Smh Capital Advisors Inc Top Holdings and 13F Report (2026) About Smh Capital Advisors IncInvestment ActivitySmh Capital Advisors Inc has $26.42 million in total holdings as of September 30, 2026.Smh Capital Advisors Inc owns shares of 56 different stocks, but just 26 companies or ETFs make up 80% of its holdings.Approximately 10.90% of the portfolio was purchased this quarter.About 6.33% of the portfolio was sold this quarter.This quarter, Smh Capital Advisors Inc has purchased 54 new stocks and bought additional shares in 31 stocks.Smh Capital Advisors Inc sold shares of 5 stocks and completely divested from 3 stocks this quarter.Largest Holdings Trinity Capital $3,015,449Capital Southwest $1,862,576ALPHATEC HLDGS INC $1,482,045VICI Properties $1,348,243SM Energy $1,263,360 Largest New Holdings this Quarter 55087PAF1 - LYFT INC $812,600 Holding86887Q109 - NEOSTELLAR CAP CORP $555,563 Holding77926X320 - ROUNDHILL ETF TRUST $549,638 Holding34379VAB9 - FLUENCE ENERGY INC $373,500 Holding647551100 - New Mountain Finance $174,169 Holding Largest Purchases this Quarter LYFT INC 850,000 shares (about $812.60K)NEOSTELLAR CAP CORP 72,245 shares (about $555.56K)ROUNDHILL ETF TRUST 9,106 shares (about $549.64K)FLUENCE ENERGY INC 500,000 shares (about $373.50K)New Mountain Finance 25,169 shares (about $174.17K) Largest Sales this Quarter LYFT INC 200,000 shares (about $205.92K)Innovative Industrial Properties 2,000 shares (about $105.36K)U.S. Global Investors 2,705 shares (about $7.79K)Ford Motor 101 shares (about $1.22K)SelectQuote 319 shares (about $129.19) Sector Allocation Over TimeMap of 500 Largest Holdings ofSmh Capital Advisors Inc Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorTRINTrinity Capital$3,015,449$26,799 ▲0.9%171,82011.4%FinanceCSWCCapital Southwest$1,862,576$10,501 ▲0.6%80,5267.1%FinanceALPHATEC HLDGS INC$1,482,045$31,936 ▲2.2%1,485,0005.6%NOTE 0.750% 3/1VICIVICI Properties$1,348,243$120,018 ▲9.8%58,6965.1%Real EstateSMSM Energy$1,263,360$34 ▲0.0%37,4004.8%EnergyMAINMain Street Capital$1,216,357$10,350 ▲0.9%22,0954.6%FinanceHTGCHercules Capital$1,007,020$7,396 ▲0.7%59,9063.8%FinanceCAPITAL SOUTHWEST CORP$967,356$54,776 ▲6.0%936,0003.7%NOTE 5.125%11/1OWLBlue Owl Capital$938,533$6,908 ▲0.7%103,2493.6%FinanceLYFT INC$812,600$812,600 ▲New Holding850,0003.1%NOTE 9/1CGCarlyle Group$745,418$6,663 ▲0.9%18,7952.8%FinanceSPYSPDR S&P 500 ETF Trust$615,133$762 ▲0.1%8072.3%ETFRITMRithm Capital$590,792$4,715 ▲0.8%66,1582.2%FinanceNEOSTELLAR CAP CORP$555,563$555,563 ▲New Holding72,2452.1%COM NEWROUNDHILL ETF TRUST$549,638$549,638 ▲New Holding9,1062.1%MEMORY ETFARCCAres Capital$484,281$6,723 ▲1.4%25,3551.8%FinanceVWOVanguard FTSE Emerging Markets ETF$456,196$237 ▲0.1%7,6921.7%ETFEFAiShares MSCI EAFE ETF$444,8420.0%4,2821.7%ETFIIPRInnovative Industrial Properties$421,440$105,360 ▼-20.0%8,0001.6%Real EstateRWAYRunway Growth Finance$381,550$5,733 ▲1.5%57,6361.4%FinanceFFord Motor$375,995$1,218 ▼-0.3%31,1771.4%Consumer DiscretionaryFLUENCE ENERGY INC$373,500$373,500 ▲New Holding500,0001.4%NOTE 2.250% 6/1ADXAdams Diversified Equity Fund$351,012$10,063 ▲3.0%13,6741.3%FinanceCSQCalamos Strategic Total Return Fund$318,663$7,708 ▲2.5%15,6281.2%FinanceNIEVirtus Equity & Convertible Income Fund$314,093$39,149 ▲14.2%12,5641.2%FinanceNXDTNexPoint Diversified Real Estate Trust$312,307$766 ▲0.2%59,9441.2%Real EstateGDVThe Gabelli Dividend & Income Trust$273,345$7,440 ▲2.8%9,6621.0%FinanceEZPWEZCORP$272,0660.0%9,1421.0%FinanceEVTEaton Vance Tax-Advantaged Dividend Income Fund$268,018$7,145 ▲2.7%9,6031.0%FinanceQQQInvesco QQQ$258,0810.0%3491.0%ETFAWFAllianceBernstein Global High Income Fund$248,351$7,152 ▲3.0%25,5240.9%FinanceCGBDCarlyle Secured Lending$237,778$3,175 ▲1.4%22,2430.9%FinanceAPOApollo Global Management$222,431$2,205 ▲1.0%1,9170.8%FinanceHYTBlackRock Corporate High Yield Fund$221,985$7,385 ▲3.4%28,3140.8%FinanceOBDCBlue Owl Capital$210,3140.0%20,0490.8%FinanceHTDJohn Hancock Tax-Advantaged Dividend Income Fund$208,618$6,166 ▲3.0%9,4060.8%FinanceBTZBlackRock Credit Allocation Income Trust$207,866$1,071 ▲0.5%22,3270.8%FinanceBXSLBlackstone Secured Lending Fund$207,7150.0%8,6620.8%FinanceLYFT INC$195,627$205,923 ▼-51.3%190,0000.7%NOTE 0.625% 3/0PALMER SQUARE CAPITAL BDC IN$192,3310.0%19,4470.7%COM SHSSLRCSLR Investment$186,440$4,312 ▲2.4%16,0860.7%FinanceNMFCNew Mountain Finance$174,169$174,169 ▲New Holding25,1690.7%FinanceRQICohen & Steers Quality Income Realty Fund$172,774$4,676 ▲2.8%15,8510.7%FinanceBITBlackRock Multi-Sector Income Trust$156,107$7,193 ▲4.8%13,8890.6%FinanceCCAPCrescent Capital BDC$142,5380.0%15,5270.5%FinanceTEITempleton Emerging Markets Income Fund$140,212$4,582 ▲3.4%22,7990.5%FinanceEATON VANCE MUN BD FD$119,8460.0%13,2130.5%COMNADNuveen Quality Municipal Income Fund$118,5590.0%11,7150.4%FinanceNEANuveen AMT-Free Quality Municipal Income Fund$117,3900.0%11,7980.4%FinanceAFBAllianceBernstein National Municipal Income Fund$116,3050.0%12,2040.4%FinanceGROWU.S. Global Investors$107,960$7,790 ▼-6.7%37,4860.4%FinanceCIONCION Investment$102,4920.0%14,6000.4%FinanceTCPCBlackrock Tcp Capital$98,8680.0%24,7170.4%FinanceTPVGTriplePoint Venture Growth BDC$94,7410.0%19,4940.4%FinanceAFCGAFC Gamma$93,6000.0%26,0000.4%FinanceSLQTSelectQuote$47,116$129 ▼-0.3%116,3370.2%FinanceWISDOMTREE INC$0$746,976 ▼-100.0%00.0%NOTE 3.250% 8/1WTWisdomTree$0$370,783 ▼-100.0%00.0%FinanceDKSDICK'S Sporting Goods$0$232,934 ▼-100.0%00.0%Consumer DiscretionaryShowing largest 100 holdings. 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