Vivaldi Capital Management Lp Top Holdings and 13F Report (2024)

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About Vivaldi Capital Management Lp

Investment Activity

Vivaldi Capital Management Lp has $342.83 million in total holdings as of March 31, 2024.
Vivaldi Capital Management Lp owns shares of 220 different stocks, but just 74 companies or ETFs make up 80% of its holdings.
Approximately 4.54% of the portfolio was purchased this quarter.
About 6.13% of the portfolio was sold this quarter.
This quarter, Vivaldi Capital Management Lp has purchased 219 new stocks and bought additional shares in 65 stocks.
Vivaldi Capital Management Lp sold shares of 111 stocks and completely divested from 16 stocks this quarter.

Largest Holdings

SPDR Portfolio S&P 500 ETF: $20,272,408
Schwab Short-Term U.S. Treasury ETF: $12,683,782
SPDR Portfolio Developed World ex-US ETF: $12,640,062
iShares 1-3 Year Treasury Bond ETF: $12,269,741
Apple: $11,055,414

Largest New Holdings this Quarter

FIDELITY WISE ORIGIN BITCOIN: $992,088 Holding
LENZ THERAPEUTICS INC: $924,169 Holding
iShares Exponential Technologies ETF: $305,544 Holding
ARK Genomic Revolution ETF: $283,188 Holding
Global X E-Commerce ETF: $271,415 Holding

Largest Purchases this Quarter

BlackRock Credit Allocation Income Trust: 104,186 shares (about $1.09M)
iShares U.S. Healthcare ETF: 17,682 shares (about $1.07M)
FIDELITY WISE ORIGIN BITCOIN: 18,701 shares (about $992.09K)
Schwab International Equity ETF: 24,314 shares (about $951.89K)
LENZ THERAPEUTICS INC: 58,752 shares (about $924.17K)

Largest Sales this Quarter

Oracle: 12,264 shares (about $1.43M)
PIMCO Enhanced Short Maturity Exchange-Traded Fund: 11,393 shares (about $1.14M)
Coinbase Global: 5,315 shares (about $1.07M)
iShares Short-Term National Muni Bond ETF: 7,105 shares (about $743.54K)
Apple: 3,689 shares (about $675.27K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
SPLG SPDR Portfolio S&P 500 ETF	$20,272,408	$156,545 ▼	-0.8%	330,870	5.9%	ETF
SCHO Schwab Short-Term U.S. Treasury ETF	$12,683,782	$147,210 ▲	1.2%	264,687	3.7%	ETF
SPDW SPDR Portfolio Developed World ex-US ETF	$12,640,062	$186,756 ▼	-1.5%	351,406	3.7%	ETF
SHY iShares 1-3 Year Treasury Bond ETF	$12,269,741	$171,501 ▲	1.4%	150,956	3.6%	Manufacturing
AAPL Apple	$11,055,414	$675,267 ▼	-5.8%	60,396	3.2%	Computer and Technology
SCHX Schwab US Large-Cap ETF	$9,996,023	$626,392 ▲	6.7%	161,879	2.9%	ETF
SCHF Schwab International Equity ETF	$8,431,456	$951,892 ▲	12.7%	215,363	2.5%	ETF
SPY SPDR S&P 500 ETF Trust	$7,760,062	$733,349 ▲	10.4%	14,899	2.3%	Finance
MSFT Microsoft	$7,699,458	$556,982 ▼	-6.7%	18,565	2.2%	Computer and Technology
VTI Vanguard Total Stock Market ETF	$7,040,651	$55,481 ▼	-0.8%	27,284	2.1%	ETF
IVV iShares Core S&P 500 ETF	$6,784,211	$35,067 ▲	0.5%	12,962	2.0%	ETF
IAU iShares Gold Trust	$6,656,650	$666,134 ▲	11.1%	148,985	1.9%	Finance
SPMD SPDR Portfolio S&P 400 Mid Cap ETF	$5,792,311	$56,091 ▼	-1.0%	110,288	1.7%	ETF
ITOT iShares Core S&P Total U.S. Stock Market ETF	$5,667,852	$110,054 ▼	-1.9%	49,492	1.7%	ETF
GLPI Gaming and Leisure Properties	$5,435,804	$86,459 ▲	1.6%	122,788	1.6%	Finance
SPSM SPDR Portfolio S&P 600 Small Cap ETF	$5,188,670	$55,878 ▼	-1.1%	122,201	1.5%	ETF
GLD SPDR Gold Shares	$5,107,535	$1,094 ▼	0.0%	23,353	1.5%	Finance
SCHB Schwab US Broad Market ETF	$4,370,932	$175,041 ▼	-3.9%	72,116	1.3%	ETF
VOO Vanguard S&P 500 ETF	$4,245,419	$24,415 ▼	-0.6%	8,868	1.2%	ETF
TSLA Tesla	$4,223,543	$224,571 ▼	-5.0%	25,070	1.2%	Auto/Tires/Trucks
ACWI iShares MSCI ACWI ETF	$4,011,451	$40,987 ▲	1.0%	36,408	1.2%	Manufacturing
AOMR Angel Oak Mortgage REIT	$3,919,527		0.0%	338,474	1.1%	Finance
DVY iShares Select Dividend ETF	$3,829,430	$135,669 ▼	-3.4%	30,823	1.1%	ETF
VEA Vanguard FTSE Developed Markets ETF	$3,777,185	$32,079 ▼	-0.8%	75,004	1.1%	ETF
SPTS SPDR Portfolio Short Term Treasury ETF	$3,624,632	$19,298 ▼	-0.5%	126,030	1.1%	ETF
VTV Vanguard Value ETF	$3,474,051	$107,011 ▲	3.2%	21,524	1.0%	ETF
NVDA NVIDIA	$3,472,887	$486,240 ▼	-12.3%	3,864	1.0%	Computer and Technology
MINT PIMCO Enhanced Short Maturity Exchange-Traded Fund	$3,457,636	$1,143,048 ▼	-24.8%	34,463	1.0%	ETF
SCHA Schwab US Small-Cap ETF	$2,984,986	$201,007 ▲	7.2%	62,148	0.9%	ETF
LMBS First Trust Low Duration Opportunities ETF	$2,887,481	$2,787 ▲	0.1%	60,093	0.8%	Manufacturing
SCHE Schwab Emerging Markets Equity ETF	$2,809,545	$240,353 ▲	9.4%	106,746	0.8%	ETF
