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Breakwater Investment Management Top Holdings and 13F Report (2025)

About Breakwater Investment Management

Investment Activity

  • Breakwater Investment Management has $271.22 million in total holdings as of September 30, 2025.
  • Breakwater Investment Management owns shares of 530 different stocks, but just 29 companies or ETFs make up 80% of its holdings.
  • Approximately 2.05% of the portfolio was purchased this quarter.
  • About 2.45% of the portfolio was sold this quarter.
  • This quarter, Breakwater Investment Management has purchased 310 new stocks and bought additional shares in 90 stocks.
  • Breakwater Investment Management sold shares of 51 stocks and completely divested from 9 stocks this quarter.

Largest New Holdings this Quarter

922021605 - VANGUARD CALIF TAX FREE FDS
$84,905 Holding
922907712 - VANGUARD MUN BD FDS
$20,393 Holding
46641Q217 - JPMorgan BetaBuilders Japan ETF
$12,137 Holding
09857L108 - Booking
$10,799 Holding
46641Q225 - JPMorgan BetaBuilders Canada ETF
$8,898 Holding

Largest Purchases this Quarter

SCHWAB STRATEGIC TR
73,377 shares (about $1.90M)
Schwab Municipal Bond ETF
30,266 shares (about $775.11K)
iShares Core International Aggregate Bond ETF
7,926 shares (about $406.05K)
Vanguard Total International Bond ETF
8,006 shares (about $395.98K)
Vanguard Value ETF
1,313 shares (about $244.85K)

Largest Sales this Quarter

Schwab US Broad Market ETF
48,863 shares (about $1.26M)
PALANTIR TECHNOLOGIES INC
5,154 shares (about $940.19K)
Schwab U.S. Aggregate Bond ETF
16,135 shares (about $378.69K)
Schwab International Equity ETF
13,831 shares (about $321.99K)
iShares National Muni Bond ETF
2,492 shares (about $265.37K)

Sector Allocation Over Time

Map of 500 Largest Holdings ofBreakwater Investment Management

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$39,375,839$90,903 -0.2%119,98614.5%ETF
Schwab US Broad Market ETF stock logo
SCHB
Schwab US Broad Market ETF
$22,809,912$1,256,268 -5.2%887,2008.4%ETF
Vanguard Total International Stock ETF stock logo
VXUS
Vanguard Total International Stock ETF
$17,512,372$52,083 -0.3%238,3936.5%ETF
Microsoft Corporation stock logo
MSFT
Microsoft
$14,304,226$26,933 0.2%27,6175.3%Computer and Technology
Vanguard Total International Bond ETF stock logo
BNDX
Vanguard Total International Bond ETF
$11,914,978$395,977 3.4%240,9014.4%ETF
Vanguard Total Bond Market ETF stock logo
BND
Vanguard Total Bond Market ETF
$11,436,099$212,996 -1.8%153,7734.2%ETF
SPDR Portfolio S&P 1500 Composite Stock Market ETF stock logo
SPTM
SPDR Portfolio S&P 1500 Composite Stock Market ETF
$7,622,4740.0%94,5132.8%ETF
Vanguard FTSE All-World ex-US ETF stock logo
VEU
Vanguard FTSE All-World ex-US ETF
$6,678,020$207,901 -3.0%93,5692.5%ETF
VANGUARD MALVERN FDS
$6,493,054$9,488 -0.1%82,8092.4%CORE BD ETF
Vanguard Total World Stock ETF stock logo
VT
Vanguard Total World Stock ETF
$5,934,758$212,763 -3.5%43,0682.2%ETF
Vanguard FTSE Emerging Markets ETF stock logo
VWO
Vanguard FTSE Emerging Markets ETF
$5,872,638$64,366 -1.1%108,3912.2%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$5,772,7160.0%8,6652.1%Finance
Vanguard High Dividend Yield ETF stock logo
VYM
Vanguard High Dividend Yield ETF
$5,732,719$237,360 -4.0%40,6722.1%ETF
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$5,221,040$61,500 -1.2%24,1951.9%ETF
Vanguard Mega Cap Growth ETF stock logo
MGK
Vanguard Mega Cap Growth ETF
$5,019,788$78,472 -1.5%12,4741.9%ETF
Schwab International Equity ETF stock logo
SCHF
Schwab International Equity ETF
$4,983,829$321,986 -6.1%214,0821.8%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$4,667,400$17,346 0.4%21,2571.7%Retail/Wholesale
Vanguard Mega Cap Value ETF stock logo
MGV
Vanguard Mega Cap Value ETF
$4,362,083$74,793 -1.7%31,6691.6%ETF
iShares Core International Aggregate Bond ETF stock logo
IAGG
iShares Core International Aggregate Bond ETF
$3,846,724$406,051 11.8%75,0871.4%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$3,765,380$254,955 -6.3%137,9261.4%ETF
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$3,496,350$378,689 -9.8%148,9711.3%ETF
Vanguard Short-Term Treasury ETF stock logo
VGSH
Vanguard Short-Term Treasury ETF
$3,320,376$263,825 -7.4%56,4211.2%ETF
Vanguard International High Dividend Yield ETF stock logo
VYMI
Vanguard International High Dividend Yield ETF
$2,938,735$156,573 5.6%34,7041.1%ETF
Schwab Short-Term U.S. Treasury ETF stock logo
SCHO
Schwab Short-Term U.S. Treasury ETF
$2,877,330$193,810 -6.3%117,9231.1%ETF
SCHWAB STRATEGIC TR
$2,588,565$1,904,134 278.2%99,7521.0%CORE BOND ETF
SPDR Portfolio Developed World ex-US ETF stock logo
SPDW
SPDR Portfolio Developed World ex-US ETF
$2,563,635$36,115 -1.4%59,9120.9%ETF
Schwab Emerging Markets Equity ETF stock logo
SCHE
Schwab Emerging Markets Equity ETF
$2,490,837$96,072 -3.7%74,6430.9%ETF
SPDR S&P Global Infrastructure ETF stock logo
GII
SPDR S&P Global Infrastructure ETF
$2,151,306$51,149 -2.3%30,9140.8%ETF
Vanguard Emerging Markets Government Bond ETF stock logo
VWOB
Vanguard Emerging Markets Government Bond ETF
$2,068,013$121,892 6.3%30,9120.8%ETF
Vanguard Real Estate ETF stock logo
VNQ
Vanguard Real Estate ETF
$2,027,970$44,156 -2.1%22,1830.7%ETF
Schwab U.S. TIPS ETF stock logo
SCHP
Schwab U.S. TIPS ETF
$1,971,561$97,478 -4.7%73,1560.7%ETF
iShares International High Yield Bond ETF stock logo
HYXU
iShares International High Yield Bond ETF
$1,649,226$121,452 -6.9%29,6570.6%ETF
SPDR Portfolio Aggregate Bond ETF stock logo
SPAB
SPDR Portfolio Aggregate Bond ETF
$1,603,347$18,457 -1.1%62,0250.6%ETF
Schwab US Large-Cap ETF stock logo
SCHX
Schwab US Large-Cap ETF
$1,588,8560.0%60,3210.6%ETF
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$1,574,9950.0%3,2840.6%ETF
Vanguard Mega Cap ETF stock logo
MGC
Vanguard Mega Cap ETF
$1,532,398$43,448 -2.8%6,2780.6%ETF
Vanguard Short-Term Inflation-Protected Securities ETF stock logo
VTIP
Vanguard Short-Term Inflation-Protected Securities ETF
$1,482,953$27,948 1.9%29,2900.5%Manufacturing
JPMorgan BetaBuilders Europe ETF stock logo
BBEU
JPMorgan BetaBuilders Europe ETF
$1,476,150$104,137 7.6%21,2060.5%ETF
Vanguard FTSE Europe ETF stock logo
VGK
Vanguard FTSE Europe ETF
$1,416,690$162,632 13.0%17,7530.5%ETF
Vanguard International Dividend Appreciation ETF stock logo
VIGI
Vanguard International Dividend Appreciation ETF
$1,324,5620.0%14,7880.5%ETF
Schwab U.S. REIT ETF stock logo
SCHH
Schwab U.S. REIT ETF
$1,261,436$24,223 2.0%58,4810.5%ETF
iShares 0-5 Year TIPS Bond ETF stock logo
STIP
iShares 0-5 Year TIPS Bond ETF
$1,240,6310.0%12,0030.5%ETF
Vanguard Intermediate-Term Treasury ETF stock logo
VGIT
Vanguard Intermediate-Term Treasury ETF
$1,220,651$4,142 -0.3%20,3340.5%ETF
Vanguard Global ex-U.S. Real Estate ETF stock logo
VNQI
Vanguard Global ex-U.S. Real Estate ETF
$1,209,637$25,064 2.1%25,3380.4%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$1,192,3490.0%19,8990.4%ETF
Vanguard Total Corporate Bond ETF stock logo
VTC
Vanguard Total Corporate Bond ETF
$1,144,348$15,676 1.4%14,6000.4%ETF
Vanguard Tax-Exempt Bond ETF stock logo
VTEB
Vanguard Tax-Exempt Bond ETF
$1,106,898$114,811 11.6%22,1070.4%ETF
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$1,049,703$57,942 5.8%2,9530.4%Finance
Alphabet Inc. stock logo
GOOGL
Alphabet
$1,027,827$9,967 1.0%4,2280.4%Computer and Technology
SCMB
Schwab Municipal Bond ETF
$1,024,554$775,113 310.7%40,0060.4%ETF
Vanguard Large-Cap ETF stock logo
VV
Vanguard Large-Cap ETF
$1,009,7810.0%3,2800.4%ETF
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$956,667$244,855 34.4%5,1300.4%ETF
TCW Transform 500 ETF stock logo
VOTE
TCW Transform 500 ETF
$893,6520.0%11,3870.3%ETF
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$885,465$265,373 -23.1%8,3150.3%ETF
SPDR Portfolio Short Term Treasury ETF stock logo
SPTS
SPDR Portfolio Short Term Treasury ETF
$774,9570.0%26,4310.3%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$640,6190.0%2,2730.2%ETF
PIT
VanEck Commodity Strategy ETF
$630,924$125,593 24.9%11,5090.2%ETF
Vanguard Short-Term Bond ETF stock logo
BSV
Vanguard Short-Term Bond ETF
$525,8570.0%6,6640.2%ETF
Vanguard Intermediate-Term Bond ETF stock logo
BIV
Vanguard Intermediate-Term Bond ETF
$507,6580.0%6,5010.2%ETF
SPDR Portfolio Short Term Corporate Bond ETF stock logo
SPSB
SPDR Portfolio Short Term Corporate Bond ETF
$480,3090.0%15,8570.2%ETF
Vanguard Information Technology ETF stock logo
VGT
Vanguard Information Technology ETF
$445,7390.0%5970.2%ETF
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund stock logo
STPZ
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
$445,290$38,196 -7.9%8,2190.2%ETF
iShares MSCI All Country Asia ex Japan ETF stock logo
AAXJ
iShares MSCI All Country Asia ex Japan ETF
$434,299$120,958 -21.8%4,7610.2%ETF
Apple Inc. stock logo
AAPL
Apple
$410,464$14,514 3.7%1,6120.2%Computer and Technology
PALANTIR TECHNOLOGIES INC
$381,623$940,194 -71.1%2,0920.1%CL A
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$363,9080.0%1,5040.1%Finance
SPDR Portfolio Corporate Bond ETF stock logo
SPBO
SPDR Portfolio Corporate Bond ETF
$360,0940.0%12,1530.1%ETF
WOOD
iShares Global Timber & Forestry ETF
$351,7760.0%4,7920.1%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$321,659$12,484 4.0%4380.1%Computer and Technology
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$300,5160.0%4490.1%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$300,054$7,794 2.7%1,2320.1%Computer and Technology
J P MORGAN EXCHANGE TRADED F
$288,707$128,859 80.6%3,8290.1%JPMORGAN INTL VL
iShares J.P. Morgan USD Emerging Markets Bond ETF stock logo
EMB
iShares J.P. Morgan USD Emerging Markets Bond ETF
$288,141$75,200 35.3%3,0270.1%ETF
WisdomTree U.S. Quality Dividend Growth Fund stock logo
DGRW
WisdomTree U.S. Quality Dividend Growth Fund
$281,292$106,574 61.0%3,1620.1%Manufacturing
Invesco RAFI US 1000 ETF stock logo
PRF
Invesco RAFI US 1000 ETF
$253,1760.0%5,6000.1%ETF
NVIDIA Corporation stock logo
NVDA
NVIDIA
$243,861$33,025 15.7%1,3070.1%Computer and Technology
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$238,8200.0%1,9900.1%ETF
FNDB
Schwab Fundamental U.S. Broad Market ETF
$230,1930.0%8,9430.1%ETF
SPDR Portfolio Emerging Markets ETF stock logo
SPEM
SPDR Portfolio Emerging Markets ETF
$228,5740.0%4,8830.1%ETF
SPDR S&P MidCap 400 ETF Trust stock logo
MDY
SPDR S&P MidCap 400 ETF Trust
$226,4920.0%3800.1%ETF
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$226,1680.0%2,8870.1%ETF
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$220,927$21,501 -8.9%2,7640.1%ETF
iShares Select Dividend ETF stock logo
DVY
iShares Select Dividend ETF
$219,971$1,421 -0.6%1,5480.1%ETF
Vanguard Industrials ETF stock logo
VIS
Vanguard Industrials ETF
$216,5880.0%7310.1%ETF
Intuitive Surgical, Inc. stock logo
ISRG
Intuitive Surgical
$202,148$447 0.2%4520.1%Medical
Walmart Inc. stock logo
WMT
Walmart
$202,094$1,546 0.8%1,9610.1%Retail/Wholesale
Garmin Ltd. stock logo
GRMN
Garmin
$195,007$492 0.3%7920.1%Computer and Technology
iShares S&P GSCI Commodity-Indexed Trust stock logo
GSG
iShares S&P GSCI Commodity-Indexed Trust
$194,258$827 -0.4%8,4570.1%Finance
Vanguard Small-Cap ETF stock logo
VB
Vanguard Small-Cap ETF
$192,745$49,076 -20.3%7580.1%ETF
iShares MSCI Emerging Markets ETF stock logo
EEM
iShares MSCI Emerging Markets ETF
$192,2940.0%3,6010.1%Finance
Vanguard Intermediate-Term Corporate Bond ETF stock logo
VCIT
Vanguard Intermediate-Term Corporate Bond ETF
$190,7620.0%2,2680.1%ETF
SPDR S&P Homebuilders ETF stock logo
XHB
SPDR S&P Homebuilders ETF
$190,5760.0%1,7200.1%ETF
Vanguard FTSE Pacific ETF stock logo
VPL
Vanguard FTSE Pacific ETF
$184,377$92,935 -33.5%2,0990.1%ETF
Thermo Fisher Scientific Inc. stock logo
TMO
Thermo Fisher Scientific
$174,608$970 0.6%3600.1%Medical
Exxon Mobil Corporation stock logo
XOM
Exxon Mobil
$163,488$5,299 3.3%1,4500.1%Energy
Vanguard Long-Term Treasury ETF stock logo
VGLT
Vanguard Long-Term Treasury ETF
$160,9140.0%2,8300.1%ETF
Schwab Fundamental International Equity ETF stock logo
FNDF
Schwab Fundamental International Equity ETF
$143,0140.0%3,3290.1%ETF
Schwab Fundamental U.S. Large Company ETF stock logo
FNDX
Schwab Fundamental U.S. Large Company ETF
$141,7050.0%5,3880.1%ETF
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$137,593$958 0.7%2,0110.1%Computer and Technology
WisdomTree Yield Enhanced U.S. Aggregate Bond Fund stock logo
AGGY
WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
$135,5110.0%3,0610.0%Finance

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