Caterpillar (CAT) SEC Filings & 10K Form

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Recent Caterpillar SEC Filings

DateFilerForm TypeView
04/30/2024
4:26 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2024
10:25 AM
Caterpillar (Filer)
Form DEF 14A
04/29/2024
10:26 AM
Caterpillar (Filer)
Form DEFA14A
04/29/2024
10:27 AM
Caterpillar (Filer)
Form ARS
04/25/2024
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/03/2024
5:29 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2024
6:44 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:51 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:52 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:53 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:04 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:04 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:05 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:03 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:03 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:05 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/08/2024
12:45 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:22 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:22 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:23 AM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:24 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:25 AM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:27 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:19 AM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:20 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:21 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/29/2024
1:35 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/28/2024
4:56 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/27/2024
2:36 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2024
4:47 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/23/2024
2:47 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/22/2024
4:25 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/16/2024
2:53 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/16/2024
9:05 AM
Caterpillar (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/15/2024
5:00 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:01 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:01 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:02 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:03 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:04 AM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:04 AM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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02/15/2024
5:06 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/09/2024
5:19 PM
Capital World Investors (Filed by)
Caterpillar (Subject)
Form SC 13G/A
02/08/2024
2:20 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/07/2024
5:41 PM
Caterpillar (Subject)
De Lange Bob (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/05/2024
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/02/2024
3:16 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
01/30/2024
10:35 AM
Caterpillar (Subject)
STATE STREET CORP (Filed by)
Form SC 13G/A
01/26/2024
11:41 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/16/2024
4:25 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/16/2024
4:22 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/16/2024
4:24 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/10/2024
9:59 AM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/10/2024
10:00 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/02/2024
12:46 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2024
12:48 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2023
1:07 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2023
1:08 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2023
1:14 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/01/2023
9:03 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/31/2023
5:32 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/27/2023
3:56 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/16/2023
8:03 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/02/2023
6:22 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/02/2023
6:24 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2023
5:02 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2023
5:04 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/05/2023
12:47 PM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
4:35 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/28/2023
3:56 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/28/2023
3:58 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/10/2023
4:50 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/09/2023
4:48 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/08/2023
10:32 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/07/2023
2:29 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2023
6:31 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2023
6:32 PM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2023
6:33 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/03/2023
5:48 PM
Caterpillar (Subject)
Johnson Denise C (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/03/2023
5:05 PM
Caterpillar (Subject)
Creed Joseph E (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/02/2023
6:16 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/02/2023
9:16 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/01/2023
3:30 PM
Caterpillar (Subject)
De Lange Bob (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/01/2023
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/28/2023
7:58 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/28/2023
7:54 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/19/2023
6:22 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/18/2023
3:26 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
07/03/2023
12:04 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/03/2023
12:07 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2023
3:53 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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06/27/2023
3:56 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/22/2023
11:49 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/22/2023
11:44 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/22/2023
11:45 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/22/2023
11:46 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/22/2023
11:47 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/21/2023
3:14 PM
Caterpillar (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
06/20/2023
5:48 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/15/2023
10:07 AM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)


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This page (NYSE:CAT) was last updated on 5/2/2024 by MarketBeat.com Staff

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