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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

  • B. Riley Wealth Advisors, Inc. has $3.05 billion in total holdings as of September 30, 2021.
  • B. Riley Wealth Advisors, Inc. owns shares of 1,136 different stocks, but just 245 companies or ETFs make up 80% of its holdings.
  • Approximately 4.97% of the portfolio was purchased this quarter.
  • About 23.04% of the portfolio was sold this quarter.
  • This quarter, B. Riley Wealth Advisors, Inc. has purchased 1,263 new stocks and bought additional shares in 263 stocks.
  • B. Riley Wealth Advisors, Inc. sold shares of 754 stocks and completely divested from 190 stocks this quarter.

Largest Holdings

Apple
$167,150,859
NVIDIA
$136,622,862
Microsoft
$88,875,306
Amazon.com
$72,136,717

Largest New Holdings this Quarter

512807306 - LAM RESEARCH CORP
$6,296,483 Holding
525327102 - Leidos
$3,448,997 Holding
74349Y753 - PROSHARES TR
$3,211,175 Holding
09290D101 - BLACKROCK INC
$3,104,573 Holding
75734B100 - REDDIT INC
$2,716,373 Holding

Largest Purchases this Quarter

SPDR Portfolio S&P 500 Growth ETF
94,276 shares (about $8.29M)
Schwab US Broad Market ETF
303,282 shares (about $6.88M)
LAM RESEARCH CORP
86,896 shares (about $6.30M)
iShares Russell Top 200 Growth ETF
25,238 shares (about $5.94M)

Largest Sales this Quarter

iShares Core S&P 500 ETF
85,654 shares (about $50.42M)
Vanguard Growth ETF
56,044 shares (about $23.00M)
Vanguard S&P 500 ETF
40,594 shares (about $21.87M)
iShares Core Total USD Bond Market ETF
467,476 shares (about $21.13M)
Apple
73,026 shares (about $18.29M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofB. Riley Wealth Advisors, Inc.

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Apple Inc. stock logo
AAPL
Apple
$167,150,859$18,287,173 -9.9%667,4825.5%Computer and Technology
NVIDIA Co. stock logo
NVDA
NVIDIA
$136,622,862$14,231,112 -9.4%1,017,3724.5%Computer and Technology
Microsoft Co. stock logo
MSFT
Microsoft
$88,875,306$12,326,757 -12.2%210,8552.9%Computer and Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$72,136,717$16,729,358 -18.8%328,8062.4%Retail/Wholesale
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$70,455,664$50,422,859 -41.7%119,6842.3%ETF
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$59,205,405$23,002,639 -28.0%144,2491.9%ETF
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$37,520,492$13,054,066 -25.8%221,6211.2%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$36,983,542$13,550,185 -26.8%62,8931.2%Finance
Meta Platforms, Inc. stock logo
META
Meta Platforms
$35,727,799$2,248,943 -5.9%61,0201.2%Computer and Technology
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$29,366,943$4,827,989 19.7%175,1681.0%Consumer Staples
Alphabet Inc. stock logo
GOOGL
Alphabet
$28,659,974$3,596,126 -11.1%151,4000.9%Computer and Technology
Broadcom Inc. stock logo
AVGO
Broadcom
$26,920,471$5,232,610 -16.3%116,1170.9%Computer and Technology
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$26,105,799$2,695,036 -9.4%33,8160.9%Medical
Exxon Mobil Co. stock logo
XOM
Exxon Mobil
$26,030,224$3,513,882 -11.9%241,9840.9%Energy
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$25,743,493$3,016,759 -10.5%107,3940.8%Finance
Tesla, Inc. stock logo
TSLA
Tesla
$25,275,849$2,950,848 -10.5%62,5890.8%Auto/Tires/Trucks
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$24,364,072$2,898,251 -10.6%53,7510.8%Finance
The Home Depot, Inc. stock logo
HD
Home Depot
$22,601,526$3,387,720 -13.0%58,1030.7%Retail/Wholesale
Alphabet Inc. stock logo
GOOG
Alphabet
$20,546,196$2,771,664 -11.9%107,8880.7%Computer and Technology
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$19,717,153$1,361,693 -6.5%340,3930.6%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$19,702,236$102,308 -0.5%84,7340.6%ETF
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$19,325,291$2,421,732 -11.1%21,0910.6%Retail/Wholesale
Walmart Inc. stock logo
WMT
Walmart
$18,741,118$1,960,525 -9.5%206,9670.6%Retail/Wholesale
International Business Machines Co. stock logo
IBM
International Business Machines
$17,645,984$521,877 -2.9%80,2710.6%Computer and Technology
Franklin Covey Co. stock logo
FC
Franklin Covey
$16,831,8190.0%447,8930.6%Business Services
ProShares Large Cap Core Plus stock logo
CSM
ProShares Large Cap Core Plus
$16,622,217$619,038 3.9%251,3320.5%ETF
PALANTIR TECHNOLOGIES INC
$16,330,628$133,941 0.8%215,9280.5%CL A
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$15,886,349$3,449,925 -17.8%31,4050.5%Medical
Eaton Co. plc stock logo
ETN
Eaton
$15,534,611$1,892,668 13.9%46,8090.5%Industrials
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$15,484,940$3,088,368 -16.6%63,9530.5%Finance
McDonald's Co. stock logo
MCD
McDonald's
$15,254,445$518,038 -3.3%52,6210.5%Retail/Wholesale
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$14,925,922$21,129,948 -58.6%330,2190.5%Manufacturing
AbbVie Inc. stock logo
ABBV
AbbVie
$14,920,879$379,033 -2.5%83,9670.5%Medical
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$14,664,313$8,499,399 -36.7%144,4330.5%ETF
Palo Alto Networks, Inc. stock logo
PANW
Palo Alto Networks
$14,485,654$5,779,232 66.4%79,6090.5%Computer and Technology
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$14,333,137$2,414,719 -14.4%299,7310.5%ETF
iShares MSCI EAFE Growth ETF stock logo
EFG
iShares MSCI EAFE Growth ETF
$14,008,415$5,757,810 -29.1%144,6700.5%ETF
Visa Inc. stock logo
V
Visa
$13,844,997$2,960,329 -17.6%43,8080.5%Business Services
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$13,598,103$21,872,703 -61.7%25,2370.4%ETF
Mastercard Incorporated stock logo
MA
Mastercard
$13,210,279$1,507,595 -10.2%25,0870.4%Business Services
WisdomTree Interest Rate Hedged High Yield Bond Fund stock logo
HYZD
WisdomTree Interest Rate Hedged High Yield Bond Fund
$13,148,910$736,833 -5.3%591,2280.4%Finance
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF stock logo
BIL
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF
$12,761,111$4,417,364 52.9%139,5720.4%ETF
Vanguard Small-Cap ETF stock logo
VB
Vanguard Small-Cap ETF
$12,408,085$1,350,376 -9.8%51,6400.4%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$12,246,263$1,952,946 -13.8%84,6790.4%Medical
Vanguard Information Technology ETF stock logo
VGT
Vanguard Information Technology ETF
$12,187,708$857,449 -6.6%19,6010.4%ETF
Invesco S&P MidCap Momentum ETF stock logo
XMMO
Invesco S&P MidCap Momentum ETF
$11,860,680$5,216,772 78.5%96,0150.4%ETF
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$11,828,103$455,585 -3.7%40,8130.4%ETF
Chevron Co. stock logo
CVX
Chevron
$11,814,610$781,557 -6.2%81,5700.4%Energy
ActivePassive U.S. Equity ETF stock logo
APUE
ActivePassive U.S. Equity ETF
$11,679,283$258,402 2.3%326,6020.4%ETF
Merck & Co., Inc. stock logo
MRK
Merck & Co., Inc.
$11,525,929$1,259,967 -9.9%114,9330.4%Medical
SPDR Portfolio S&P 500 Growth ETF stock logo
SPYG
SPDR Portfolio S&P 500 Growth ETF
$11,453,573$8,286,880 261.7%130,3020.4%ETF
PIMCO ETF TR
$11,425,106$828,643 -6.8%125,8130.4%ACTIVE BD ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$11,282,941$10,379,900 -47.9%63,3590.4%ETF
Uber Technologies, Inc. stock logo
UBER
Uber Technologies
$11,108,833$19,001 0.2%184,1650.4%Computer and Technology
Schwab US Broad Market ETF stock logo
SCHB
Schwab US Broad Market ETF
$10,767,153$6,884,500 177.3%474,3240.4%ETF
Utilities Select Sector SPDR Fund stock logo
XLU
Utilities Select Sector SPDR Fund
$10,701,008$1,876,285 -14.9%141,3790.4%ETF
Industrial Select Sector SPDR Fund stock logo
XLI
Industrial Select Sector SPDR Fund
$10,623,278$688,578 -6.1%80,6260.3%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$10,554,750$2,429,377 -18.7%29,0960.3%Industrials
SPDR Bloomberg Convertible Securities ETF stock logo
CWB
SPDR Bloomberg Convertible Securities ETF
$10,553,553$2,281,477 -17.8%135,4930.3%ETF
iShares Russell 1000 Growth ETF stock logo
IWF
iShares Russell 1000 Growth ETF
$10,487,087$786,281 8.1%26,1150.3%ETF
JPMorgan Nasdaq Equity Premium Income ETF stock logo
JEPQ
JPMorgan Nasdaq Equity Premium Income ETF
$10,337,924$2,836,960 -21.5%181,8910.3%ETF
Blackstone Inc. stock logo
BX
Blackstone
$10,226,252$2,344,400 -18.6%59,3100.3%Finance
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$10,193,442$7,060,268 -40.9%74,0960.3%ETF
Agnico Eagle Mines Limited stock logo
AEM
Agnico Eagle Mines
$9,614,704$2,374,621 -19.8%122,9340.3%Basic Materials
Thermo Fisher Scientific Inc. stock logo
TMO
Thermo Fisher Scientific
$9,172,117$805,385 -8.1%17,6180.3%Medical
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$9,009,283$1,854,736 -17.1%34,1090.3%ETF
Goldman Sachs Access Treasury 0-1 Year ETF stock logo
GBIL
Goldman Sachs Access Treasury 0-1 Year ETF
$8,918,557$994,061 12.5%88,9020.3%ETF
Netflix, Inc. stock logo
NFLX
Netflix
$8,879,704$1,990,401 -18.3%9,9620.3%Consumer Discretionary
Chipotle Mexican Grill, Inc. stock logo
CMG
Chipotle Mexican Grill
$8,748,927$672,948 -7.1%145,0900.3%Retail/Wholesale
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$8,739,278$3,762,639 -30.1%45,7840.3%ETF
Enterprise Products Partners L.P. stock logo
EPD
Enterprise Products Partners
$8,602,875$726,769 -7.8%274,3260.3%Energy
Vanguard Total International Bond ETF stock logo
BNDX
Vanguard Total International Bond ETF
$8,587,683$1,729,946 -16.8%175,0800.3%ETF
Bristol-Myers Squibb stock logo
BMY
Bristol-Myers Squibb
$8,335,008$324,880 -3.8%147,3660.3%Medical
iShares Russell Top 200 Growth ETF stock logo
IWY
iShares Russell Top 200 Growth ETF
$8,248,570$5,937,747 257.0%35,0600.3%ETF
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$8,224,059$1,487,107 -15.3%105,4230.3%ETF
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$8,199,596$1,889,172 -18.7%41,8710.3%ETF
iShares U.S. Equity Factor Rotation Active ETF stock logo
DYNF
iShares U.S. Equity Factor Rotation Active ETF
$8,183,851$6,737,731 -45.2%159,6850.3%ETF
Salesforce, Inc. stock logo
CRM
Salesforce
$8,179,709$1,058,405 -11.5%24,4370.3%Computer and Technology
iShares Gold Trust stock logo
IAU
iShares Gold Trust
$8,110,055$8,996,385 -52.6%163,8060.3%Finance
Stryker Co. stock logo
SYK
Stryker
$8,071,620$402,390 -4.7%22,3660.3%Medical
FT Vest Rising Dividend Achievers Target Income ETF stock logo
RDVI
FT Vest Rising Dividend Achievers Target Income ETF
$8,007,992$6,739,247 531.2%330,3630.3%ETF
Honeywell International Inc. stock logo
HON
Honeywell International
$7,975,812$948,297 -10.6%35,3080.3%Multi-Sector Conglomerates
iShares Russell Mid-Cap Growth ETF stock logo
IWP
iShares Russell Mid-Cap Growth ETF
$7,971,559$2,506,988 -23.9%62,8920.3%ETF
Bank of America Co. stock logo
BAC
Bank of America
$7,927,391$929,542 -10.5%180,3730.3%Finance
CrowdStrike Holdings, Inc. stock logo
CRWD
CrowdStrike
$7,901,159$4,284,186 118.4%23,0920.3%Computer and Technology
Vanguard Small-Cap Growth ETF stock logo
VBK
Vanguard Small-Cap Growth ETF
$7,796,540$1,138,717 -12.7%27,8390.3%ETF
Vanguard Total Bond Market ETF stock logo
BND
Vanguard Total Bond Market ETF
$7,736,242$4,441,892 -36.5%107,5820.3%ETF
Amgen Inc. stock logo
AMGN
Amgen
$7,719,459$1,093,136 -12.4%29,6170.3%Medical
iShares MSCI EAFE Value ETF stock logo
EFV
iShares MSCI EAFE Value ETF
$7,506,004$5,259,969 -41.2%143,0530.2%ETF
Duke Energy Co. stock logo
DUK
Duke Energy
$7,366,219$355,436 -4.6%68,3700.2%Utilities
Schwab Short-Term U.S. Treasury ETF stock logo
SCHO
Schwab Short-Term U.S. Treasury ETF
$7,336,556$3,308,558 82.1%304,9280.2%ETF
Oracle Co. stock logo
ORCL
Oracle
$7,309,926$352,773 -4.6%43,8670.2%Computer and Technology
VanEck Oil Services ETF stock logo
OIH
VanEck Oil Services ETF
$7,306,275$1,571,210 -17.7%26,9380.2%ETF
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$7,274,698$156,356 -2.1%118,5960.2%ETF
iShares Short Treasury Bond ETF stock logo
SHV
iShares Short Treasury Bond ETF
$7,208,610$157,899 -2.1%65,4670.2%ETF
Vanguard Short-Term Bond ETF stock logo
BSV
Vanguard Short-Term Bond ETF
$7,095,390$1,078,457 -13.2%91,8260.2%ETF
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$6,862,164$557,360 -7.5%141,9810.2%ETF
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$6,840,246$2,222,640 -24.5%130,9890.2%ETF
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$6,771,695$1,490,475 -18.0%114,3870.2%Computer and Technology
iShares U.S. Technology ETF stock logo
IYW
iShares U.S. Technology ETF
$6,763,367$3,369,560 -33.3%42,3980.2%Manufacturing

Showing largest 100 holdings. View all holdings.
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