Smallwood Wealth Investment Management, LLC Top Holdings and 13F Report (2026) About Smallwood Wealth Investment Management, LLCInvestment ActivitySmallwood Wealth Investment Management, LLC has $236.82 million in total holdings as of September 30, 2026.Smallwood Wealth Investment Management, LLC owns shares of 613 different stocks, but just 28 companies or ETFs make up 80% of its holdings.Approximately 6.05% of the portfolio was purchased this quarter.About 3.96% of the portfolio was sold this quarter.This quarter, Smallwood Wealth Investment Management, LLC has purchased 526 new stocks and bought additional shares in 146 stocks.Smallwood Wealth Investment Management, LLC sold shares of 79 stocks and completely divested from 102 stocks this quarter.Largest Holdings iShares Core S&P Total U.S. Stock Market ETF $57,433,019Apple $16,457,968Xtrackers MSCI EAFE Hedged Equity ETF $11,658,326Vanguard Total Stock Market ETF $11,228,166Vanguard Mid-Cap Value ETF $8,774,069 Largest New Holdings this Quarter 30233Q108 - EXXONMOBIL HOLDINGS CORP $1,857,658 Holding44916Y106 - HYPERLIQUID STRATEGIES INC $768,482 Holding92537N108 - Vertiv $229,003 Holding92840M102 - Vistra $185,112 Holding30609A109 - ONEOK INC NEW $149,222 Holding Largest Purchases this Quarter EXXONMOBIL HOLDINGS CORP 11,414 shares (about $1.86M)Apple 3,927 shares (about $1.31M)Alphabet 3,293 shares (about $1.13M)JPMorgan Nasdaq Equity Premium Income ETF 15,621 shares (about $956.94K)J P MORGAN EXCHANGE TRADED F 19,275 shares (about $863.13K) Largest Sales this Quarter Intercontinental Exchange 12,921 shares (about $1.96M)PGIM Ultra Short Bond ETF 17,254 shares (about $853.39K)Freedom 100 Emerging Markets ETF 9,503 shares (about $664.83K)International Business Machines 2,233 shares (about $491.14K)J P MORGAN EXCHANGE TRADED F 6,217 shares (about $430.03K) Sector Allocation Over TimeMap of 500 Largest Holdings ofSmallwood Wealth Investment Management, LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorITOTiShares Core S&P Total U.S. Stock Market ETF$57,433,019$374,962 ▼-0.6%345,39924.3%ETFAAPLApple$16,457,968$1,307,779 ▲8.6%49,4206.9%TechnologyDBEFXtrackers MSCI EAFE Hedged Equity ETF$11,658,326$530,763 ▲4.8%212,1624.9%ETFVTIVanguard Total Stock Market ETF$11,228,166$66,242 ▼-0.6%30,0024.7%ETFVOEVanguard Mid-Cap Value ETF$8,774,069$56,900 ▼-0.6%44,8733.7%ETFFRDMFreedom 100 Emerging Markets ETF$7,472,797$664,832 ▼-8.2%106,8153.2%ETFCGDVCapital Group Dividend Value ETF$7,406,795$507,308 ▲7.4%151,6233.1%ETFJ P MORGAN EXCHANGE TRADED F$6,955,112$430,030 ▼-5.8%100,5512.9%HEDG EQU LAD ETFPULSPGIM Ultra Short Bond ETF$6,079,969$853,390 ▼-12.3%122,9262.6%ETFMMITNYLIM MacKay Shields Municipal Intermediate ETF$4,728,929$556,396 ▲13.3%206,6842.0%ETFCGGOCapital Group Global Growth Equity ETF$4,633,398$39,303 ▼-0.8%116,4752.0%ETFDWMWisdomTree International Equity Fund$4,409,408$63,040 ▲1.5%59,8741.9%ETFVDEVanguard Energy ETF$3,664,769$342,082 ▼-8.5%21,2871.5%ETFNVDANVIDIA$3,555,105$416,125 ▲13.3%15,5661.5%TechnologyJEPQJPMorgan Nasdaq Equity Premium Income ETF$3,446,800$956,944 ▲38.4%56,2651.5%ETFJPMORGAN CHASE FINL CO LLC$3,245,750$26,937 ▲0.8%94,1071.4%CAL LKD 44ICEIntercontinental Exchange$3,167,849$1,964,380 ▼-38.3%20,8371.3%FinanceJ P MORGAN EXCHANGE TRADED F$3,131,465$863,134 ▲38.1%69,9301.3%CORE PLUS BD ETFRZVInvesco S&P SmallCap 600 Pure Value ETF$3,086,712$760,333 ▲32.7%22,2431.3%ETFPMPhilip Morris International$3,019,618$1,717 ▲0.1%15,8241.3%Consumer StaplesMSFTMicrosoft$2,721,517$201,575 ▲8.0%5,3061.1%TechnologyGUNRFlexShares Morningstar Global Upstream Natural Resources Index Fund$2,542,418$201,944 ▼-7.4%48,2061.1%ETFGOOGAlphabet$2,467,9640.0%7,2421.0%Communication ServicesRWRSPDR Dow Jones REIT ETF$1,938,551$89,079 ▲4.8%18,4760.8%ETFEXXONMOBIL HOLDINGS CORP$1,857,658$1,857,658 ▲New Holding11,4140.8%COM SHSJEPIJPMorgan Equity Premium Income ETF$1,795,160$354,186 ▲24.6%31,9310.8%ETFMUBiShares National Muni Bond ETF$1,758,937$13,446 ▼-0.8%17,3980.7%ETFAMZNAmazon.com$1,673,540$630,100 ▲60.4%6,7170.7%Consumer DiscretionarySCHFSchwab International Equity ETF$1,432,203$74,938 ▼-5.0%52,1370.6%ETFGOOGLAlphabet$1,389,739$1,133,055 ▲441.4%4,0390.6%Communication ServicesPGProcter & Gamble$1,229,914$17,290 ▲1.4%8,4650.5%Consumer StaplesLLYEli Lilly and Company$1,179,064$372,580 ▲46.2%1,0190.5%HealthcareVOOVanguard S&P 500 ETF$1,146,237$3,505 ▼-0.3%1,6350.5%ETFCVXChevron$920,413$51,463 ▲5.9%4,5070.4%EnergyCATCaterpillar$824,892$8,922 ▼-1.1%1,0170.3%IndustrialsIBMInternational Business Machines$791,362$491,137 ▼-38.3%3,5980.3%TechnologyHYPERLIQUID STRATEGIES INC$768,482$768,482 ▲New Holding62,6310.3%COMMETAMeta Platforms$753,539$335,793 ▲80.4%1,0390.3%Communication ServicesABBVAbbVie$740,038$87,894 ▲13.5%2,8290.3%HealthcareJPMJPMorgan Chase & Co.$671,2540.0%2,0290.3%FinanceVEUVanguard FTSE All-World ex-US ETF$621,860$17,175 ▼-2.7%7,4950.3%ETFMDLZMondelez International$615,2730.0%10,6410.3%Consumer StaplesAVGOBroadcom$612,912$31,612 ▲5.4%1,7450.3%TechnologyJNJJohnson & Johnson$601,224$35,226 ▼-5.5%2,2700.3%HealthcareKLACKLA$589,273$4,483 ▲0.8%3,0230.2%TechnologyDISWalt Disney$561,922$4,931 ▲0.9%5,3560.2%Communication ServicesBUFRFT Vest Laddered Buffer ETF$559,9140.0%14,9430.2%ETFNJRNewJersey Resources$539,442$708 ▲0.1%10,6600.2%UtilitiesJ P MORGAN EXCHANGE TRADED F$536,536$83,733 ▲18.5%11,4890.2%INTL BD OPP ETFNFLXNetflix$531,660$13,986 ▲2.7%7,6410.2%Communication ServicesBRBroadridge Financial Solutions$526,646$2,417 ▲0.5%3,2690.2%IndustrialsAMGNAmgen$502,173$2,951 ▲0.6%1,1910.2%HealthcareHDHome Depot$494,728$6,828 ▼-1.4%1,7390.2%Consumer DiscretionaryMUMicron Technology$487,583$26,673 ▲5.8%4570.2%TechnologyMRKMerck & Co., Inc.$474,388$24,417 ▼-4.9%3,2640.2%HealthcareIWMiShares Russell 2000 ETF$471,3650.0%1,6960.2%ETFIJANInnovator MSCI EAFE Power Buffer ETF - January$456,6560.0%11,8890.2%ETFMRVLMarvell Technology$450,478$3,963 ▲0.9%1,7050.2%TechnologyPGNYProgyny$415,635$50,380 ▼-10.8%16,5000.2%HealthcarePALANTIR TECHNOLOGIES INC$413,193$7,108 ▲1.8%2,2090.2%CL AMSMorgan Stanley$405,872$1,505 ▲0.4%2,1570.2%FinanceTAT&T$401,866$16,325 ▼-3.9%16,4690.2%Communication ServicesBMYBristol Myers Squibb$392,617$17,662 ▼-4.3%6,2910.2%HealthcarePEGPublic Service Enterprise Group$368,958$1,549 ▲0.4%5,4790.2%UtilitiesFTGCFirst Trust Global Tactical Commodity Strategy Fund$368,421$1,560 ▲0.4%12,0430.2%ETFMOAltria Group$364,3470.0%5,4100.2%Consumer StaplesWPMWheaton Precious Metals$361,0440.0%2,7000.2%MaterialsFIDELITY WISE ORIGIN BITCOIN$359,2770.0%4,9460.2%SHSSPYVSPDR Portfolio S&P 500 Value ETF$357,1210.0%5,8420.2%ETFVLYValley National Bancorp$352,2870.0%27,9150.1%FinanceFSCOFS Credit Opportunities$339,1150.0%65,7200.1%FinanceORCLOracle$334,571$3,983 ▲1.2%2,4360.1%TechnologyMTBM&T Bank$331,4040.0%1,5230.1%FinanceLQDiShares iBoxx $ Investment Grade Corporate Bond ETF$310,218$12,262 ▼-3.8%3,0360.1%ETFSHOPIFY INC$279,5450.0%1,8850.1%CL A SUB VTG SHSDFATDimensional U.S. Targeted Value ETF$275,649$261,566 ▲1,857.3%6,0480.1%ETFPEPPepsiCo$271,785$31,818 ▼-10.5%2,1440.1%Consumer StaplesVVisa$270,065$7,552 ▲2.9%7510.1%FinanceBABoeing$269,0600.0%1,4460.1%IndustrialsMRSKToews Agility Shares Managed Risk ETF$266,6970.0%6,7570.1%ETFWALMART INC$256,414$20,891 ▲8.9%2,4670.1%COMQQQInvesco QQQ$252,364$14,061 ▼-5.3%3410.1%ETFGLDSPDR Gold Shares$238,025$38,084 ▲19.0%6250.1%ETFVRTVertiv$229,003$229,003 ▲New Holding9490.1%IndustrialsXLKTechnology Select Sector SPDR Fund$227,8530.0%1,1640.1%ETFMSIMotorola Solutions$219,2770.0%4910.1%TechnologyDELLDell Technologies$217,869$2,690 ▲1.3%4050.1%TechnologyVZVerizon Communications$215,232$12,798 ▼-5.6%4,6920.1%Communication ServicesTFCTruist Financial$215,1090.0%4,6460.1%FinanceCSCOCisco Systems$205,111$10,121 ▼-4.7%1,9050.1%TechnologyGRAYSCALE BITCOIN TRUST ETF$203,716$45,213 ▼-18.2%3,1540.1%SHS REP COM UTJLLJones Lang LaSalle$200,421$5,805 ▲3.0%6560.1%Real EstateCEGConstellation Energy$199,405$174,003 ▲685.0%7850.1%UtilitiesEJULInnovator MSCI Emerging Markets Power Buffer ETF - July$187,9840.0%6,0290.1%ETFGE VERNOVA INC$187,246$17,109 ▲10.1%1970.1%COMLMTLockheed Martin$186,195$1,020 ▲0.6%3650.1%IndustrialsRTXRTX$185,835$1,856 ▲1.0%1,0010.1%IndustrialsVSTVistra$185,112$185,112 ▲New Holding1,3380.1%UtilitiesMCDMcDonald's$183,066$16,180 ▲9.7%7920.1%Consumer DiscretionaryGLWCorning$181,129$2,306 ▲1.3%1,1780.1%TechnologyShowing largest 100 holdings. View all holdings. More Institutional Buying and Selling Information SEC Filings and Trading Data SEC Filings 13F Filings Top 13F Buys Top 13F Sells Unlock superior investment research and tools. Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools and reports. Get MarketBeat All Access MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In Email Me a Login Link or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
