Round Rock Advisors, LLC Top Holdings and 13F Report (2025)

About Round Rock Advisors, LLC

Investment Activity

Round Rock Advisors, LLC has $539.21 million in total holdings as of March 31, 2025.
Round Rock Advisors, LLC owns shares of 216 different stocks, but just 48 companies or ETFs make up 80% of its holdings.
Approximately 14.58% of the portfolio was purchased this quarter.
About 2.59% of the portfolio was sold this quarter.
This quarter, Round Rock Advisors, LLC has purchased 217 new stocks and bought additional shares in 112 stocks.
Round Rock Advisors, LLC sold shares of 62 stocks and completely divested from 17 stocks this quarter.

Largest Holdings

JPMorgan Ultra-Short Income ETF: $50,480,166
Vanguard High Dividend Yield ETF: $37,720,447
Invesco QQQ: $36,253,206
Vanguard Mid-Cap ETF: $23,809,195
iShares Core S&P Small-Cap ETF: $23,043,730

Largest New Holdings this Quarter

81369Y886 - Utilities Select Sector SPDR Fund: $3,820,421 Holding
682680103 - ONEOK: $395,193 Holding
69608A108 - PALANTIR TECHNOLOGIES INC: $367,767 Holding
174610105 - Citizens Financial Group: $316,288 Holding
73757R102 - Postal Realty Trust: $274,947 Holding

Largest Purchases this Quarter

JPMorgan Ultra-Short Income ETF: 286,564 shares (about $14.51M)
Trinity Capital: 341,343 shares (about $5.17M)
Dorchester Minerals: 162,828 shares (about $4.90M)
Sixth Street Specialty Lending: 190,469 shares (about $4.26M)
Invesco QQQ: 8,376 shares (about $3.93M)

