S&P 500   5,098.15 (+0.04%)
DOW   38,932.87 (-0.16%)
QQQ   440.83 (+0.42%)
AAPL   180.18 (-0.32%)
MSFT   413.57 (-0.02%)
META   495.66 (+1.13%)
GOOGL   138.33 (-0.09%)
AMZN   176.59 (-0.10%)
TSLA   200.32 (-0.77%)
NVDA   802.67 (+1.46%)
NIO   5.78 (+0.52%)
AMD   199.45 (+3.59%)
BABA   74.72 (+0.93%)
T   16.83 (-0.59%)
F   12.42 (-0.16%)
MU   93.59 (+3.29%)
CGC   3.28 (-0.30%)
GE   157.18 (+0.18%)
DIS   111.71 (+0.12%)
AMC   4.33 (+0.23%)
PFE   26.84 (+1.05%)
PYPL   60.55 (+0.35%)
XOM   105.95 (+1.37%)
S&P 500   5,098.15 (+0.04%)
DOW   38,932.87 (-0.16%)
QQQ   440.83 (+0.42%)
AAPL   180.18 (-0.32%)
MSFT   413.57 (-0.02%)
META   495.66 (+1.13%)
GOOGL   138.33 (-0.09%)
AMZN   176.59 (-0.10%)
TSLA   200.32 (-0.77%)
NVDA   802.67 (+1.46%)
NIO   5.78 (+0.52%)
AMD   199.45 (+3.59%)
BABA   74.72 (+0.93%)
T   16.83 (-0.59%)
F   12.42 (-0.16%)
MU   93.59 (+3.29%)
CGC   3.28 (-0.30%)
GE   157.18 (+0.18%)
DIS   111.71 (+0.12%)
AMC   4.33 (+0.23%)
PFE   26.84 (+1.05%)
PYPL   60.55 (+0.35%)
XOM   105.95 (+1.37%)
S&P 500   5,098.15 (+0.04%)
DOW   38,932.87 (-0.16%)
QQQ   440.83 (+0.42%)
AAPL   180.18 (-0.32%)
MSFT   413.57 (-0.02%)
META   495.66 (+1.13%)
GOOGL   138.33 (-0.09%)
AMZN   176.59 (-0.10%)
TSLA   200.32 (-0.77%)
NVDA   802.67 (+1.46%)
NIO   5.78 (+0.52%)
AMD   199.45 (+3.59%)
BABA   74.72 (+0.93%)
T   16.83 (-0.59%)
F   12.42 (-0.16%)
MU   93.59 (+3.29%)
CGC   3.28 (-0.30%)
GE   157.18 (+0.18%)
DIS   111.71 (+0.12%)
AMC   4.33 (+0.23%)
PFE   26.84 (+1.05%)
PYPL   60.55 (+0.35%)
XOM   105.95 (+1.37%)
S&P 500   5,098.15 (+0.04%)
DOW   38,932.87 (-0.16%)
QQQ   440.83 (+0.42%)
AAPL   180.18 (-0.32%)
MSFT   413.57 (-0.02%)
META   495.66 (+1.13%)
GOOGL   138.33 (-0.09%)
AMZN   176.59 (-0.10%)
TSLA   200.32 (-0.77%)
NVDA   802.67 (+1.46%)
NIO   5.78 (+0.52%)
AMD   199.45 (+3.59%)
BABA   74.72 (+0.93%)
T   16.83 (-0.59%)
F   12.42 (-0.16%)
MU   93.59 (+3.29%)
CGC   3.28 (-0.30%)
GE   157.18 (+0.18%)
DIS   111.71 (+0.12%)
AMC   4.33 (+0.23%)
PFE   26.84 (+1.05%)
PYPL   60.55 (+0.35%)
XOM   105.95 (+1.37%)

Richard W. Paul & Associates, LLC Top Holdings and 13F Report (2024)

About Richard W. Paul & Associates, LLC

Investment Activity

  • Richard W. Paul & Associates, LLC has $238.10 million in total holdings as of December 31, 2023.
  • Richard W. Paul & Associates, LLC owns shares of 503 different stocks, but just 79 companies or ETFs make up 80% of its holdings.
  • Approximately 5.64% of the portfolio was purchased this quarter.
  • About ∞ of the portfolio was sold this quarter.
  • This quarter, Richard W. Paul & Associates, LLC has purchased 511 new stocks and bought additional shares in 89 stocks.
  • Richard W. Paul & Associates, LLC sold shares of 201 stocks and completely divested from 45 stocks this quarter.