GOOG Alphabet	$2,778,411	$524,826 ▲	23.3%	16,316	0.8%	Computer and Technology
COIN Coinbase Global	$2,778,322	$1,067,890 ▼	-27.8%	13,828	0.8%	Finance
SCHM Schwab U.S. Mid-Cap ETF	$2,746,205	$192,032 ▲	7.5%	34,422	0.8%	ETF
BGB Blackstone Strategic Credit 2027 Term Fund	$2,640,903	$365,762 ▼	-12.2%	220,305	0.8%	Financial Services
AMZN Amazon.com	$2,575,600	$232,663 ▼	-8.3%	13,738	0.8%	Retail/Wholesale
VO Vanguard Mid-Cap ETF	$2,324,053	$9,093 ▼	-0.4%	9,457	0.7%	ETF
FNDF Schwab Fundamental International Large Company Index ETF	$2,251,388	$87,034 ▲	4.0%	62,678	0.7%	ETF
VB Vanguard Small-Cap ETF	$2,209,274	$1,113 ▲	0.1%	9,928	0.6%	ETF
SCHH Schwab U.S. REIT ETF	$1,987,556	$17,968 ▲	0.9%	101,769	0.6%	ETF
GOOGL Alphabet	$1,841,152	$89,384 ▼	-4.6%	10,917	0.5%	Computer and Technology
LLY Eli Lilly and Company	$1,838,440	$141,360 ▼	-7.1%	2,419	0.5%	Medical
MUI BlackRock Municipal Income Fund	$1,755,406	$235,072 ▼	-11.8%	143,533	0.5%	Financial Services
FNDE Schwab Fundamental Emerging Markets Large Company Index ETF	$1,741,352	$74,789 ▲	4.5%	58,651	0.5%	ETF
IEFA iShares Core MSCI EAFE ETF	$1,734,205	$34,796 ▲	2.0%	23,225	0.5%	ETF
VT Vanguard Total World Stock ETF	$1,704,594	$68,449 ▲	4.2%	15,415	0.5%	ETF
BRK.B Berkshire Hathaway	$1,690,229	$65,928 ▼	-3.8%	4,102	0.5%	Finance
SPEM SPDR Portfolio Emerging Markets ETF	$1,615,370	$384,213 ▲	31.2%	43,019	0.5%	ETF
IMCV iShares Morningstar Mid-Cap Value ETF	$1,576,719	$63,095 ▲	4.2%	21,966	0.5%	ETF
NZF Nuveen Municipal Credit Income Fund	$1,566,867	$220,164 ▼	-12.3%	130,138	0.5%	Financial Services
NVG Nuveen AMT-Free Municipal Credit Income Fund	$1,556,401	$215,495 ▼	-12.2%	130,134	0.5%	Financial Services
PRAA PRA Group	$1,551,509	$714 ▼	0.0%	58,636	0.5%	Finance
MYD BlackRock MuniYield Fund	$1,544,365	$255,162 ▼	-14.2%	143,129	0.5%	Finance
PML PIMCO Municipal Income Fund II	$1,543,433	$218,366 ▼	-12.4%	185,509	0.5%	Financial Services
MVT BlackRock MuniVest Fund II	$1,538,754	$217,601 ▼	-12.4%	143,140	0.4%	Finance
MQY BlackRock MuniYield Quality Fund	$1,537,871	$216,060 ▼	-12.3%	126,782	0.4%	Finance
ISD PGIM High Yield Bond Fund	$1,525,515	$216,899 ▼	-12.4%	120,881	0.4%	Financial Services
BTZ BlackRock Credit Allocation Income Trust	$1,519,387	$1,086,658 ▲	251.1%	145,675	0.4%	Financial Services
HALO Halozyme Therapeutics	$1,513,616		0.0%	35,078	0.4%	Medical
VNQ Vanguard Real Estate ETF	$1,424,853	$15,997 ▲	1.1%	17,190	0.4%	ETF
KTF DWS Municipal Income Trust	$1,381,866	$187,774 ▼	-12.0%	145,690	0.4%	Finance
DNP DNP Select Income Fund	$1,373,015		0.0%	152,219	0.4%	Finance
VIG Vanguard Dividend Appreciation ETF	$1,354,716	$79,881 ▼	-5.6%	7,479	0.4%	ETF
TMO Thermo Fisher Scientific	$1,347,364	$146,478 ▲	12.2%	2,272	0.4%	Medical
SUB iShares Short-Term National Muni Bond ETF	$1,335,334	$743,538 ▼	-35.8%	12,760	0.4%	ETF
JFR Nuveen Floating Rate Income Fund	$1,294,099	$179,406 ▼	-12.2%	148,066	0.4%	Financial Services
BGH Barings Global Short Duration High Yield Fund	$1,286,297	$178,703 ▼	-12.2%	90,140	0.4%	Financial Services
IYH iShares U.S. Healthcare ETF	$1,284,836	$1,065,694 ▲	486.3%	21,318	0.4%	ETF
IWM iShares Russell 2000 ETF	$1,271,747	$44,537 ▲	3.6%	6,225	0.4%	Finance
JQC Nuveen Credit Strategies Income Fund	$1,271,215	$117,633 ▼	-8.5%	223,805	0.4%	Financial Services
ABBV AbbVie	$1,267,551	$301,576 ▼	-19.2%	7,885	0.4%	Medical
MMU Western Asset Managed Municipals Fund	$1,250,662	$176,919 ▼	-12.4%	122,614	0.4%	Finance
AWF AllianceBernstein Global High Income Fund	$1,248,441	$67,788 ▼	-5.2%	118,899	0.4%	Finance
IWR iShares Russell Mid-Cap ETF	$1,245,168	$577 ▼	0.0%	15,109	0.4%	ETF
IQI Invesco Quality Municipal Income Trust	$1,243,398	$183,476 ▼	-12.9%	129,927	0.4%	Finance
AFB AllianceBernstein National Municipal Income Fund	$1,236,208	$185,416 ▼	-13.0%	113,936	0.4%	Financial Services
DLY DoubleLine Yield Opportunities Fund	$1,228,161	$128,196 ▼	-9.5%	77,438	0.4%	--
IDEV iShares Core MSCI International Developed Markets ETF	$1,203,462		0.0%	17,837	0.4%	ETF
UNH UnitedHealth Group	$1,186,130	$78,460 ▲	7.1%	2,313	0.3%	Medical
GE General Electric	$1,156,567	$17,645 ▼	-1.5%	7,079	0.3%	Transportation
JPM JPMorgan Chase & Co.	$1,147,499	$429,343 ▼	-27.2%	5,773	0.3%	Finance
BA Boeing	$1,109,440	$81,222 ▼	-6.8%	6,215	0.3%	Aerospace
AVUV Avantis U.S. Small Cap Value ETF	$1,091,732	$37,805 ▲	3.6%	11,811	0.3%	ETF
AVDV Avantis International Small Cap Value ETF	$1,067,586	$41,415 ▲	4.0%	16,008	0.3%	ETF
META Meta Platforms	$1,019,592	$240,016 ▼	-19.1%	2,141	0.3%	Computer and Technology
MRK Merck & Co., Inc.	$1,014,338	$37,067 ▼	-3.5%	7,799	0.3%	Medical
FIDELITY WISE ORIGIN BITCOIN	$992,088	$992,088 ▲	New Holding	18,701	0.3%	SHS
IYW iShares U.S. Technology ETF	$944,327	$13,799 ▲	1.5%	7,049	0.3%	Manufacturing
LENZ THERAPEUTICS INC	$924,169	$924,169 ▲	New Holding	58,752	0.3%	COM
XLK Technology Select Sector SPDR Fund	$877,502	$29,188 ▼	-3.2%	4,269	0.3%	ETF
PG Procter & Gamble	$876,767	$94,934 ▼	-9.8%	5,255	0.3%	Consumer Staples
ABT Abbott Laboratories	$871,332	$130,506 ▼	-13.0%	8,319	0.3%	Medical
OEF iShares S&P 100 ETF	$841,912	$151,430 ▼	-15.2%	3,397	0.2%	ETF
VWO Vanguard FTSE Emerging Markets ETF	$841,713	$1,173 ▲	0.1%	19,368	0.2%	ETF
MSI Motorola Solutions	$814,385	$28,670 ▼	-3.4%	2,244	0.2%	Computer and Technology
WMT Walmart	$814,079	$530,663 ▲	187.2%	13,460	0.2%	Retail/Wholesale
ORCL Oracle	$813,385	$1,430,774 ▼	-63.8%	6,972	0.2%	Computer and Technology
XOM Exxon Mobil	$787,029	$127,869 ▼	-14.0%	6,672	0.2%	Oils/Energy
EFA iShares MSCI EAFE ETF	$772,198	$10,765 ▼	-1.4%	9,612	0.2%	Finance
VGT Vanguard Information Technology ETF	$752,707	$90,345 ▲	13.6%	1,458	0.2%	ETF