Largest Sales this Quarter

Apple: 10,089 shares (about $2.24M)
Amazon.com: 6,523 shares (about $1.24M)
Schwab US Large-Cap ETF: 34,341 shares (about $758.26K)
SPDR S&P 500 ETF Trust: 1,013 shares (about $566.64K)
Schwab US Small-Cap ETF: 16,033 shares (about $375.66K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
JPST JPMorgan Ultra-Short Income ETF	$50,480,166	$14,508,730 ▲	40.3%	997,041	9.4%	ETF
VYM Vanguard High Dividend Yield ETF	$37,720,447	$3,493,787 ▲	10.2%	292,497	7.0%	ETF
QQQ Invesco QQQ	$36,253,206	$3,927,681 ▲	12.2%	77,312	6.7%	Finance
VO Vanguard Mid-Cap ETF	$23,809,195	$1,993,712 ▲	9.1%	92,062	4.4%	ETF
IJR iShares Core S&P Small-Cap ETF	$23,043,730	$1,856,009 ▲	8.8%	220,367	4.3%	ETF
AAPL Apple	$19,452,676	$2,241,079 ▼	-10.3%	87,573	3.6%	Computer and Technology
SMH VanEck Semiconductor ETF	$18,870,826	$2,316,242 ▲	14.0%	89,236	3.5%	Manufacturing
BRK.A Berkshire Hathaway	$15,968,832		0.0%	20	3.0%	Finance
XLI Industrial Select Sector SPDR Fund	$14,064,547	$1,655,801 ▲	13.3%	107,306	2.6%	ETF
DVY iShares Select Dividend ETF	$13,808,625	$1,870,524 ▲	15.7%	102,827	2.6%	ETF
MSFT Microsoft	$13,659,320	$108,488 ▼	-0.8%	36,387	2.5%	Computer and Technology
XLV Health Care Select Sector SPDR Fund	$13,032,013	$1,838,563 ▲	16.4%	89,254	2.4%	ETF
RSP Invesco S&P 500 Equal Weight ETF	$12,550,620	$1,469,502 ▲	13.3%	72,451	2.3%	ETF
DMLP Dorchester Minerals	$8,396,922	$4,897,866 ▲	140.0%	279,153	1.6%	Energy
TRIN Trinity Capital	$8,079,234	$5,174,760 ▲	178.2%	532,931	1.5%	Finance
XLK Technology Select Sector SPDR Fund	$6,783,630	$357,414 ▲	5.6%	32,854	1.3%	ETF
AMZN Amazon.com	$6,731,754	$1,241,061 ▼	-15.6%	35,382	1.2%	Retail/Wholesale
GOOG Alphabet	$6,444,286	$164,978 ▼	-2.5%	41,249	1.2%	Computer and Technology
TSLX Sixth Street Specialty Lending	$6,142,932	$4,262,698 ▲	226.7%	274,483	1.1%	Finance
SPY SPDR S&P 500 ETF Trust	$5,400,119	$566,638 ▼	-9.5%	9,654	1.0%	Finance
UNH UnitedHealth Group	$5,311,369	$36,139 ▼	-0.7%	10,141	1.0%	Medical
XLE Energy Select Sector SPDR Fund	$5,027,057	$36,259 ▲	0.7%	53,794	0.9%	ETF
USMV iShares MSCI USA Min Vol Factor ETF	$4,653,717	$58,632 ▼	-1.2%	49,687	0.9%	ETF
ICE Intercontinental Exchange	$4,525,710	$51,923 ▼	-1.1%	26,236	0.8%	Finance
ABBV AbbVie	$4,296,836	$43,999 ▲	1.0%	20,508	0.8%	Medical
XOM Exxon Mobil	$4,118,421	$364,520 ▲	9.7%	34,629	0.8%	Energy
XLU Utilities Select Sector SPDR Fund	$3,820,421	$3,820,421 ▲	New Holding	48,452	0.7%	ETF
ARCC Ares Capital	$3,795,188	$2,264,996 ▲	148.0%	171,263	0.7%	Finance
IBM International Business Machines	$3,728,729	$164,616 ▲	4.6%	14,995	0.7%	Computer and Technology
MPV Barings Participation Investors	$3,565,456	$2,193,419 ▲	159.9%	202,238	0.7%	Finance
BANX ArrowMark Financial	$3,450,790	$2,551,955 ▲	283.9%	163,933	0.6%	Finance
APD Air Products and Chemicals	$3,239,106	$66,357 ▼	-2.0%	10,983	0.6%	Basic Materials
IBDR iShares iBonds Dec 2026 Term Corporate ETF	$3,080,746	$177,387 ▲	6.1%	127,251	0.6%	ETF
IBDQ iShares iBonds Dec 2025 Term Corporate ETF	$3,003,525	$207,765 ▲	7.4%	119,424	0.6%	ETF
ELV Elevance Health	$2,964,414	$210,097 ▼	-6.6%	6,815	0.5%	Medical
IVW iShares S&P 500 Growth ETF	$2,877,521	$14,203 ▲	0.5%	30,998	0.5%	ETF
ITT ITT	$2,637,069	$6,587 ▲	0.3%	20,417	0.5%	Multi-Sector Conglomerates
CB Chubb	$2,631,239	$43,487 ▼	-1.6%	8,713	0.5%	Finance
HON Honeywell International	$2,629,543	$26,469 ▼	-1.0%	12,418	0.5%	Multi-Sector Conglomerates
CVX Chevron	$2,604,371	$147,383 ▲	6.0%	15,568	0.5%	Energy
QQQM Invesco NASDAQ 100 ETF	$2,582,072	$37,447 ▼	-1.4%	13,377	0.5%	ETF
COF Capital One Financial	$2,563,094	$7,172 ▼	-0.3%	14,295	0.5%	Finance
WMB Williams Companies	$2,546,433	$42,788 ▼	-1.7%	42,611	0.5%	Energy
NVDA NVIDIA	$2,544,480	$143,281 ▼	-5.3%	23,477	0.5%	Computer and Technology
GSBD Goldman Sachs BDC	$2,394,338	$1,522,786 ▲	174.7%	205,876	0.4%	Finance
JEPI JPMorgan Equity Premium Income ETF	$2,266,446	$235,187 ▲	11.6%	39,665	0.4%	ETF
BRK.B Berkshire Hathaway	$2,160,144	$559,209 ▲	34.9%	4,056	0.4%	Finance
VIG Vanguard Dividend Appreciation ETF	$2,113,487	$169,739 ▲	8.7%	10,895	0.4%	ETF
OBDC Blue Owl Capital	$1,973,024	$1,305,527 ▲	195.6%	134,586	0.4%	Finance
IBDS iShares iBonds Dec 2027 Term Corporate ETF	$1,910,455	$106,658 ▲	5.9%	79,010	0.4%	ETF
VGT Vanguard Information Technology ETF	$1,679,812	$3,797 ▲	0.2%	3,097	0.3%	ETF
OCSL Oaktree Specialty Lending	$1,651,256	$1,287,594 ▲	354.1%	107,504	0.3%	Finance
GOOGL Alphabet	$1,625,983	$50,720 ▼	-3.0%	10,515	0.3%	Computer and Technology
META Meta Platforms	$1,625,335	$578,089 ▲	55.2%	2,820	0.3%	Computer and Technology
JNJ Johnson & Johnson	$1,605,448	$29,684 ▲	1.9%	9,681	0.3%	Medical
VCSH Vanguard Short-Term Corporate Bond ETF	$1,566,441	$241,167 ▼	-13.3%	19,843	0.3%	ETF
TSLA Tesla	$1,536,819	$122,583 ▼	-7.4%	5,930	0.3%	Auto/Tires/Trucks
PEP PepsiCo	$1,536,386	$26,389 ▼	-1.7%	10,247	0.3%	Consumer Staples
VV Vanguard Large-Cap ETF	$1,522,273	$29,299 ▼	-1.9%	5,923	0.3%	ETF
IVV iShares Core S&P 500 ETF	$1,496,920	$7,305 ▲	0.5%	2,664	0.3%	ETF
CMCSA Comcast	$1,465,816	$5,572 ▼	-0.4%	39,724	0.3%	Consumer Discretionary
VOO Vanguard S&P 500 ETF	$1,456,042	$242,074 ▼	-14.3%	2,833	0.3%	ETF
DIA SPDR Dow Jones Industrial Average ETF Trust	$1,364,126	$2,099 ▲	0.2%	3,249	0.3%	Finance
STZ Constellation Brands	$1,353,827	$1,835 ▼	-0.1%	7,377	0.3%	Consumer Staples
EFAV iShares MSCI EAFE Min Vol Factor ETF	$1,352,970	$79,087 ▲	6.2%	17,364	0.3%	ETF
NFLX Netflix	$1,325,125	$12,123 ▲	0.9%	1,421	0.2%	Consumer Discretionary
VTI Vanguard Total Stock Market ETF	$1,292,943	$57,171 ▲	4.6%	4,704	0.2%	ETF
NXPI NXP Semiconductors	$1,283,855	$27,179 ▼	-2.1%	6,755	0.2%	Computer and Technology
VTV Vanguard Value ETF	$1,226,704	$214,211 ▲	21.2%	7,101	0.2%	ETF
C Citigroup	$1,208,108	$11,713 ▼	-1.0%	17,018	0.2%	Finance
APH Amphenol	$1,107,607	$1,968 ▲	0.2%	16,887	0.2%	Computer and Technology
VTIP Vanguard Short-Term Inflation-Protected Securities ETF	$1,106,297	$245,960 ▼	-18.2%	22,170	0.2%	Manufacturing
VBK Vanguard Small-Cap Growth ETF	$1,095,444	$159,621 ▲	17.1%	4,351	0.2%	ETF
RTX RTX	$1,085,775	$11,656 ▲	1.1%	8,197	0.2%	Aerospace
BN Brookfield	$1,073,095		0.0%	20,475	0.2%	Finance
NVEC NVE	$1,071,214	$652,124 ▲	155.6%	16,806	0.2%	Computer and Technology
IJH iShares Core S&P Mid-Cap ETF	$1,066,580	$40,262 ▼	-3.6%	18,279	0.2%	ETF
PG Procter & Gamble	$1,048,178	$63,051 ▲	6.4%	6,151	0.2%	Consumer Staples
EPD Enterprise Products Partners	$1,045,879	$5,053 ▲	0.5%	30,635	0.2%	Energy
CVS CVS Health	$1,026,480	$52,167 ▼	-4.8%	15,151	0.2%	Medical
SUSA iShares MSCI USA ESG Select ETF	$1,025,434	$23,318 ▲	2.3%	8,927	0.2%	ETF
VB Vanguard Small-Cap ETF	$1,024,289	$56,991 ▼	-5.3%	4,619	0.2%	ETF
AEE Ameren	$1,020,666	$100 ▼	0.0%	10,166	0.2%	Utilities
WH Wyndham Hotels & Resorts	$995,791	$4,254 ▼	-0.4%	11,002	0.2%	Consumer Discretionary
FSK FS KKR Capital	$981,382	$387,156 ▲	65.2%	46,844	0.2%	Finance
AMP Ameriprise Financial	$979,355	$1,452 ▲	0.1%	2,023	0.2%	Finance
SPLV Invesco S&P 500 Low Volatility ETF	$974,504	$75 ▲	0.0%	13,042	0.2%	ETF
VIGI Vanguard International Dividend Appreciation ETF	$963,688	$23,472 ▼	-2.4%	11,619	0.2%	ETF
MCI Barings Corporate Investors	$960,548	$518,985 ▲	117.5%	40,979	0.2%	Finance
WMT Walmart	$960,048	$230,970 ▲	31.7%	10,936	0.2%	Retail/Wholesale
RWAY Runway Growth Finance	$937,938	$573,618 ▲	157.4%	90,622	0.2%	Finance
MMM 3M	$914,483	$217,790 ▲	31.3%	6,227	0.2%	Multi-Sector Conglomerates
JPM JPMorgan Chase & Co.	$903,163	$180,534 ▼	-16.7%	3,682	0.2%	Finance
SCHD Schwab US Dividend Equity ETF	$880,251	$256,557 ▼	-22.6%	31,483	0.2%	ETF
MRK Merck & Co., Inc.	$855,154	$10,502 ▲	1.2%	9,527	0.2%	Medical
JEPQ JPMorgan Nasdaq Equity Premium Income ETF	$853,491	$111,793 ▲	15.1%	16,483	0.2%	ETF
BGC General Cable	$848,383	$441,968 ▲	108.7%	92,517	0.2%	Finance
IWY iShares Russell Top 200 Growth ETF	$841,018	$6,328 ▲	0.8%	3,987	0.2%	ETF
VCIT Vanguard Intermediate-Term Corporate Bond ETF	$838,979	$86,833 ▼	-9.4%	10,261	0.2%	ETF
ARISTA NETWORKS INC	$816,303	$3,254 ▲	0.4%	10,536	0.2%	COM SHS

Showing largest 100 holdings. View all holdings.

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Round Rock Advisors, LLC Top Holdings and 13F Report (2025)

About Round Rock Advisors, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools

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Round Rock Advisors, LLC Top Holdings and 13F Report (2025)

About Round Rock Advisors, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofRound Rock Advisors, LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools