Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2025)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Spectrum Asset Management, Inc. (Nb/Ca) has $284.43 million in total holdings as of September 30, 2025.
Spectrum Asset Management, Inc. (Nb/Ca) owns shares of 109 different stocks, but just 37 companies or ETFs make up 80% of its holdings.
Approximately 16.07% of the portfolio was purchased this quarter.
About 2.56% of the portfolio was sold this quarter.
This quarter, Spectrum Asset Management, Inc. (Nb/Ca) has purchased 97 new stocks and bought additional shares in 41 stocks.
Spectrum Asset Management, Inc. (Nb/Ca) sold shares of 36 stocks and completely divested from 2 stocks this quarter.

Largest Holdings

Vanguard Ultra-Short Bond ETF: $21,421,209
Invesco S&P 500 Equal Weight ETF: $13,029,332
Schwab U.S. Large-Cap Value ETF: $11,960,727
FT Vest U.S. Equity Deep Buffer ETF - September: $11,780,671
iShares MSCI USA Min Vol Factor ETF: $11,717,786

Largest New Holdings this Quarter

92203C303 - Vanguard Ultra-Short Bond ETF: $21,421,209 Holding
921946794 - Vanguard International High Dividend Yield ETF: $4,659,094 Holding
654106103 - NIKE: $693,081 Holding
806857108 - SLB: $517,677 Holding
G0692U109 - Axis Capital: $499,390 Holding

Largest Purchases this Quarter

Vanguard Ultra-Short Bond ETF: 428,467 shares (about $21.42M)
Vanguard International High Dividend Yield ETF: 55,020 shares (about $4.66M)
FT Vest U.S. Equity Deep Buffer ETF - September: 97,293 shares (about $4.30M)
Alphabet: 10,242 shares (about $2.49M)
Invesco S&P 500 Equal Weight ETF: 7,733 shares (about $1.47M)

