Cape Investment Advisory, Inc. Top Holdings and 13F Report (2026)

About Cape Investment Advisory, Inc.

Investment Activity

Cape Investment Advisory, Inc. has $388.35 million in total holdings as of September 30, 2026.
Cape Investment Advisory, Inc. owns shares of 1,472 different stocks, but just 122 companies or ETFs make up 80% of its holdings.
Approximately 8.22% of the portfolio was purchased this quarter.
About 5.17% of the portfolio was sold this quarter.
This quarter, Cape Investment Advisory, Inc. has purchased 1,449 new stocks and bought additional shares in 503 stocks.
Cape Investment Advisory, Inc. sold shares of 422 stocks and completely divested from 75 stocks this quarter.

Largest Holdings

Schwab US Broad Market ETF: $47,689,020
Schwab U.S. Large-Cap Value ETF: $20,139,459
iShares Flexible Income Active ETF: $11,834,546
Microsoft: $9,387,700
Schwab U.S. Large-Cap Growth ETF: $9,018,329

Largest New Holdings this Quarter

30233Q108 - EXXONMOBIL HOLDINGS CORP: $1,881,421 Holding
78409V104 - S&P Global: $1,047,713 Holding
092528793 - BLACKROCK ETF TRUST II: $239,241 Holding
M8769Q102 - TEVA PHARMACEUTICAL INDS LTD: $124,066 Holding
81369Y100 - Materials Select Sector SPDR Fund: $86,004 Holding

Largest Purchases this Quarter

SPDR Bloomberg 1-3 Month T-Bill ETF: 37,510 shares (about $3.44M)
ISHARES TR: 29,823 shares (about $3.29M)
EXXONMOBIL HOLDINGS CORP: 11,560 shares (about $1.88M)
S&P Global: 2,656 shares (about $1.05M)
Schwab US Broad Market ETF: 29,838 shares (about $874.55K)

Largest Sales this Quarter

SPDR Portfolio S&P 500 ETF: 29,122 shares (about $2.61M)
iShares Core S&P 500 ETF: 2,024 shares (about $1.55M)
SPDR Portfolio S&P 1500 Composite Stock Market ETF: 13,770 shares (about $1.27M)
IQVIA: 4,606 shares (about $1.24M)
iShares MBS ETF: 6,453 shares (about $578.31K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
SCHB Schwab US Broad Market ETF	$47,689,020	$874,552 ▲	1.9%	1,627,056	12.3%	ETF
SCHV Schwab U.S. Large-Cap Value ETF	$20,139,459	$90,503 ▲	0.5%	604,607	5.2%	ETF
BINC iShares Flexible Income Active ETF	$11,834,546	$481,084 ▲	4.2%	233,009	3.0%	ETF
MSFT Microsoft	$9,387,700	$526,753 ▲	5.9%	18,303	2.4%	Technology
SCHG Schwab U.S. Large-Cap Growth ETF	$9,018,329	$64,818 ▼	-0.7%	250,997	2.3%	ETF
SCHJ Schwab 1-5 Year Corporate Bond ETF	$8,515,577	$172,363 ▲	2.1%	353,343	2.2%	ETF
SCHM Schwab U.S. Mid-Cap ETF	$6,708,531	$80,049 ▲	1.2%	197,194	1.7%	ETF
SPY SPDR S&P 500 ETF Trust	$6,521,367	$32,794 ▲	0.5%	8,551	1.7%	ETF
RSP Invesco S&P 500 Equal Weight ETF	$6,271,775	$18,306 ▲	0.3%	30,150	1.6%	ETF
SCHD Schwab US Dividend Equity ETF	$6,072,336	$232,004 ▲	4.0%	186,669	1.6%	ETF
AAPL Apple	$5,933,714	$500,193 ▲	9.2%	17,818	1.5%	Technology
AMZN Amazon.com	$5,641,715	$146,748 ▲	2.7%	22,644	1.5%	Consumer Discretionary
GOOGL Alphabet	$5,399,557	$295,904 ▼	-5.2%	15,693	1.4%	Communication Services
SCHE Schwab Emerging Markets Equity ETF	$4,493,949	$31,092 ▲	0.7%	123,291	1.2%	ETF
SCHF Schwab International Equity ETF	$4,321,537	$33,404 ▲	0.8%	157,318	1.1%	ETF
IVV iShares Core S&P 500 ETF	$4,304,087	$1,550,084 ▼	-26.5%	5,620	1.1%	ETF
VNLA Janus Henderson Short Duration Income ETF	$4,196,491	$134,122 ▲	3.3%	86,419	1.1%	ETF
KO Coca-Cola	$4,169,896	$141,344 ▼	-3.3%	48,442	1.1%	Consumer Staples
MGMT Ballast Small/Mid Cap ETF	$3,954,531	$4,366 ▲	0.1%	81,520	1.0%	ETF
CVX Chevron	$3,937,091	$70,043 ▲	1.8%	19,280	1.0%	Energy
NVDA NVIDIA	$3,851,512	$116,477 ▲	3.1%	16,864	1.0%	Technology
BIL SPDR Bloomberg 1-3 Month T-Bill ETF	$3,846,746	$3,437,393 ▲	839.7%	41,977	1.0%	ETF
META Meta Platforms	$3,818,249	$231,343 ▼	-5.7%	5,265	1.0%	Communication Services
ISHARES TR	$3,300,705	$3,290,114 ▲	31,065.6%	29,919	0.8%	TRUST ISHARE 0-1
GOOG Alphabet	$3,154,061	$146,851 ▼	-4.4%	9,257	0.8%	Communication Services
IUSB iShares Core Total USD Bond Market ETF	$2,868,787	$485,296 ▲	20.4%	65,067	0.7%	ETF
MU Micron Technology	$2,858,410	$430,252 ▼	-13.1%	2,684	0.7%	Technology
TSM Taiwan Semiconductor Manufacturing	$2,562,567	$540,160 ▼	-17.4%	5,617	0.7%	Technology
QQQ Invesco QQQ	$2,422,110	$68,802 ▼	-2.8%	3,274	0.6%	ETF
ILCG iShares Morningstar Growth ETF	$2,383,474	$702 ▲	0.0%	20,377	0.6%	ETF
PJUN Innovator U.S. Equity Power Buffer ETF - June	$2,221,495		0.0%	50,500	0.6%	ETF
SO Southern	$2,112,689	$2,155 ▼	-0.1%	25,488	0.5%	Utilities
