Tri-Continental (TY) SEC Filings & 10K Form → Protect Your Bank Account Before It’s Too Late (From Weiss Ratings) (Ad) Free ty Stock Alerts $29.73 +0.27 (+0.92%) (As of 04/26/2024 ET) Add Compare Share Share SEC FilingsStock AnalysisChartCompetitorsDividendFinancialsHeadlinesInsider TradesOwnershipSEC FilingsShort InterestSocial MediaStock AnalysisChartCompetitorsDividendFinancialsHeadlinesInsider TradesOwnershipSEC FilingsShort InterestSocial Media Recent Tri-Continental SEC Filings All Filing Types 1 10 10-D 10-K 10-M 10-Q 11-K 12b-25 13F 13H 144 15 15F 17-H 18 18-K 19b-4(e) 19b-4 19b-7 1-A 1-E 1-K 1-N 1-SA 1-U 1-Z 20-F 24F-2 25 2-E 3 4 40-F 5 6-K 7-M 8-A 8-K 8-M 9-M ABS DD-15E ABS-15G ABS-EE ADV ADV-E ADV-H ADV-NR ADV-W ATS ATS-R BD BD-N BDW C CA-1 CB CFPORTAL D F-1 F-10 F-3 F-4 F-6 F-7 F-8 F-80 F-N F-X ID MA MA-I MA-NR MA-W MSD MSDW n/a N-14 N-17D-1 N-17f-1 N-17f-2 N-18f-1 N-1A N-2 N-23c-3 N-27D-1 N-3 N-4 N-5 N-54A N-54C N-6 N-6EI-1 N-6F N-8A N-8B-2 N-8B-4 N-8F N-CR N-CSR N-MFP N-PX N-Q NRSRO N-SAR PF PILOT R31 S-1 S-11 S-20 S-3 S-4 S-6 S-8 SBSE SBSE-A SBSE-BD SBSE-C SBSE-W SCI SD SDR SE SF-1 SF-3 SIP T-1 T-2 T-3 T-4 T-6 TA-1 TA-2 TA-W TCR TH WB-APP X-17A-19 X-17A-5 Part I X-17A-5 Part II X-17A-5 Part IIA X-17A-5 Part IIB X-17A-5 Part III X-17A-5 Schedule I X-17F-1A Filing Types Include Ownership Filings Exclude Ownership Filings Only Show Ownership FIlings Ownership Filings Custom Range 1 Month 3 Months 6 Months Year-to-Date 1 Year 2 Years 3 Years Time Frame * Start Date * End Date Export to Excel DateFilerForm TypeView04/25/202410:54 AMTri-Continental (Filer)Form N-2ASR04/22/20241:47 PMTri-Continental (Filer)Form DEF 14A03/14/202411:44 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 03/13/20242:15 PMTri-Continental (Filer)Form N-CENAnnual Report for Registered Investment Companies 03/01/20249:24 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 03/01/20248:51 AMTri-Continental (Filer)Form N-CSRCertified shareholder report of registered management investment companies 03/01/20247:47 AMTri-Continental (Issuer)Waldner Matthew M (Reporting)Form 3Initial statement of beneficial ownership of securities 02/26/202410:29 AMTri-Continental (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT01/18/20248:49 AMCarrig Janet (Reporting)Tri-Continental (Issuer)Form 4Statement of changes in beneficial ownership of securities 01/16/202411:29 AMAsselta Francine (Reporting)Tri-Continental (Issuer)Form 3Initial statement of beneficial ownership of securities 01/16/20247:38 AMKutin Joshua (Reporting)Tri-Continental (Issuer)Form 3Initial statement of beneficial ownership of securities 01/10/20248:53 AMMarc Zeitoun (Reporting)Tri-Continental (Issuer)Form 3Initial statement of beneficial ownership of securities 01/02/20242:01 PMMOFFETT DAVID M (Reporting)Tri-Continental (Issuer)Form 3Initial statement of beneficial ownership of securities 11/27/20238:57 AMTri-Continental (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT11/16/202310:54 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 09/01/20239:43 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 09/01/20238:27 AMTri-Continental (Filer)Form N-CSRS08/24/20239:51 AMTri-Continental (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT08/24/20238:01 AMTri-Continental (Filer)Form N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Company 07/21/202310:03 AMColumbia ETF Trust I (Filer)Columbia ETF Trust II (Filer)COLUMBIA FUNDS SERIES TRUST (Filer)COLUMBIA FUNDS SERIES TRUST I (Filer)Columbia Funds Series Trust II (Filer)COLUMBIA FUNDS VARIABLE INSURANCE TRUST (Filer)Columbia Funds Variable Series Trust II (Filer)Columbia Seligman Premium Technology Growth Fund, Inc. (Filer)Tri-Continental (Filer)Form 40-17G07/07/20238:09 AMSivaraman Raghavendran (Reporting)Tri-Continental (Issuer)Form 4Statement of changes in beneficial ownership of securities 06/20/202311:16 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 05/25/20235:21 AMTri-Continental (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT05/18/20238:59 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) (Data available from 1/1/2016 forward) Related Companies and Tools Related Companies: The Gabelli Equity Trust 10Q Form Royce Value Trust 10Q Form Goldman Sachs BDC 10Q Form Nuveen Municipal Value Fund 10Q Form SRH Total Return Fund 10Q Form Liberty All-Star Equity Fund 10Q Form Central Securities 10Q Form Nuveen Nasdaq 100 Dynamic Overwrite Fund 10Q Form PIMCO Corporate & Income Opportunity Fund 10Q Form General American Investors 10Q Form SEC Filings Tools: Latest SEC FilingsInsider Trading Activity This page (NYSE:TY) was last updated on 4/27/2024 by MarketBeat.com Staff From Our PartnersConflict In Israel Sends Gold Soaring ???? 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