Nantahala Capital Management, LLC Top Holdings and 13F Report (2024)

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About Nantahala Capital Management, LLC

Investment Activity

Nantahala Capital Management, LLC has $1.75 billion in total holdings as of March 31, 2024.
Nantahala Capital Management, LLC owns shares of 118 different stocks, but just 30 companies or ETFs make up 80% of its holdings.
Approximately 14.82% of the portfolio was purchased this quarter.
About 19.33% of the portfolio was sold this quarter.
This quarter, Nantahala Capital Management, LLC has purchased 115 new stocks and bought additional shares in 21 stocks.
Nantahala Capital Management, LLC sold shares of 40 stocks and completely divested from 18 stocks this quarter.

Largest Holdings

iShares Russell 2000 ETF: $283,905,000
SPDR S&P Biotech ETF: $184,282,927
Establishment Labs: $127,991,206
Soleno Therapeutics: $103,164,221
Eli Lilly and Company: $77,796,000

Largest New Holdings this Quarter

Eli Lilly and Company: $77,796,000 Holding
Grand Canyon Education: $54,484,000 Holding
iShares U.S. Real Estate ETF: $26,970,000 Holding
Eagle Pharmaceuticals: $6,595,913 Holding
Silence Therapeutics: $4,320,000 Holding

Largest Purchases this Quarter

Eli Lilly and Company: 100,000 shares (about $77.80M)
Grand Canyon Education: 400,000 shares (about $54.48M)
iShares U.S. Real Estate ETF: 300,000 shares (about $26.97M)
Peloton Interactive: 4,270,000 shares (about $18.30M)
TOURMALINE BIO INC: 290,000 shares (about $6.64M)

Largest Sales this Quarter

SPDR S&P Biotech ETF: 1,372,331 shares (about $130.22M)
Establishment Labs: 505,592 shares (about $25.73M)
Soleno Therapeutics: 445,972 shares (about $19.09M)
Hilton Grand Vacations: 252,300 shares (about $11.91M)
Luxfer: 1,124,392 shares (about $11.66M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
IWM iShares Russell 2000 ETF	$283,905,000	$427,119 ▲	0.2%	1,350,000	16.2%	Finance
XBI SPDR S&P Biotech ETF	$184,282,927	$130,220,488 ▼	-41.4%	1,942,069	10.5%	ETF
ESTA Establishment Labs	$127,991,206	$25,734,633 ▼	-16.7%	2,514,562	7.3%	Medical
SLNO Soleno Therapeutics	$103,164,221	$19,087,602 ▼	-15.6%	2,410,379	5.9%	Medical
LLY Eli Lilly and Company	$77,796,000	$77,796,000 ▲	New Holding	100,000	4.4%	Medical
LOPE Grand Canyon Education	$54,484,000	$54,484,000 ▲	New Holding	400,000	3.1%	Consumer Discretionary
CASH Pathward Financial	$51,576,779	$1,925,257 ▼	-3.6%	1,021,727	2.9%	Finance
COST Costco Wholesale	$51,284,100		0.0%	70,000	2.9%	Retail/Wholesale
EOLS Evolus	$40,751,886		0.0%	2,910,849	2.3%	Medical
PTON Peloton Interactive	$37,334,944	$18,296,950 ▲	96.1%	8,712,939	2.1%	Consumer Discretionary
IMAX IMAX	$35,625,372	$7,366,664 ▼	-17.1%	2,203,177	2.0%	Consumer Discretionary
HGV Hilton Grand Vacations	$31,577,400	$11,911,083 ▼	-27.4%	668,871	1.8%	Consumer Discretionary
BVS Bioventus	$30,191,262	$891,587 ▼	-2.9%	5,806,012	1.7%	Medical
RMBL RumbleOn	$28,530,629		0.0%	4,416,506	1.6%	Computer and Technology
IYR iShares U.S. Real Estate ETF	$26,970,000	$26,970,000 ▲	New Holding	300,000	1.5%	ETF
RDVT Red Violet	$21,822,668	$1,748,337 ▼	-7.4%	1,116,249	1.2%	Computer and Technology
ABEO Abeona Therapeutics	$20,522,140	$437,813 ▲	2.2%	2,830,640	1.2%	Medical
CRMT America's Car-Mart	$19,935,615		0.0%	312,128	1.1%	Retail/Wholesale
KROS Keros Therapeutics	$19,462,601	$1,823,413 ▼	-8.6%	293,997	1.1%	Medical
LYRA Lyra Therapeutics	$17,546,508	$7,645,848 ▼	-30.3%	2,820,982	1.0%	Medical
QURE uniQure	$17,321,626	$899,886 ▲	5.5%	3,331,082	1.0%	Medical
TOURMALINE BIO INC	$16,050,770	$6,641,000 ▲	70.6%	700,907	0.9%	COM
AMRX Amneal Pharmaceuticals	$15,876,855	$1,730,409 ▲	12.2%	2,619,943	0.9%	Medical
CDXS Codexis	$15,571,954	$457,277 ▼	-2.9%	4,461,878	0.9%	Medical
VMD Viemed Healthcare	$14,617,650	$3,793,180 ▼	-20.6%	1,550,122	0.8%	Medical
DXPE DXP Enterprises	$14,496,676	$3,652,404 ▲	33.7%	269,806	0.8%	Industrial Products
ABIVAX SA	$14,443,486		0.0%	1,010,034	0.8%	SPONSORED ADS
ZVRA Zevra Therapeutics	$14,229,749		0.0%	2,453,405	0.8%	Medical
DYNE THERAPEUTICS INC	$12,356,918	$5,891,862 ▼	-32.3%	435,256	0.7%	COM
RSVR Reservoir Media	$12,297,820		0.0%	1,550,797	0.7%	Consumer Discretionary
EHTH eHealth	$11,528,281	$4,040,100 ▲	54.0%	1,911,821	0.7%	Finance
ENVA Enova International	$11,363,748		0.0%	180,865	0.6%	Finance
SNDX Syndax Pharmaceuticals	$11,073,164	$2,380,000 ▼	-17.7%	465,259	0.6%	Medical
AURA Aura Biosciences	$10,376,601		0.0%	1,321,860	0.6%	Medical
NPCE NeuroPace	$10,273,032	$5,219,504 ▼	-33.7%	778,260	0.6%	Medical
GDEN Golden Entertainment	$9,917,104	$816,963 ▼	-7.6%	269,267	0.6%	Consumer Discretionary
ASRT Assertio	$8,893,513	$1,584,184 ▲	21.7%	9,270,836	0.5%	Medical
PAYO Payoneer Global	$8,852,130	$359,747 ▲	4.2%	1,821,426	0.5%	Business Services
SVRA Savara	$8,652,302	$3,732,545 ▲	75.9%	1,737,410	0.5%	Medical
UNCY Unicycive Therapeutics	$8,644,198	$265,876 ▼	-3.0%	3,335,586	0.5%	Medical
RMR The RMR Group	$8,299,008	$1,398,504 ▼	-14.4%	345,792	0.5%	Finance
IMTX Immatics	$8,281,607	$6,579,071 ▼	-44.3%	787,974	0.5%	Medical
ILPT Industrial Logistics Properties Trust	$8,070,056	$479,137 ▼	-5.6%	1,881,132	0.5%	Finance
VTGN Vistagen Therapeutics	$8,013,435	$1,578,900 ▼	-16.5%	1,517,696	0.5%	Medical
RZLT Rezolute	$7,708,515	$3,787,362 ▲	96.6%	3,022,947	0.4%	Medical
NDLS Noodles & Company	$7,703,658	$551,528 ▲	7.7%	4,033,329	0.4%	Retail/Wholesale
CLRB Cellectar Biosciences	$7,455,834	$2,080,533 ▲	38.7%	1,873,325	0.4%	Medical
LXFR Luxfer	$7,106,074	$11,659,946 ▼	-62.1%	685,253	0.4%	Industrial Products
NNBR NN	$6,666,554	$3,678 ▼	-0.1%	1,406,446	0.4%	Industrial Products
EGRX Eagle Pharmaceuticals	$6,595,913	$6,595,913 ▲	New Holding	1,258,762	0.4%	Medical
RDI Reading International	$6,228,866	$31,188 ▼	-0.5%	3,385,253	0.4%	Consumer Discretionary
TELA TELA Bio	$6,224,900		0.0%	1,097,866	0.4%	Medical
ZYXI Zynex	$6,061,300	$4,576,900 ▲	308.3%	490,000	0.3%	Medical
CONN Conn's	$5,929,490	$4,725,597 ▲	392.5%	1,769,997	0.3%	Retail/Wholesale
TARS Tarsus Pharmaceuticals	$5,464,168	$8,177,114 ▼	-59.9%	150,321	0.3%	Medical
COGT Cogent Biosciences	$5,315,090	$1,008,000 ▲	23.4%	790,936	0.3%	Medical
ALTG Alta Equipment Group	$5,212,492	$1,295,000 ▲	33.1%	402,509	0.3%	Industrial Products
ELUT Elutia	$5,197,500		0.0%	1,650,000	0.3%	Medical
AGS PlayAGS	$5,087,960		0.0%	566,588	0.3%	Consumer Discretionary
HLF Herbalife	$5,025,000	$1,005,000 ▼	-16.7%	500,000	0.3%	Retail/Wholesale
DHX DHI Group	$5,014,363	$1,716,838 ▼	-25.5%	1,966,417	0.3%	Computer and Technology
NSPR InspireMD	$4,897,707		0.0%	2,066,456	0.3%	Medical
PAR TECHNOLOGY CORP	$4,719,895		0.0%	3,785,000	0.3%	NOTE 2.875% 4/1
XTNT Xtant Medical	$4,680,000		0.0%	4,000,000	0.3%	Medical
THERATECHNOLOGIES INC	$4,452,498		0.0%	2,682,228	0.3%	COM NEW
SLN Silence Therapeutics	$4,320,000	$4,320,000 ▲	New Holding	200,000	0.2%	Medical
MLYS Mineralys Therapeutics	$4,292,652	$4,292,652 ▲	New Holding	332,506	0.2%	Medical
VNDA Vanda Pharmaceuticals	$4,164,462		0.0%	1,013,251	0.2%	Medical
NAMS NewAmsterdam Pharma	$4,138,750	$4,138,750 ▲	New Holding	175,000	0.2%	Medical
DRIO DarioHealth	$4,027,816	$452,583 ▲	12.7%	2,632,559	0.2%	Medical
NEUROGENE INC	$3,679,001		0.0%	72,279	0.2%	COM
OPTN OptiNose	$3,612,472	$982,032 ▼	-21.4%	2,474,296	0.2%	Medical
AYTU Aytu BioPharma	$3,303,908		0.0%	1,086,812	0.2%	Medical
MIST Milestone Pharmaceuticals	$3,132,500	$3,132,500 ▲	New Holding	1,750,000	0.2%	Medical
STKS ONE Group Hospitality	$3,050,745	$3,050,745 ▲	New Holding	547,710	0.2%	Retail/Wholesale
MAX MediaAlpha	$3,042,687	$641,594 ▼	-17.4%	149,371	0.2%	Business Services
ACHV Achieve Life Sciences	$2,972,430	$2,972,430 ▲	New Holding	654,000	0.2%	Medical
GAIA Gaia	$2,818,289		0.0%	915,029	0.2%	Consumer Discretionary
NVNO enVVeno Medical	$2,696,804	$1,145,572 ▼	-29.8%	495,736	0.2%	Medical
AVTE Aerovate Therapeutics	$2,696,429		0.0%	91,188	0.2%	Medical
NKTR Nektar Therapeutics	$2,313,036	$2,313,036 ▲	New Holding	2,475,954	0.1%	Medical
ASPS Altisource Portfolio Solutions	$2,116,557	$52,186 ▲	2.5%	1,091,009	0.1%	Finance
ACRX AcelRx Pharmaceuticals	$2,052,295		0.0%	1,992,519	0.1%	Medical
ALRN Aileron Therapeutics	$1,690,650	$1,690,650 ▲	New Holding	255,000	0.1%	Medical
IMTXW Immatics	$1,509,238		0.0%	558,977	0.1%	Medical
SRL Scully Royalty	$1,471,062	$21,673 ▼	-1.5%	239,197	0.1%	Multi-Sector Conglomerates
ANEB Anebulo Pharmaceuticals	$1,466,780		0.0%	511,073	0.1%	Medical
NMTC NeuroOne Medical Technologies	$1,438,694	$18,218 ▼	-1.3%	1,198,912	0.1%	Medical
PWP Perella Weinberg Partners	$1,409,863	$790,305 ▼	-35.9%	99,778	0.1%	Finance
APRE Aprea Therapeutics	$1,376,534	$1,376,534 ▲	New Holding	205,760	0.1%	Medical
INSTIL BIO INC	$1,374,754		0.0%	127,292	0.1%	COM NEW
KPRX Kiora Pharmaceuticals	$1,341,400	$1,341,400 ▲	New Holding	1,900,000	0.1%	Medical
FOSL Fossil Group	$1,332,465	$919,081 ▲	222.3%	1,306,338	0.1%	Retail/Wholesale
RILY B. Riley Financial	$1,323,548		0.0%	62,520	0.1%	Business Services
MTTR Matterport	$1,239,330	$1,239,330 ▲	New Holding	548,376	0.1%	Business Services
SSKN STRATA Skin Sciences	$1,167,952	$14,482 ▼	-1.2%	3,089,821	0.1%	Medical
PLCE Children's Place	$1,154,000	$1,154,000 ▲	New Holding	100,000	0.1%	Retail/Wholesale
SGRP SPAR Group	$896,773		0.0%	879,189	0.1%	Business Services
CUTERA INC	$887,605		0.0%	4,000,000	0.1%	NOTE 4.000% 6/0
GOSS Gossamer Bio	$793,970		0.0%	672,856	0.0%	Medical