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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

  • B. Riley Wealth Advisors, Inc. has $2.13 billion in total holdings as of September 30, 2021.
  • B. Riley Wealth Advisors, Inc. owns shares of 955 different stocks, but just 212 companies or ETFs make up 80% of its holdings.
  • Approximately 11.59% of the portfolio was purchased this quarter.
  • About 62.36% of the portfolio was sold this quarter.
  • This quarter, B. Riley Wealth Advisors, Inc. has purchased 1,136 new stocks and bought additional shares in 193 stocks.
  • B. Riley Wealth Advisors, Inc. sold shares of 587 stocks and completely divested from 343 stocks this quarter.

Largest Holdings

NVIDIA
$148,700,569
Apple
$81,804,179
Microsoft
$65,314,649
Amazon.com
$59,285,896
Meta Platforms
$50,621,977

Largest New Holdings this Quarter

46090E103 - Invesco QQQ
$26,235,103 Holding
45409B800 - NYLI Merger Arbitrage ETF
$5,696,981 Holding
75513E101 - RTX
$3,980,860 Holding
33733E104 - First Trust Capital Strength ETF
$2,640,509 Holding

Largest Purchases this Quarter

Invesco QQQ
47,559 shares (about $26.24M)
SPDR Bloomberg 1-3 Month T-Bill ETF
271,586 shares (about $24.91M)
CAPITAL GROUP CORE BALANCED
321,563 shares (about $10.75M)
Vistra
33,142 shares (about $6.42M)
NYLI Merger Arbitrage ETF
161,525 shares (about $5.70M)

Largest Sales this Quarter

Apple
268,768 shares (about $55.14M)
Microsoft
79,546 shares (about $39.57M)
iShares Core S&P 500 ETF
60,430 shares (about $37.52M)
Vanguard Growth ETF
45,498 shares (about $19.95M)
Exxon Mobil
180,225 shares (about $19.43M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofB. Riley Wealth Advisors, Inc.

