Shufro Rose & Co LLC Top Holdings and 13F Report (2023) About Shufro Rose & Co LLCInvestment ActivityShufro Rose & Co LLC has $1.27 billion in total holdings as of September 30, 2023.Shufro Rose & Co LLC owns shares of 313 different stocks, but just 45 companies or ETFs make up 80% of its holdings.Approximately 16.88% of the portfolio was purchased this quarter.About 21.37% of the portfolio was sold this quarter.This quarter, Shufro Rose & Co LLC has purchased 296 new stocks and bought additional shares in 73 stocks.Shufro Rose & Co LLC sold shares of 105 stocks and completely divested from 8 stocks this quarter.Largest Holdings ALPS ETF TR $117,619,059iShares iBonds Dec 2029 Term Corporate ETF $83,040,362iShares Core S&P 500 ETF $57,838,268Doubleline Commercial Real Estate ETF $44,366,721Corning $42,084,203 Largest New Holdings this Quarter 46436E205 - iShares iBonds Dec 2029 Term Corporate ETF $83,040,362 Holding89157W806 - TOUCHSTONE ETF TRUST $6,044,864 Holding88262P102 - Texas Pacific Land $4,157,819 Holding064058100 - Bank of New York Mellon $1,238,341 Holding835699307 - Sony Group $780,489 Holding Largest Purchases this Quarter iShares iBonds Dec 2029 Term Corporate ETF 3,590,158 shares (about $83.04M)ALPS ETF TR 2,699,820 shares (about $69.88M)iShares Core S&P 500 ETF 38,812 shares (about $21.81M)TOUCHSTONE ETF TRUST 270,826 shares (about $6.04M)Texas Pacific Land 3,138 shares (about $4.16M) Largest Sales this Quarter iShares iBonds Dec 2027 Term Corporate ETF 3,395,679 shares (about $82.11M)Distillate U.S. Fundamental Stability & Value ETF 1,276,746 shares (about $69.25M)Apple 190,082 shares (about $42.22M)SPROTT PHYSICAL GOLD & SILVE 700,138 shares (about $19.89M)FS KKR Capital 588,887 shares (about $12.34M) Sector Allocation Over TimeMap of 500 Largest Holdings ofShufro Rose & Co LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorALPS ETF TR$117,619,059$69,884,841 ▲146.4%4,543,9089.3%SMITH CORE PLUSIBDUiShares iBonds Dec 2029 Term Corporate ETF$83,040,362$83,040,362 ▲New Holding3,590,1586.6%ETFIVViShares Core S&P 500 ETF$57,838,268$21,808,544 ▲60.5%102,9334.6%ETFDCMBDoubleline Commercial Real Estate ETF$44,366,721$829,660 ▲1.9%855,3453.5%ETFGLWCorning$42,084,203$603,198 ▼-1.4%919,2703.3%Computer and TechnologyAAPLApple$42,027,321$417,828 ▼-1.0%189,2013.3%Computer and TechnologyMSFTMicrosoft$41,895,837$212,096 ▼-0.5%111,6063.3%Computer and TechnologyLLYEli Lilly and Company$37,260,104$495,546 ▼-1.3%45,1142.9%MedicalBRK.BBerkshire Hathaway$32,451,102$908,580 ▼-2.7%60,9322.6%FinanceRSPInvesco S&P 500 Equal Weight ETF$29,349,862$527,659 ▲1.8%169,4272.3%ETFJPMJPMorgan Chase & Co.