Largest New Holdings this Quarter

CrowdStrike
$353,618 Holding
ServiceNow
$253,630 Holding

Largest Purchases this Quarter

iShares Core S&P Small-Cap ETF
15,312 shares (about $1.66M)
Vanguard Dividend Appreciation ETF
6,110 shares (about $1.04M)
Alibaba Group
13,421 shares (about $1.04M)
iShares Short Treasury Bond ETF
8,959 shares (about $986.67K)
Vanguard International High Dividend Yield ETF
10,497 shares (about $697.97K)

Largest Sales this Quarter

SPDR Portfolio Short Term Corporate Bond ETF
32,531 shares (about $968.78K)
SPDR Bloomberg High Yield Bond ETF
9,546 shares (about $904.29K)

Sector Allocation Over Time

Map of 500 Largest Holdings ofRichard W. Paul & Associates, LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$11,552,155$386,907 3.5%136,9874.9%Manufacturing
iShares Core S&P U.S. Growth ETF stock logo
IUSG
iShares Core S&P U.S. Growth ETF
$10,977,051$327,083 3.1%105,4474.6%Manufacturing
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$10,109,821$1,657,529 19.6%93,3934.2%ETF
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$9,919,534$126,962 1.3%100,3194.2%ETF
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF stock logo
BIL
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF
$9,540,412$4,019,526 -29.6%104,3924.0%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$7,063,943$259,593 3.8%100,4113.0%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$6,247,932$115,483 -1.8%15,2572.6%Finance
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$4,977,962$95,081 1.9%50,1562.1%Finance
SPDR Portfolio Short Term Corporate Bond ETF stock logo
SPSB
SPDR Portfolio Short Term Corporate Bond ETF
$4,345,685$968,775 -18.2%145,9261.8%ETF
Apple Inc. stock logo
AAPL
Apple
$4,282,442$206,970 -4.6%22,2431.8%Computer and Technology
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$4,009,299$51,688 -1.3%29,3981.7%ETF
iShares MSCI EAFE ETF stock logo
EFA
iShares MSCI EAFE ETF
$3,976,423$151,227 4.0%52,7731.7%Finance
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$3,864,114$147,542 4.0%76,3961.6%ETF
Microsoft Co. stock logo
MSFT
Microsoft
$3,823,653$159,444 -4.0%10,1681.6%Computer and Technology
SPDR Portfolio S&P 500 Growth ETF stock logo
SPYG
SPDR Portfolio S&P 500 Growth ETF
$3,812,383$3,058 0.1%58,5981.6%ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$3,290,536$54,930 1.7%6,8891.4%ETF
First Trust NASDAQ 100 Equal Weighted Index Fund stock logo
QQEW
First Trust NASDAQ 100 Equal Weighted Index Fund
$3,105,902$132,956 -4.1%26,4441.3%Manufacturing
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$2,821,388$102,785 -3.5%14,6581.2%ETF
JPMorgan BetaBuilders U.S. Aggregate Bond ETF stock logo
BBAG
JPMorgan BetaBuilders U.S. Aggregate Bond ETF
$2,709,682$46,670 -1.7%58,2351.1%ETF
Consumer Staples Select Sector SPDR Fund stock logo
XLP
Consumer Staples Select Sector SPDR Fund
$2,601,404$34,214 -1.3%36,1161.1%ETF
iShares MSCI EAFE Small-Cap ETF stock logo
SCZ
iShares MSCI EAFE Small-Cap ETF
$2,448,157$99,474 4.2%39,5501.0%ETF
VanEck Fallen Angel High Yield Bond ETF stock logo
ANGL
VanEck Fallen Angel High Yield Bond ETF
$2,313,848$24,377 1.1%80,3981.0%Manufacturing
Coinbase Global, Inc. stock logo
COIN
Coinbase Global
$2,301,831$251,140 -9.8%13,2351.0%Finance
Invesco S&P 500 Equal Weight ETF stock logo
RSP
Invesco S&P 500 Equal Weight ETF
$2,283,043$109,197 -4.6%14,4681.0%ETF
Consumer Discretionary Select Sector SPDR Fund stock logo
XLY
Consumer Discretionary Select Sector SPDR Fund
$2,125,476$13,947 -0.7%11,8870.9%Finance
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF stock logo
HYLS
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
$1,858,659$2,078 0.1%44,7120.8%Manufacturing
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$1,840,361$39,340 -2.1%9,1690.8%Finance
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$1,827,090$40,685 2.3%33,2320.8%ETF
iShares MSCI Emerging Markets ETF stock logo
EEM
iShares MSCI Emerging Markets ETF
$1,825,574$31,002 1.7%45,4010.8%Finance
iShares Core International Aggregate Bond ETF stock logo
IAGG
iShares Core International Aggregate Bond ETF
$1,752,142$36,254 -2.0%35,1840.7%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$1,723,683$5,166 -0.3%11,3450.7%Retail/Wholesale
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$1,707,534$73,062 -4.1%30,5460.7%ETF
iShares Core 1-5 Year USD Bond ETF stock logo
ISTB
iShares Core 1-5 Year USD Bond ETF
$1,646,457$29,534 -1.8%34,6190.7%Manufacturing
iShares MSCI Emerging Markets ex China ETF stock logo
EMXC
iShares MSCI Emerging Markets ex China ETF
$1,629,450$17,620 -1.1%29,4070.7%Manufacturing
Meta Platforms, Inc. stock logo
META
Meta Platforms
$1,597,245$116,794 7.9%4,5130.7%Computer and Technology
Adobe Inc. stock logo
ADBE
Adobe
$1,568,461$102,615 -6.1%2,6290.7%Computer and Technology
Alphabet Inc. stock logo
GOOG
Alphabet
$1,524,299$57,077 -3.6%10,8160.6%Computer and Technology
Industrial Select Sector SPDR Fund stock logo
XLI
Industrial Select Sector SPDR Fund
$1,511,918$17,668 -1.2%13,2640.6%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$1,506,257$66,543 -4.2%3,1690.6%Finance
Broadcom Inc. stock logo
AVGO
Broadcom
$1,476,183$49,132 -3.2%1,3220.6%Computer and Technology
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$1,433,767$268,076 23.0%8,4290.6%Finance
Distillate U.S. Fundamental Stability & Value ETF stock logo
DSTL
Distillate U.S. Fundamental Stability & Value ETF
$1,404,380$17,823 1.3%28,4460.6%ETF
JPMorgan Nasdaq Equity Premium Income ETF stock logo
JEPQ
JPMorgan Nasdaq Equity Premium Income ETF
$1,380,851$21,220 1.6%27,6560.6%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$1,359,728$12,398 -0.9%8,7740.6%Medical
Invesco NASDAQ 100 ETF stock logo
QQQM
Invesco NASDAQ 100 ETF
$1,255,257$75,841 -5.7%7,4480.5%ETF
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$1,233,867$67,338 -5.2%1,8690.5%Retail/Wholesale
NVIDIA Co. stock logo
NVDA
NVIDIA
$1,219,903$12,878 -1.0%2,4630.5%Computer and Technology
Zoetis Inc. stock logo
ZTS
Zoetis
$1,195,105$45,988 -3.7%6,0550.5%Medical
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$1,189,525$81,218 -6.4%8,0700.5%Computer and Technology
Alphabet Inc. stock logo
GOOGL
Alphabet
$1,185,689$50,428 -4.1%8,4880.5%Computer and Technology
Netflix, Inc. stock logo
NFLX
Netflix
$1,184,579$64,755 -5.2%2,4330.5%Consumer Discretionary
Twilio Inc. stock logo
TWLO
Twilio
$1,138,164$63,501 -5.3%15,0020.5%Computer and Technology
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$1,129,164$1,041,073 1,181.8%6,6270.5%ETF
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$1,117,207$3,732 0.3%29,6340.5%Computer and Technology
The Home Depot, Inc. stock logo
HD
Home Depot
$1,114,670$3,466 0.3%3,2160.5%Retail/Wholesale
PayPal Holdings, Inc. stock logo
PYPL
PayPal
$1,114,561$31,380 -2.7%18,1500.5%Computer and Technology
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$1,083,159$16,324 -1.5%2,0570.5%Medical
Merck & Co., Inc. stock logo
MRK
Merck & Co., Inc.
$1,058,704$1,853 0.2%9,7110.4%Medical
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$1,049,807$3,957 0.4%7,1640.4%Consumer Staples
Alibaba Group Holding Limited stock logo
BABA
Alibaba Group
$1,048,013$1,040,262 13,421.0%13,5210.4%Retail/Wholesale
First Trust Low Duration Opportunities ETF stock logo
LMBS
First Trust Low Duration Opportunities ETF
$1,047,914$8,408 0.8%21,6870.4%Manufacturing
Communication Services Select Sector SPDR Fund stock logo
XLC
Communication Services Select Sector SPDR Fund
$1,017,782$14,896 1.5%14,0070.4%ETF
iShares Short Treasury Bond ETF stock logo
SHV
iShares Short Treasury Bond ETF
$988,760$986,668 47,152.6%8,9780.4%ETF
Ulta Beauty, Inc. stock logo
ULTA
Ulta Beauty
$948,131$440,501 -31.7%1,9350.4%Retail/Wholesale
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$944,834$21,206 -2.2%25,1290.4%ETF
Philip Morris International Inc. stock logo
PM
Philip Morris International
$942,907$4,892 0.5%10,0220.4%Consumer Staples
Chipotle Mexican Grill, Inc. stock logo
CMG
Chipotle Mexican Grill
$942,228$52,600 -5.3%4120.4%Retail/Wholesale
Roku, Inc. stock logo
ROKU
Roku
$939,148$45,463 -4.6%10,2460.4%Consumer Discretionary
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$933,829$234,633 -20.1%5,9580.4%Medical
Mastercard Incorporated stock logo
MA
Mastercard
$926,697$25,161 -2.6%2,1730.4%Business Services
Seagate Technology Holdings plc stock logo
STX
Seagate Technology
$922,708$39,271 -4.1%10,8080.4%Business Services
Tesla, Inc. stock logo
TSLA
Tesla
$896,192$6,460 -0.7%3,6070.4%Auto/Tires/Trucks
BYLD
iShares Yield Optimized Bond ETF
$843,840$8,927 1.1%37,6220.4%ETF
AT&T Inc. stock logo
T
AT&T
$840,412$11,024 -1.3%50,0840.4%Computer and Technology
JPMorgan Ultra-Short Income ETF stock logo
JPST
JPMorgan Ultra-Short Income ETF
$835,938$364,072 77.2%16,6420.4%ETF
Intuit Inc. stock logo
INTU
Intuit
$822,561$53,754 -6.1%1,3160.3%Computer and Technology
Pfizer Inc. stock logo
PFE
Pfizer
$798,014$6,363 0.8%27,7180.3%Medical
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$789,816$91,201 -10.4%16,4890.3%ETF
Oracle Co. stock logo
ORCL
Oracle
$787,591$4,639 -0.6%7,4700.3%Computer and Technology
XLSR
SPDR SSGA US Sector Rotation ETF
$768,638$58,753 -7.1%16,7980.3%ETF
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$760,926$87,034 -10.3%2,4480.3%ETF
iShares Convertible Bond ETF stock logo
ICVT
iShares Convertible Bond ETF
$756,209$11,239 -1.5%9,6220.3%ETF
Walmart Inc. stock logo
WMT
Walmart
$755,977$5,045 -0.7%4,7950.3%Retail/Wholesale
3M stock logo
MMM
3M
$732,270$7,544 1.0%6,6980.3%Multi-Sector Conglomerates
Danaher Co. stock logo
DHR
Danaher
$727,809$6,940 -0.9%3,1460.3%Multi-Sector Conglomerates
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$718,341$342,373 -32.3%14,2190.3%Computer and Technology
iShares Biotechnology ETF stock logo
IBB
iShares Biotechnology ETF
$715,133$665,003 1,326.6%5,2640.3%Finance
The Coca-Cola Company stock logo
KO
Coca-Cola
$707,349$12,081 1.7%12,0030.3%Consumer Staples
Albemarle Co. stock logo
ALB
Albemarle
$706,088$156,908 -18.2%4,8870.3%Basic Materials
Vanguard International High Dividend Yield ETF stock logo
VYMI
Vanguard International High Dividend Yield ETF
$697,970$697,970 New Holding10,4970.3%ETF
Intel Co. stock logo
INTC
Intel
$690,762$20,150 -2.8%13,7470.3%Computer and Technology
JPMorgan Income ETF stock logo
JPIE
JPMorgan Income ETF
$687,388$48,119 7.5%15,0710.3%ETF
Starbucks Co. stock logo
SBUX
Starbucks
$682,678$6,913 1.0%7,1100.3%Retail/Wholesale
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$680,106$149,775 28.2%1,1670.3%Medical
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$676,737$77,585 -10.3%4,5270.3%ETF
PepsiCo, Inc. stock logo
PEP
PepsiCo
$651,670$5,605 0.9%3,8370.3%Consumer Staples
Altria Group, Inc. stock logo
MO
Altria Group
$647,248$9,601 1.5%16,0450.3%Consumer Staples
NextEra Energy, Inc. stock logo
NEE
NextEra Energy
$647,228$44,703 7.4%10,6560.3%Utilities
SPDR Portfolio Developed World ex-US ETF stock logo
SPDW
SPDR Portfolio Developed World ex-US ETF
$646,564$16,393 -2.5%19,0110.3%ETF
VEGI
iShares MSCI Agriculture Producers ETF
$634,023$634,023 New Holding16,6020.3%ETF

Showing largest 100 holdings. View all holdings.

More Institutional Buying and Selling Information

SEC Filings and Trading Data: