Caterpillar (CAT) SEC Filings & 10K Form

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(As of 04/25/2024 ET)

Recent Caterpillar SEC Filings

DateFilerForm TypeView
04/03/2024
5:29 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2024
6:44 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:51 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:52 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:53 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:04 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:04 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:05 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:03 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:03 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:05 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/08/2024
12:45 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:22 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:22 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:23 AM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:24 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:25 AM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:27 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:19 AM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:20 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:21 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/29/2024
1:35 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/28/2024
4:56 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/27/2024
2:36 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2024
4:47 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/23/2024
2:47 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/22/2024
4:25 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/16/2024
2:53 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/16/2024
9:05 AM
Caterpillar (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/15/2024
5:00 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:01 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:01 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:02 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:03 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:04 AM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:04 AM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2024
5:06 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/09/2024
5:19 PM
Capital World Investors (Filed by)
Caterpillar (Subject)
Form SC 13G/A
02/08/2024
2:20 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/07/2024
5:41 PM
Caterpillar (Subject)
De Lange Bob (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/05/2024
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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02/02/2024
3:16 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
01/30/2024
10:35 AM
Caterpillar (Subject)
STATE STREET CORP (Filed by)
Form SC 13G/A
01/26/2024
11:41 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/16/2024
4:25 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/16/2024
4:22 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/16/2024
4:24 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/10/2024
9:59 AM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/10/2024
10:00 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/02/2024
12:46 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2024
12:48 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2023
1:07 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2023
1:08 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2023
1:14 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/01/2023
9:03 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/31/2023
5:32 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/27/2023
3:56 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/16/2023
8:03 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/02/2023
6:22 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/02/2023
6:24 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2023
5:02 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2023
5:04 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/05/2023
12:47 PM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
4:35 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/28/2023
3:56 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/28/2023
3:58 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/10/2023
4:50 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/09/2023
4:48 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/08/2023
10:32 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/07/2023
2:29 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2023
6:31 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2023
6:32 PM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2023
6:33 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/03/2023
5:48 PM
Caterpillar (Subject)
Johnson Denise C (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/03/2023
5:05 PM
Caterpillar (Subject)
Creed Joseph E (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/02/2023
6:16 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/02/2023
9:16 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/01/2023
3:30 PM
Caterpillar (Subject)
De Lange Bob (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/01/2023
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/28/2023
7:58 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/28/2023
7:54 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/19/2023
6:22 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/18/2023
3:26 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
07/03/2023
12:04 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/03/2023
12:07 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2023
3:53 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2023
3:56 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/22/2023
11:49 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/22/2023
11:44 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/22/2023
11:45 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/22/2023
11:46 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
“Retirement Secret” Showed 995% Gain Last Time We Shared It (Ad)

Central Banks Buying Gold in Record Numbers Most folks have completely missed the fact that the world's Central Banks have been quietly gobbling up as much gold as they can… Stacking it in their locked vaults on pallets in record numbers.

Find out why right here (and see what you can do to get in too with just a few dollars).
06/22/2023
11:47 AM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/21/2023
3:14 PM
Caterpillar (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
06/20/2023
5:48 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/15/2023
10:07 AM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/15/2023
9:56 AM
Caterpillar (Issuer)
Fish James C Jr (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/15/2023
9:58 AM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/15/2023
10:01 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/15/2023
10:02 AM
Caterpillar (Issuer)
Marks Judith Fran (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/15/2023
10:03 AM
Ayotte Kelly (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)


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This page (NYSE:CAT) was last updated on 4/26/2024 by MarketBeat.com Staff

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