$29,194,012$700,329 ▼-2.3%119,0142.3%FinanceTMOThermo Fisher Scientific$28,773,424$455,805 ▼-1.6%57,8242.3%MedicalIBDRiShares iBonds Dec 2026 Term Corporate ETF$26,842,071$8,184,919 ▼-23.4%1,108,7182.1%ETFBSCQInvesco BulletShares 2026 Corporate Bond ETF$24,179,114$5,204,158 ▼-17.7%1,241,2281.9%ETFQCOMQUALCOMM$22,977,021$254,225 ▼-1.1%149,5801.8%Computer and TechnologyTXNTexas Instruments$21,845,960$1,281,801 ▼-5.5%121,5691.7%Computer and TechnologyAVYAvery Dennison$21,141,881$74,747 ▼-0.4%118,7951.7%IndustrialsVOVanguard Mid-Cap ETF$20,281,560$2,931,725 ▲16.9%78,4221.6%ETFGDXVanEck Gold Miners ETF$18,551,295$6,036,370 ▼-24.6%403,5521.5%ETFJCIJohnson Controls International$18,213,920$3,943,989 ▼-17.8%227,3561.4%ConstructionGLDSPDR Gold Shares$18,121,990$5,763 ▼0.0%62,8931.4%FinanceIBMInternational Business Machines$18,039,431$154,417 ▼-0.8%72,5471.4%Computer and TechnologyAMZNAmazon.com$15,629,416$84,475 ▼-0.5%82,1481.2%Retail/WholesaleKAROPENLANE$14,806,157$47,834 ▼-0.3%767,9541.2%Auto/Tires/TrucksCRMSalesforce$14,119,306$40,523 ▼-0.3%52,6131.1%Computer and TechnologyFSKFS KKR Capital$13,839,818$12,337,180 ▼-47.1%660,6121.1%FinanceQUALiShares MSCI USA Quality Factor ETF$12,434,943$204,726 ▼-1.6%72,7661.0%ETFAMGNAmgen$12,365,831$230,860 ▼-1.8%39,6911.0%MedicalVCSHVanguard Short-Term Corporate Bond ETF$11,903,667$160,090 ▲1.4%150,7940.9%ETFBSCTInvesco BulletShares 2029 Corporate Bond ETF$10,744,096$192,693 ▲1.8%579,8220.8%ETFSPROTT PHYSICAL GOLD & SILVE$10,302,906$19,890,903 ▼-65.9%362,6510.8%TR UNITVCITVanguard Intermediate-Term Corporate Bond ETF$9,992,490$73,666 ▲0.7%122,2170.8%ETFVTIVanguard Total Stock Market ETF$9,074,134$112,685 ▲1.3%33,0160.7%ETFNVDANVIDIA$8,716,935$1,151,976 ▲15.2%80,4290.7%Computer and TechnologyBSCPInvesco BulletShares 2025 Corporate Bond ETF$8,636,204$1,880,744 ▼-17.9%417,6110.7%ETFVBRVanguard Small-Cap Value ETF$8,412,959$103,576 ▼-1.2%45,1610.7%ETFCOHRCoherent$7,837,955$409,902 ▼-5.0%120,6950.6%Business ServicesAZOAutoZone$7,091,771$648,173 ▼-8.4%1,8600.6%Retail/WholesaleLENLennar$7,009,436$84,364 ▼-1.2%61,0680.6%ConstructionXOMExxon Mobil$7,007,713$121,546 ▲1.8%58,9230.6%EnergyNVDANVIDIA$6,481,124$1,083,800 ▼-14.3%59,8000.5%Computer and TechnologyULUnilever$6,418,740$91,826 ▼-1.4%107,7870.5%Consumer StaplesMTUMiShares MSCI USA Momentum Factor ETF$6,275,236$134,414 ▲2.2%31,0460.5%ETFTOUCHSTONE ETF TRUST$6,044,864$6,044,864 ▲New Holding270,8260.5%TOUCHSTONE SANDSCVXChevron$5,859,042$155,246 ▲2.7%35,0230.5%EnergyICSHiShares Ultra Short-Term Bond Active ETF$5,648,673$41,675 ▲0.7%111,4140.4%ETFBSCSInvesco BulletShares 2028 Corporate Bond ETF$5,578,546$814,081 ▲17.1%274,1300.4%ETFVGSHVanguard Short-Term Treasury ETF$5,167,022$425,562 ▲9.0%88,0390.4%ETFMETMetLife$5,097,740$68,648 ▼-1.3%63,4920.4%FinanceWDWalker & Dunlop$4,743,023$831,149 ▼-14.9%55,5650.4%FinanceECLEcolab$4,664,177$59,576 ▲1.3%18,3980.4%Basic MaterialsVGITVanguard Intermediate-Term Treasury ETF$4,577,480$355,449 ▲8.4%77,0620.4%ETFITWIllinois Tool Works$4,521,223$262,891 ▲6.2%18,2300.4%IndustrialsJNJJohnson & Johnson$4,437,638$113,764 ▼-2.5%26,7590.4%MedicalTPLTexas Pacific Land$4,157,819$4,157,819 ▲New Holding3,1380.3%EnergyUNHUnitedHealth Group$3,966,752$52,897 ▼-1.3%7,5740.3%MedicalPEPPepsiCo$3,878,199$12,295 ▼-0.3%25,8650.3%Consumer StaplesDISWalt Disney$3,850,090$87,744 ▼-2.2%39,0080.3%Consumer DiscretionaryNKENIKE$3,803,749$16,314 ▼-0.4%59,9200.3%Consumer DiscretionaryKLACKLA$3,615,972$54,386 ▲1.5%5,3190.3%Computer and TechnologyVRSKVerisk Analytics$3,289,2970.0%11,0520.3%Business ServicesSENEASeneca Foods$3,085,236$2,226,000 ▲259.1%34,6500.2%Consumer StaplesVEAVanguard FTSE Developed Markets ETF$3,079,426$314,230 ▼-9.3%60,5830.2%ETFIMTMiShares MSCI Intl Momentum Factor ETF$3,070,930$11,583 ▲0.4%76,8890.2%ETFORealty Income$2,984,615$301,652 ▲11.2%51,4500.2%FinancePSTGPure Storage$2,775,729$97,394 ▲3.6%62,7000.2%Computer and TechnologyGSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF$2,596,788$180,531 ▲7.5%23,5900.2%ETFIEFAiShares Core MSCI EAFE ETF$2,553,503$237,240 ▲10.2%33,7540.2%ETFEFViShares MSCI EAFE Value ETF$2,449,635$311,258 ▼-11.3%41,5620.2%ETFENBEnbridge$2,413,003$4,387 ▼-0.2%54,4570.2%EnergyCHENIERE ENERGY INC$2,319,785$92,560 ▼-3.8%10,0250.2%COM NEWIJRiShares Core S&P Small-Cap ETF$2,181,435$353,760 ▼-14.0%20,8610.2%ETFBACBank of America$2,106,072$18,153 ▼-0.9%50,4690.2%FinanceMDTMedtronic$2,026,433$119,873 ▲6.3%22,5510.2%MedicalVWOVanguard FTSE Emerging Markets ETF$2,016,072$208,967 ▼-9.4%44,5440.2%ETFAVDVAvantis International Small Cap Value ETF$1,956,164$10,810 ▼-0.5%28,0490.2%ETFVSSVanguard FTSE All-World ex-US Small-Cap ETF$1,921,926$174,321 ▼-8.3%16,6260.2%ETFUNPUnion Pacific$1,891,645$1,187,860 ▲168.8%8,0070.1%TransportationNYTNew York Times$1,843,3840.0%37,1650.1%Consumer StaplesJJSFJ&J Snack Foods$1,836,3090.0%13,9410.1%Consumer StaplesYUMYum! Brands$1,804,6050.0%11,4680.1%Retail/WholesaleGOOGLAlphabet$1,774,494$32,938 ▼-1.8%11,4750.1%Computer and TechnologyGOOGAlphabet$1,772,117$78,115 ▼-4.2%11,3430.1%Computer and TechnologyUSMViShares MSCI USA Min Vol Factor ETF$1,740,543$74,552 ▼-4.1%18,5840.1%ETFSHELShell$1,723,106$224,530 ▲15.0%23,5140.1%EnergyJJacobs Solutions$1,682,124$60,443 ▼-3.5%13,9150.1%Business ServicesALBEMARLE CORP$1,675,550$1,065,935 ▲174.9%47,0000.1%7.25% DEP SHS AREGNRegeneron Pharmaceuticals$1,673,997$1,420,265 ▲559.8%2,6390.1%MedicalUMHUMH Properties$1,609,135$14,960 ▼-0.9%86,0500.1%FinanceREGNRegeneron Pharmaceuticals$1,585,575$1,331,883 ▲525.0%2,5000.1%MedicalEUSAiShares MSCI USA Equal Weighted ETF$1,565,761$52,410 ▲3.5%16,7300.1%ETFALAir Lease$1,562,8290.0%32,3500.1%TransportationCOPConocoPhillips$1,555,452$125,499 ▲8.8%14,8110.1%EnergyIACIAC$1,545,881$192,948 ▲14.3%33,6500.1%Multi-Sector ConglomeratesNEARiShares Short Duration Bond Active ETF$1,525,138$114,051 ▲8.1%29,9810.1%ETFIQLTiShares MSCI Intl Quality Factor ETF$1,505,835$134,192 ▼-8.2%37,9400.1%ETFMRKMerck & Co., Inc.$1,496,121$81,502 ▼-5.2%16,6680.1%MedicalPFFiShares Preferred and Income Securities ETF$1,496,091$64,533 ▼-4.1%48,6850.1%ETFEFAViShares MSCI EAFE Min Vol Factor ETF$1,440,953$22,051 ▼-1.5%18,4930.1%ETFEQIXEquinix$1,432,570$40,768 ▼-2.8%1,7570.1%FinanceShowing largest 100 holdings. 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