SCHW Charles Schwab	$2,100,662	$238,196 ▼	-10.2%	21,492	0.5%	Finance
MCBS MetroCity Bankshares	$1,911,332	$17,072 ▼	-0.9%	55,756	0.5%	Finance
PNOV Innovator U.S. Equity Power Buffer ETF - November	$1,899,343	$3,011 ▼	-0.2%	41,634	0.5%	ETF
V Visa	$1,892,585	$187,210 ▼	-9.0%	5,267	0.5%	Finance
PSEP Innovator U.S. Equity Power Buffer ETF - September	$1,882,975	$141,611 ▲	8.1%	40,183	0.5%	ETF
EXXONMOBIL HOLDINGS CORP	$1,881,421	$1,881,421 ▲	New Holding	11,560	0.5%	COM SHS
POCT Innovator U.S. Equity Power Buffer ETF - October	$1,850,949	$62,257 ▲	3.5%	38,650	0.5%	ETF
JAAA Janus Henderson AAA CLO ETF	$1,834,925	$68,487 ▼	-3.6%	36,357	0.5%	ETF
AMAT Applied Materials	$1,748,919	$190,745 ▼	-9.8%	3,420	0.5%	Technology
SCHY Schwab International Dividend Equity ETF	$1,716,867	$73,539 ▲	4.5%	54,677	0.4%	ETF
SCHH Schwab U.S. REIT ETF	$1,698,472	$10,094 ▼	-0.6%	77,063	0.4%	ETF
DYNF iShares U.S. Equity Factor Rotation Active ETF	$1,677,480	$299,411 ▲	21.7%	24,220	0.4%	ETF
QQQM Invesco NASDAQ 100 ETF	$1,614,690	$110,591 ▲	7.4%	5,300	0.4%	ETF
INNOVATOR ETFS TRUST	$1,603,934		0.0%	79,661	0.4%	EQUI DUA 15 MARC
BKNG Booking	$1,552,930	$178,395 ▼	-10.3%	9,532	0.4%	Consumer Discretionary
SCHA Schwab US Small-Cap ETF	$1,523,526	$31,782 ▲	2.1%	46,691	0.4%	ETF
SPLG SPDR Portfolio S&P 500 ETF	$1,522,224	$2,613,964 ▼	-63.2%	16,959	0.4%	ETF
AVGO Broadcom	$1,511,774	$778,888 ▲	106.3%	4,305	0.4%	Technology
EJAN Innovator MSCI Emerging Markets Power Buffer ETF - January	$1,466,846	$11,151 ▼	-0.8%	39,462	0.4%	ETF
DIS Walt Disney	$1,433,486	$132,901 ▼	-8.5%	13,666	0.4%	Communication Services
IVW iShares S&P 500 Growth ETF	$1,418,900	$314,821 ▲	28.5%	9,974	0.4%	ETF
JPM JPMorgan Chase & Co.	$1,416,681	$7,940 ▼	-0.6%	4,282	0.4%	Finance
PMAY Innovator U.S. Equity Power Buffer ETF - May	$1,415,169	$136,484 ▲	10.7%	33,491	0.4%	ETF
VEA Vanguard FTSE Developed Markets ETF	$1,412,499	$14,405 ▼	-1.0%	20,004	0.4%	ETF
ELV Elevance Health	$1,389,439	$148,549 ▼	-9.7%	3,573	0.4%	Healthcare
MA Mastercard	$1,303,629	$145,031 ▼	-10.0%	2,364	0.3%	Finance
ICE Intercontinental Exchange	$1,301,073	$51,082 ▼	-3.8%	8,558	0.3%	Finance
IQV IQVIA	$1,287,254	$1,238,323 ▼	-49.0%	4,788	0.3%	Healthcare
JNJ Johnson & Johnson	$1,271,379	$508,869 ▲	66.7%	4,802	0.3%	Healthcare
FNDE Schwab Fundamental Emerging Markets Equity ETF	$1,265,683	$1,005 ▼	-0.1%	30,229	0.3%	ETF
VZ Verizon Communications	$1,254,967	$294,717 ▲	30.7%	27,359	0.3%	Communication Services
VOO Vanguard S&P 500 ETF	$1,206,990	$153,502 ▲	14.6%	1,722	0.3%	ETF
VTI Vanguard Total Stock Market ETF	$1,161,978	$46,779 ▼	-3.9%	3,105	0.3%	ETF
PFEB Innovator U.S. Equity Power Buffer ETF - February	$1,154,771		0.0%	26,215	0.3%	ETF
NFLX Netflix	$1,153,358	$110,632 ▲	10.6%	16,576	0.3%	Communication Services
IVE iShares S&P 500 Value ETF	$1,151,953	$265,273 ▲	29.9%	5,046	0.3%	ETF
MDYV SPDR S&P 400 Mid Cap Value ETF	$1,076,350	$3,894 ▲	0.4%	12,161	0.3%	ETF
XLK Technology Select Sector SPDR Fund	$1,068,280	$180,494 ▲	20.3%	5,457	0.3%	ETF
AES AES	$1,052,163	$10,981 ▲	1.1%	70,615	0.3%	Utilities
SPGI S&P Global	$1,047,713	$1,047,713 ▲	New Holding	2,656	0.3%	Finance
HD Home Depot	$1,042,276	$309,781 ▲	42.3%	3,664	0.3%	Consumer Discretionary
EJUL Innovator MSCI Emerging Markets Power Buffer ETF - July	$1,027,942	$125,998 ▲	14.0%	32,968	0.3%	ETF
ISHARES BITCOIN TRUST ETF	$990,732		0.0%	20,928	0.3%	SHS BEN INT
IBM International Business Machines	$988,534	$412,567 ▲	71.6%	4,495	0.3%	Technology
DUK Duke Energy	$988,224	$12,427 ▲	1.3%	8,668	0.3%	Utilities
MO Altria Group	$984,603	$145,189 ▲	17.3%	14,621	0.3%	Consumer Staples
IMCG iShares Morningstar Mid-Cap Growth ETF	$971,957	$94 ▲	0.0%	10,352	0.3%	ETF
ABNB Airbnb	$968,237	$127,877 ▼	-11.7%	6,027	0.2%	Consumer Discretionary
GOVT iShares U.S. Treasury Bond ETF	$902,619	$22,745 ▲	2.6%	41,272	0.2%	ETF
AJG Arthur J. Gallagher & Co.	$898,981	$84,401 ▼	-8.6%	3,941	0.2%	Finance
GE GE Aerospace	$886,279	$328,529 ▲	58.9%	2,838	0.2%	Industrials
BAC Bank of America	$858,038	$41,313 ▼	-4.6%	15,764	0.2%	Finance
PAUG Innovator U.S. Equity Power Buffer ETF - August	$857,194	$126,188 ▲	17.3%	18,375	0.2%	ETF
CRM Salesforce	$848,262	$115,015 ▼	-11.9%	3,695	0.2%	Technology
WALMART INC	$844,048	$334,315 ▲	65.6%	8,122	0.2%	COM
APD Air Products and Chemicals	$837,545	$76,520 ▼	-8.4%	3,010	0.2%	Materials
BLACKROCK ETF TRUST	$834,778	$483,237 ▲	137.5%	22,965	0.2%	ISHA IN CTRY ETF
BRK.B Berkshire Hathaway	$795,682	$22,904 ▼	-2.8%	1,598	0.2%	Finance
VUG Vanguard Growth ETF	$790,641	$5,677 ▼	-0.7%	8,774	0.2%	ETF
CSCO Cisco Systems	$780,365	$29,708 ▲	4.0%	7,250	0.2%	Technology
PG Procter & Gamble	$778,858	$401,705 ▲	106.5%	5,361	0.2%	Consumer Staples
VB Vanguard Small-Cap ETF	$763,196	$284 ▼	0.0%	2,683	0.2%	ETF
DFUS Dimensional U.S. Equity ETF	$744,862	$9,133 ▼	-1.2%	8,971	0.2%	ETF
SPACE EXPLORATION TECHN CORP	$740,270	$201,700 ▲	37.5%	4,907	0.2%	CLASS A COM STK
IGM iShares Expanded Tech Sector ETF	$729,927	$4,395 ▲	0.6%	4,318	0.2%	ETF
GE VERNOVA INC	$729,504	$223,221 ▲	44.1%	768	0.2%	COM
SPDW SPDR Portfolio Developed World ex-US ETF	$725,979	$1,155 ▲	0.2%	14,459	0.2%	ETF
WFC Wells Fargo & Company	$725,664	$11,207 ▼	-1.5%	9,065	0.2%	Finance

Showing largest 100 holdings. View all holdings.

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Cape Investment Advisory, Inc. Top Holdings and 13F Report (2026)

About Cape Investment Advisory, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Cape Investment Advisory, Inc. Top Holdings and 13F Report (2026)

About Cape Investment Advisory, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofCape Investment Advisory, Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools