2.93M0.0%-5.7%0.047%
5/6/2026SteelPeak Wealth LLC20,387$362K0.0%-26.6%0.006%
5/6/2026Oder Investment Management LLC40,658$722K0.6%+3.5%0.012%
5/6/2026Independent Financial Group LLC72,808$1.29M0.0%N/A0.021%
5/6/2026Prosperity Consulting Group LLC205,044$3.64M0.2%-1.4%0.058%
5/5/2026D.A. Davidson & CO.206,493$3.67M0.0%+1.3%0.059%
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5/5/2026Bank of New York Mellon Corp11,438$203K0.0%-40.4%0.003%
5/5/2026Seros Financial LLC518,453$9.20M5.9%+1.9%0.147%
5/5/2026Geneos Wealth Management Inc.92,359$1.64M0.0%+57.1%0.026%
5/5/2026NFSG Corp1,861$33K0.0%-68.3%0.001%
5/5/2026Ethos Financial Group LLC151,554$2.69M0.2%N/A0.043%
5/5/2026SouthState Bank Corp5,000$89K0.0%N/A0.001%
5/5/2026Sigma Planning Corp260,198$4.62M0.1%+6.5%0.074%
5/5/2026Avantax Planning Partners Inc.125,137$2.22M0.1%+31.4%0.036%
5/4/2026Milestones Private Investment Advisors LLC145,866$2.59M2.3%+3.0%0.041%
5/4/2026Empirical Financial Services LLC d.b.a. Empirical Wealth Management1,239,522$22.00M0.4%+4.3%0.352%


FPE Institutional Ownership - Frequently Asked Questions

During the previous two years, 494 institutional investors and hedge funds held shares of First Trust Preferred Securities and Income ETF. The most heavily invested institutionals were Morgan Stanley ($970.24M), Royal Bank of Canada ($347.09M), LPL Financial LLC ($306.48M), Wells Fargo & Company MN ($290.26M), UBS Group AG ($174.31M), Raymond James Financial Inc. ($173.59M), and Bank of America Corp DE ($153.58M).Learn more on First Trust Preferred Securities and Income ETF's institutional investors.

Of the 427 institutional investors that purchased First Trust Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($9.67M), LPL Financial LLC ($6.16M), Bank of America Corp DE ($4.53M), Stonebridge Advisors LLC ($4.30M), Gallagher Fiduciary Advisors LLC ($3.47M), Ameriprise Financial Inc. ($3.17M), and Integrity Wealth Advisors Inc. ($2.23M).

Institutional investors have bought a total of 26,116,055 shares in the last 24 months. This purchase volume represents approximately $474.11M in transactions.

Of the 169 institutional investors that sold First Trust Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Royal Bank of Canada ($5.67M), Arax Advisory Partners ($1.64M), Integrity Wealth Advisors Inc. ($1.47M), Stonebridge Advisors LLC ($920.48K), UBS Group AG ($647.60K), Ocean Park Asset Management LLC ($601.62K), and Barings LLC ($431.03K).

Institutional investors have sold a total of 14,966,291 shares in the last 24 months. This volume of shares sold represents approximately $270.52M in transactions.


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Institutional ownership data for NYSEARCA:FPE is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/14/2026. New 13F filings are added each quarter as they're published.
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