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
NVIDIA Corporation stock logo
NVDA
NVIDIA
$148,700,569$12,034,104 -7.5%941,2027.0%Computer and Technology
Apple Inc. stock logo
AAPL
Apple
$81,804,179$55,143,149 -40.3%398,7143.8%Computer and Technology
Microsoft Corporation stock logo
MSFT
Microsoft
$65,314,649$39,567,121 -37.7%131,3093.1%Computer and Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$59,285,896$12,851,018 -17.8%270,2302.8%Retail/Wholesale
Meta Platforms, Inc. stock logo
META
Meta Platforms
$50,621,977$5,583,659 12.4%68,5852.4%Computer and Technology
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$43,292,557$19,946,378 -31.5%98,7512.0%ETF
SPDR Bloomberg 1-3 Month T-Bill ETF stock logo
BIL
SPDR Bloomberg 1-3 Month T-Bill ETF
$37,715,524$24,912,584 194.6%411,1581.8%ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$36,790,754$37,520,931 -50.5%59,2541.7%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$26,235,103$26,235,103 New Holding47,5591.2%Finance
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$25,790,845$569,839 -2.2%33,0851.2%Medical
PALANTIR TECHNOLOGIES INC
$25,568,727$3,856,227 -13.1%187,6301.2%CL A
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$25,170,858$13,998,558 -35.7%142,4171.2%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$24,919,990$13,938,834 -35.9%40,3331.2%Finance
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$21,703,042$9,431,681 -30.3%74,8611.0%Finance
Broadcom Inc. stock logo
AVGO
Broadcom
$18,758,774$13,248,817 -41.4%68,0530.9%Computer and Technology
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$17,311,931$8,798,782 -33.7%35,6380.8%Finance
Tesla, Inc. stock logo
TSLA
Tesla
$16,487,528$3,394,519 -17.1%51,9030.8%Auto/Tires/Trucks
Netflix, Inc. stock logo
NFLX
Netflix
$15,784,648$2,443,962 18.3%11,7870.7%Consumer Discretionary
Uber Technologies, Inc. stock logo
UBER
Uber Technologies
$15,509,662$1,672,966 -9.7%166,2340.7%Computer and Technology
Alphabet Inc. stock logo
GOOG
Alphabet
$15,252,758$3,885,565 -20.3%85,9840.7%Computer and Technology
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$15,211,616$4,283,163 -22.0%49,9020.7%Finance
CrowdStrike stock logo
CRWD
CrowdStrike
$14,844,049$3,082,897 26.2%29,1450.7%Computer and Technology
Alphabet Inc. stock logo
GOOGL
Alphabet
$14,759,990$11,921,273 -44.7%83,7540.7%Computer and Technology
ProShares Large Cap Core Plus stock logo
CSM
ProShares Large Cap Core Plus
$14,020,748$3,690,397 -20.8%198,9630.7%ETF
ActivePassive U.S. Equity ETF stock logo
APUE
ActivePassive U.S. Equity ETF
$13,346,299$1,064,757 8.7%354,9170.6%ETF
Eaton Corporation, PLC stock logo
ETN
Eaton
$13,322,758$3,387,450 -20.3%37,3200.6%Industrials
Palo Alto Networks, Inc. stock logo
PANW
Palo Alto Networks
$12,873,577$3,417,715 -21.0%62,9080.6%Computer and Technology
CAPITAL GROUP CORE BALANCED
$12,843,448$10,753,078 514.4%384,0740.6%SHS
Procter & Gamble Company (The) stock logo
PG
Procter & Gamble
$12,443,246$15,464,599 -55.4%78,1020.6%Consumer Staples
International Business Machines Corporation stock logo
IBM
International Business Machines
$11,820,135$11,842,244 -50.0%40,0980.6%Computer and Technology
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$11,129,321$5,958,343 -34.9%195,2170.5%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$10,712,377$3,622,861 -25.3%18,8590.5%ETF
WisdomTree Interest Rate Hedged High Yield Bond Fund stock logo
HYZD
WisdomTree Interest Rate Hedged High Yield Bond Fund
$10,085,923$3,150,189 -23.8%450,5160.5%Finance
Costco Wholesale Corporation stock logo
COST
Costco Wholesale
$10,008,183$10,870,411 -52.1%10,1100.5%Retail/Wholesale
The Home Depot, Inc. stock logo
HD
Home Depot
$9,289,135$12,013,620 -56.4%25,3360.4%Retail/Wholesale
Walmart Inc. stock logo
WMT
Walmart
$9,273,255$10,963,968 -54.2%94,8380.4%Retail/Wholesale
Visa Inc. stock logo
V
Visa
$8,992,550$6,561,210 -42.2%25,3280.4%Business Services
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$8,892,248$12,565,128 -58.6%35,1150.4%ETF
PIMCO ETF TR
$8,744,808$2,852,592 -24.6%94,8670.4%ACTIVE BD ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$8,387,953$4,638,392 123.7%84,5560.4%Finance
Vanguard Information Technology ETF stock logo
VGT
Vanguard Information Technology ETF
$8,137,178$4,863,867 -37.4%12,2680.4%ETF
Vistra Corp. stock logo
VST
Vistra
$7,916,051$6,423,312 430.3%40,8440.4%Utilities
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$7,895,638$674,190 -7.9%38,5770.4%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$7,871,690$7,714,100 -49.5%42,4080.4%Medical
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$7,869,863$8,032,261 -50.5%71,4790.4%ETF
LAM RESEARCH CORP
$7,727,094$731,418 -8.6%79,3820.4%COM NEW
JPMorgan Ultra-Short Income ETF stock logo
JPST
JPMorgan Ultra-Short Income ETF
$7,715,167$1,300,297 20.3%152,2330.4%ETF
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$7,685,468$4,718,811 -38.0%25,2870.4%ETF
Goldman Sachs Access Treasury 0-1 Year ETF stock logo
GBIL
Goldman Sachs Access Treasury 0-1 Year ETF
$7,670,891$1,232,647 -13.8%76,5940.4%ETF
iShares Russell 1000 ETF stock logo
IWB
iShares Russell 1000 ETF
$7,534,413$588,817 8.5%22,1880.4%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$7,483,403$5,451,362 -42.1%48,9910.4%Medical
First Trust Mid Cap Core AlphaDEX Fund stock logo
FNX
First Trust Mid Cap Core AlphaDEX Fund
$7,459,567$3,202,339 75.2%64,9510.4%Manufacturing
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$7,436,684$146,359 -1.9%116,3070.3%ETF
Mastercard Incorporated stock logo
MA
Mastercard
$7,420,418$6,676,971 -47.4%13,2050.3%Business Services
The Goldman Sachs Group, Inc. stock logo
GS
The Goldman Sachs Group
$7,419,406$196,756 -2.6%10,4830.3%Finance
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$7,139,979$517,661 -6.8%85,5290.3%ETF
SRH Total Return Fund, Inc. stock logo
STEW
SRH Total Return Fund
$7,104,812$1,202 0.0%401,8680.3%Finance
Oracle Corporation stock logo
ORCL
Oracle
$7,061,633$2,529,149 -26.4%32,2990.3%Computer and Technology
Invesco S&P 500 Momentum ETF stock logo
SPMO
Invesco S&P 500 Momentum ETF
$7,055,011$779,529 12.4%62,7280.3%ETF
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$6,876,325$1,504,867 -18.0%86,4940.3%ETF
iShares U.S. Medical Devices ETF stock logo
IHI
iShares U.S. Medical Devices ETF
$6,860,981$259,080 -3.6%109,5300.3%ETF
ActivePassive International Equity ETF stock logo
APIE
ActivePassive International Equity ETF
$6,736,489$422,930 6.7%202,1760.3%ETF
Bristol Myers Squibb Company stock logo
BMY
Bristol Myers Squibb
$6,675,539$146,045 -2.1%144,2110.3%Medical
Exxon Mobil Corporation stock logo
XOM
Exxon Mobil
$6,657,597$19,428,187 -74.5%61,7590.3%Energy
iShares MSCI EAFE Growth ETF stock logo
EFG
iShares MSCI EAFE Growth ETF
$6,583,269$9,619,823 -59.4%58,7790.3%ETF
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$6,444,274$858,357 -11.8%45,4140.3%Computer and Technology
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$6,423,375$8,842,635 -57.9%138,9440.3%Manufacturing
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$6,399,480$1,463,767 -18.6%106,6050.3%ETF
iShares 0-5 Year TIPS Bond ETF stock logo
STIP
iShares 0-5 Year TIPS Bond ETF
$6,278,310$806,194 14.7%61,0080.3%ETF
Stryker Corporation stock logo
SYK
Stryker
$6,261,985$2,586,610 -29.2%15,8280.3%Medical
The TJX Companies, Inc. stock logo
TJX
TJX Companies
$6,248,151$625,976 -9.1%50,5960.3%Retail/Wholesale
Blackstone Inc. stock logo
BX
Blackstone
$6,145,421$2,726,279 -30.7%41,0840.3%Finance
Chipotle Mexican Grill, Inc. stock logo
CMG
Chipotle Mexican Grill
$6,045,540$2,101,315 -25.8%107,6670.3%Retail/Wholesale
VanEck Oil Services ETF stock logo
OIH
VanEck Oil Services ETF
$5,845,934$357,642 -5.8%25,3850.3%ETF
First Trust North American Energy Infrastructure Fund stock logo
EMLP
First Trust North American Energy Infrastructure Fund
$5,785,130$2,546,291 78.6%154,2290.3%ETF
NYLI Merger Arbitrage ETF stock logo
MNA
NYLI Merger Arbitrage ETF
$5,696,981$5,696,981 New Holding161,5250.3%ETF
Bank of America Corporation stock logo
BAC
Bank of America
$5,643,529$2,891,727 -33.9%119,2630.3%Finance
Vanguard Total International Bond ETF stock logo
BNDX
Vanguard Total International Bond ETF
$5,498,143$3,170,080 -36.6%111,0510.3%ETF
Vanguard Small-Cap Growth ETF stock logo
VBK
Vanguard Small-Cap Growth ETF
$5,435,923$2,274,015 -29.5%19,6280.3%ETF
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$5,433,068$2,503,087 -31.5%78,3090.3%Computer and Technology
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$5,409,113$3,538,133 -39.5%27,6790.3%ETF
iShares MSCI USA Momentum Factor ETF stock logo
MTUM
iShares MSCI USA Momentum Factor ETF
$5,399,288$1,808,655 50.4%22,4670.3%ETF
Invesco S&P MidCap Momentum ETF stock logo
XMMO
Invesco S&P MidCap Momentum ETF
$5,356,737$6,993,832 -56.6%41,6440.3%ETF
SPDR Bloomberg Convertible Securities ETF stock logo
CWB
SPDR Bloomberg Convertible Securities ETF
$5,259,911$5,939,956 -53.0%63,6330.2%ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$5,207,130$6,376,275 -55.0%28,4820.2%ETF
Taiwan Semiconductor Manufacturing Company Ltd. stock logo
TSM
Taiwan Semiconductor Manufacturing
$5,167,159$1,059,297 -17.0%22,8140.2%Computer and Technology
Fidelity Total Bond ETF stock logo
FBND
Fidelity Total Bond ETF
$5,117,157$3,797,996 287.9%111,8500.2%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$5,103,854$410,571 -7.4%82,2940.2%ETF
Chevron Corporation stock logo
CVX
Chevron
$5,014,201$6,665,746 -57.1%35,0180.2%Energy
iShares Gold Trust stock logo
IAU
iShares Gold Trust
$5,002,642$5,212,296 -51.0%80,2220.2%Finance
REDDIT INC
$5,002,249$2,499,769 99.9%33,2220.2%CL A
Honeywell International Inc. stock logo
HON
Honeywell International
$4,984,396$3,238,239 -39.4%21,4030.2%Multi-Sector Conglomerates
FT Vest Laddered Buffer ETF stock logo
BUFR
FT Vest Laddered Buffer ETF
$4,954,946$349,100 7.6%155,8160.2%ETF
Capital One Financial Corporation stock logo
COF
Capital One Financial
$4,924,540$4,281,367 665.7%23,1460.2%Finance
iShares Russell 1000 Growth ETF stock logo
IWF
iShares Russell 1000 Growth ETF
$4,809,752$6,278,408 -56.6%11,3280.2%ETF
JHSC
John Hancock Multifactor Small Cap ETF
$4,783,571$1,107,181 30.1%122,4990.2%ETF
Vanguard FTSE Emerging Markets ETF stock logo
VWO
Vanguard FTSE Emerging Markets ETF
$4,701,993$1,814,995 -27.9%95,0660.2%ETF
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$4,640,382$5,157,332 -52.6%14,8740.2%Medical
iShares Russell Mid-Cap Growth ETF stock logo
IWP
iShares Russell Mid-Cap Growth ETF
$4,567,170$4,154,734 -47.6%32,9330.2%ETF
VanEck Semiconductor ETF stock logo
SMH
VanEck Semiconductor ETF
$4,452,038$51,872 1.2%15,9640.2%Manufacturing

Showing largest 100 holdings. View all holdings.
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