Largest Sales this Quarter

NVIDIA: 12,948 shares (about $2.42M)
Berkshire Hathaway: 1,612 shares (about $810.42K)
Chevron: 3,628 shares (about $563.40K)
Walmart: 4,629 shares (about $477.07K)
Oracle: 871 shares (about $244.96K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
VUSB Vanguard Ultra-Short Bond ETF	$21,421,209	$21,421,209 ▲	New Holding	428,467	7.5%	ETF
RSP Invesco S&P 500 Equal Weight ETF	$13,029,332	$1,466,948 ▲	12.7%	68,684	4.6%	ETF
SCHV Schwab U.S. Large-Cap Value ETF	$11,960,727	$501,682 ▲	4.4%	410,880	4.2%	ETF
DSEP FT Vest U.S. Equity Deep Buffer ETF - September	$11,780,671	$4,300,351 ▲	57.5%	266,531	4.1%	ETF
USMV iShares MSCI USA Min Vol Factor ETF	$11,717,786	$319,479 ▲	2.8%	123,164	4.1%	ETF
IAU iShares Gold Trust	$11,666,123	$305,780 ▲	2.7%	160,315	4.1%	Finance
DMAR FT Vest U.S. Equity Deep Buffer ETF - March	$9,725,691	$106,818 ▼	-1.1%	238,549	3.4%	ETF
ORCL Oracle	$7,541,104	$244,958 ▼	-3.1%	26,814	2.7%	Computer and Technology
SCHG Schwab U.S. Large-Cap Growth ETF	$6,765,730	$33,442 ▲	0.5%	212,025	2.4%	ETF
DFEB FT Vest U.S. Equity Deep Buffer ETF - February	$6,612,977	$129,651 ▼	-1.9%	142,103	2.3%	ETF
MSFT Microsoft	$6,247,670	$122,757 ▼	-1.9%	12,062	2.2%	Computer and Technology
DMAY FT Vest U.S. Equity Deep Buffer ETF - May	$6,060,430	$118,557 ▼	-1.9%	136,741	2.1%	ETF
VGK Vanguard FTSE Europe ETF	$5,934,871	$135,101 ▲	2.3%	74,372	2.1%	ETF
GOOG Alphabet	$5,219,937	$2,494,406 ▲	91.5%	21,433	1.8%	Computer and Technology
SCHW Charles Schwab	$5,064,620	$171,943 ▼	-3.3%	53,049	1.8%	Finance
CVX Chevron	$4,909,695	$563,397 ▼	-10.3%	31,616	1.7%	Energy
ABBV AbbVie	$4,759,882	$12,272 ▼	-0.3%	20,557	1.7%	Medical
HON Honeywell International	$4,708,577	$10,104 ▼	-0.2%	22,369	1.7%	Multi-Sector Conglomerates
WMT Walmart	$4,679,248	$477,066 ▼	-9.3%	45,403	1.6%	Retail/Wholesale
VYMI Vanguard International High Dividend Yield ETF	$4,659,094	$4,659,094 ▲	New Holding	55,020	1.6%	ETF
LHX L3Harris Technologies	$4,641,123	$42,453 ▼	-0.9%	15,196	1.6%	Aerospace
XOM Exxon Mobil	$4,638,219	$9,358 ▲	0.2%	41,137	1.6%	Energy
SCHF Schwab International Equity ETF	$4,618,097	$57,874 ▲	1.3%	198,372	1.6%	ETF
CSCO Cisco Systems	$4,419,006	$47,484 ▼	-1.1%	64,586	1.6%	Computer and Technology
DUK Duke Energy	$4,189,610	$37,992 ▼	-0.9%	33,855	1.5%	Utilities
EME EMCOR Group	$4,175,893	$7,794 ▲	0.2%	6,429	1.5%	Construction
LINDE PLC	$4,080,250	$9,975 ▲	0.2%	8,590	1.4%	SHS
MDT Medtronic	$3,940,379	$12,474 ▲	0.3%	41,067	1.4%	Medical
BRK.B Berkshire Hathaway	$3,738,375	$810,417 ▼	-17.8%	7,436	1.3%	Finance
EMR Emerson Electric	$3,626,865	$62,048 ▼	-1.7%	27,648	1.3%	Industrials
NVS Novartis	$3,355,785	$194,027 ▲	6.1%	26,168	1.2%	Medical
ABT Abbott Laboratories	$3,343,411	$670 ▲	0.0%	24,962	1.2%	Medical
VZ Verizon Communications	$3,300,546	$3,208 ▼	-0.1%	75,098	1.2%	Computer and Technology
EW Edwards Lifesciences	$3,029,920	$9,566 ▼	-0.3%	38,960	1.1%	Medical
CHENIERE ENERGY INC	$2,823,770	$1,366,181 ▲	93.7%	12,017	1.0%	COM NEW
SCJ iShares MSCI Japan Small-Cap ETF	$2,750,064	$1,841 ▼	-0.1%	29,879	1.0%	ETF
AAAU Goldman Sachs Physical Gold ETF	$2,719,176	$1,067 ▼	0.0%	71,332	1.0%	Finance
EWZ iShares MSCI Brazil ETF	$2,564,909	$25,699 ▼	-1.0%	82,739	0.9%	ETF
EWW iShares MSCI Mexico ETF	$2,564,696	$63,845 ▼	-2.4%	37,600	0.9%	ETF
MLPX Global X MLP & Energy Infrastructure ETF	$2,449,767	$33,550 ▲	1.4%	39,065	0.9%	ETF
BRK.A Berkshire Hathaway	$2,262,600		0.0%	3	0.8%	Finance
SCHB Schwab US Broad Market ETF	$2,079,907	$60,958 ▲	3.0%	80,899	0.7%	ETF
XLE Energy Select Sector SPDR Fund	$2,075,828	$89,609 ▲	4.5%	23,235	0.7%	ETF
FI Fiserv	$2,054,500	$1,046,654 ▲	103.9%	15,935	0.7%	Business Services
FLJP Franklin FTSE Japan ETF	$2,019,307	$7,258 ▲	0.4%	58,429	0.7%	ETF
SCHR Schwab Intermediate-Term U.S. Treasury ETF	$1,996,303	$1,222,575 ▲	158.0%	79,439	0.7%	ETF
EWA iShares MSCI Australia ETF	$1,854,279	$405 ▼	0.0%	68,677	0.7%	Finance
SPY SPDR S&P 500 ETF Trust	$1,830,790	$1,336 ▲	0.1%	2,741	0.6%	Finance
ESGU iShares ESG Aware MSCI USA ETF	$1,797,287	$54,163 ▲	3.1%	12,344	0.6%	Manufacturing
VUG Vanguard Growth ETF	$1,712,577	$16,804 ▼	-1.0%	3,567	0.6%	ETF
COST Costco Wholesale	$1,382,309	$1,852 ▼	-0.1%	1,493	0.5%	Retail/Wholesale
GOOGL Alphabet	$1,308,719	$14,101 ▲	1.1%	5,383	0.5%	Computer and Technology
V Visa	$1,305,769	$1,024 ▲	0.1%	3,825	0.5%	Business Services
MCK McKesson	$1,237,376		0.0%	1,600	0.4%	Medical
RTX RTX	$1,205,476	$186,243 ▼	-13.4%	7,204	0.4%	Aerospace
DNOV FT Vest U.S. Equity Deep Buffer ETF - November	$1,161,136		0.0%	24,800	0.4%	ETF
AAPL Apple	$1,097,406	$1,046,482 ▲	2,055.0%	4,310	0.4%	Computer and Technology
TLT iShares 20+ Year Treasury Bond ETF	$748,027		0.0%	8,370	0.3%	ETF
VEA Vanguard FTSE Developed Markets ETF	$746,112	$8,808 ▼	-1.2%	12,452	0.3%	ETF
ESLT Elbit Systems	$732,073	$162,626 ▼	-18.2%	1,436	0.3%	Aerospace
NKE NIKE	$693,081	$693,081 ▲	New Holding	9,939	0.2%	Consumer Discretionary
ASML ASML	$691,217		0.0%	714	0.2%	Computer and Technology
MCD McDonald's	$649,658	$2,431 ▲	0.4%	2,138	0.2%	Retail/Wholesale
PHM PulteGroup	$642,163		0.0%	4,852	0.2%	Construction
VONE Vanguard Russell 1000 ETF	$633,121	$20,862 ▼	-3.2%	2,094	0.2%	ETF
IBTH iShares iBonds Dec 2027 Term Treasury ETF	$631,730	$9,368 ▲	1.5%	28,052	0.2%	Manufacturing
CIBR First Trust Nasdaq Cybersecurity ETF	$630,961	$456 ▲	0.1%	8,301	0.2%	Manufacturing
IJR iShares Core S&P Small-Cap ETF	$565,394	$475 ▼	-0.1%	4,758	0.2%	ETF
PAYC Paycom Software	$528,260		0.0%	2,538	0.2%	Computer and Technology
SLB SLB	$517,677	$517,677 ▲	New Holding	14,938	0.2%	Energy
DE Deere & Company	$515,428	$15,146 ▲	3.0%	1,123	0.2%	Industrials
AXS Axis Capital	$499,390	$499,390 ▲	New Holding	5,189	0.2%	Finance
PGR Progressive	$496,864	$496,864 ▲	New Holding	2,012	0.2%	Finance
VTI Vanguard Total Stock Market ETF	$492,963		0.0%	1,498	0.2%	ETF
MCO Moody's	$468,857	$468,857 ▲	New Holding	984	0.2%	Finance
PFE Pfizer	$453,861	$3,389 ▲	0.8%	17,812	0.2%	Medical
ITB iShares U.S. Home Construction ETF	$436,937	$436,937 ▲	New Holding	4,074	0.2%	ETF
IBTG iShares iBonds Dec 2026 Term Treasury ETF	$435,660	$7,688 ▲	1.8%	18,983	0.2%	Manufacturing
TSLA Tesla	$435,066		0.0%	978	0.2%	Auto/Tires/Trucks
SRE Sempra Energy	$434,923	$3,779 ▲	0.9%	4,834	0.2%	Utilities
MORN Morningstar	$421,197	$696 ▲	0.2%	1,815	0.1%	Business Services
ARISTA NETWORKS INC	$400,266	$400,266 ▲	New Holding	2,747	0.1%	COM SHS
NVDA NVIDIA	$382,895	$2,416,045 ▼	-86.3%	2,052	0.1%	Computer and Technology
MLPA Global X MLP ETF	$379,211	$7,021 ▲	1.9%	7,832	0.1%	ETF
GLD SPDR Gold Shares	$351,205		0.0%	988	0.1%	Finance
TPL Texas Pacific Land	$341,713		0.0%	366	0.1%	Energy
IBM International Business Machines	$338,592		0.0%	1,200	0.1%	Computer and Technology
GE GE Aerospace	$332,804		0.0%	1,105	0.1%	Aerospace
PANW Palo Alto Networks	$311,132	$311,132 ▲	New Holding	1,528	0.1%	Computer and Technology
IVV iShares Core S&P 500 ETF	$310,556	$1,339 ▼	-0.4%	464	0.1%	ETF
IBTF iShares iBonds Dec 2025 Term Treasury ETF	$304,517	$8,154 ▲	2.8%	13,033	0.1%	Manufacturing
PEP PepsiCo	$302,409	$2,809 ▲	0.9%	2,153	0.1%	Consumer Staples
VEEV Veeva Systems	$289,271	$96,523 ▼	-25.0%	971	0.1%	Medical
DJUL FT Vest U.S. Equity Deep Buffer ETF - July	$278,770		0.0%	5,970	0.1%	ETF
NOW ServiceNow	$277,005	$277,005 ▲	New Holding	301	0.1%	Computer and Technology
DAPR FT Vest U.S. Equity Deep Buffer ETF - April	$269,097	$15,068 ▼	-5.3%	6,965	0.1%	ETF
MELI MercadoLibre	$268,749	$63,098 ▼	-19.0%	115	0.1%	Retail/Wholesale
BAC Bank of America	$256,858	$27,239 ▲	11.9%	4,979	0.1%	Finance
NICE Nice	$239,611		0.0%	1,655	0.1%	Computer and Technology
SPDW SPDR Portfolio Developed World ex-US ETF	$237,020		0.0%	5,539	0.1%	ETF

Showing largest 100 holdings. View all holdings.

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2025)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2025)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofSpectrum Asset Management, Inc. (Nb/Ca)

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools