UBS Group (UBS) SEC Filings & 10K Form

$27.38
-0.11 (-0.40%)
(As of 04/26/2024 ET)

Recent UBS Group SEC Filings

DateFilerForm TypeView
04/18/2024
1:41 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4/A
04/18/2024
1:24 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:31 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:52 PM
PIMCO MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:00 PM
PIMCO MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:06 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:11 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:16 PM
PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:45 PM
PIMCO MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:33 PM
PIMCO Income Strategy Fund II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:39 PM
PIMCO HIGH INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
11:59 AM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:11 PM
PIMCO CORPORATE & INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:20 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:27 PM
PIMCO INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/17/2024
3:27 PM
PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
3:27 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:47 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:50 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:54 PM
PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM
PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM
PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:44 PM
PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:35 PM
PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:59 PM
PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:00 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:54 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/16/2024
6:56 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
04/02/2024
5:50 AM
UBS Group (Filer)
Form IRANNOTICE
03/28/2024
9:03 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
9:09 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:48 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:32 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:35 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:36 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:23 AM
UBS Group (Filer)
Form 20-F
Registration statement / Annual report / Transition report  
03/28/2024
5:44 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/09/2024
5:31 AM
UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
02/07/2024
2:44 PM
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G
02/07/2024
2:01 PM
Sight Sciences, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G
02/07/2024
2:19 PM
PIMCO Access Income Fund (Subject)
UBS Group (Filed by)
Form SC 13G
Protect Yourself While There’s Still Time … (Ad)

The next step of the Fed's control is here. Section 702 of the Foreign Intelligence Surveillance Act was renewed for two more years and passed into law earlier this week. Allowing the Fed to tighten its grip on your personal privacy and freedom.

4 simple steps to protect your privacy and money before it’s too late.
02/07/2024
9:28 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
2:14 PM
BlackRock Inc. (Filed by)
UBS Group (Subject)
Form SC 13G/A
02/06/2024
10:37 AM
MARCUS CORP (Subject)
UBS Group (Filed by)
Form SC 13G
02/06/2024
9:38 AM
ASLAN Pharmaceuticals Ltd (Subject)
UBS Group (Filed by)
Form SC 13G
02/06/2024
8:10 AM
abrdn Income Credit Strategies Fund (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/06/2024
8:21 AM
BlackRock Multi-Sector Opportunities Trust II (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/06/2024
5:42 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
5:43 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
5:28 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/05/2024
2:11 PM
Blink Charging Co. (Subject)
Blink Charging Co. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/05/2024
2:33 PM
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/05/2024
1:49 PM
Empire State Realty Trust, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/02/2024
2:41 PM
abrdn Global Infrastructure Income Fund (Subject)
UBS Group (Filed by)
Form SC 13G/A
01/24/2024
5:43 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
01/18/2024
8:01 AM
GABELLI EQUITY TRUST INC (Issuer)
UBS Group (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/18/2024
7:37 AM
GABELLI EQUITY TRUST INC (Subject)
UBS Group (Filed by)
Form SC 13G
01/12/2024
6:45 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/15/2023
10:09 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/09/2023
1:58 PM
Blue Apron Holdings, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
11/09/2023
10:29 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/09/2023
5:30 AM
UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
11/08/2023
10:16 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:49 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:51 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:53 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:42 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:43 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:47 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/06/2023
12:03 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/05/2023
3:33 PM
PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/05/2023
8:46 AM
PIMCO NEW YORK MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
3:55 PM
PIMCO MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
9:39 AM
PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
8:56 AM
PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
7:49 AM
PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
7:35 AM
PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/03/2023
11:42 AM
PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/03/2023
11:44 AM
PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/02/2023
2:41 PM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/02/2023
9:04 AM
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
09/29/2023
5:54 AM
CREDIT SUISSE AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/08/2023
8:44 AM
TG Venture Acquisition Corp. (Subject)
TG Venture Acquisition Corp. (Subject)
TG Venture Acquisition Corp. (Subject)
UBS Group (Filed by)
Form SC 13G
09/01/2023
6:03 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
6:20 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:38 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:40 AM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:42 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:44 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:34 AM
CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:07 AM
CREDIT SUISSE AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
Protect Yourself While There’s Still Time … (Ad)

The next step of the Fed's control is here. Section 702 of the Foreign Intelligence Surveillance Act was renewed for two more years and passed into law earlier this week. Allowing the Fed to tighten its grip on your personal privacy and freedom.

4 simple steps to protect your privacy and money before it’s too late.
08/14/2023
12:13 PM
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/11/2023
11:23 AM
UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
08/11/2023
5:09 AM
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
07/17/2023
9:50 AM
BNY MELLON STRATEGIC MUNICIPALS, INC. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2023
8:59 AM
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2023
8:30 AM
BNY MELLON MUNICIPAL INCOME, INC. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/14/2023
3:18 PM
BNY MELLON STRATEGIC MUNICIPALS, INC. (Subject)
UBS Group (Filed by)
Form SC 13G/A
07/14/2023
3:27 PM
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (Subject)
UBS Group (Filed by)
Form SC 13G/A
07/14/2023
3:11 PM
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (Subject)
UBS Group (Filed by)
Form SC 13G/A
(Data available from 1/1/2016 forward)


Related Companies and Tools

This page (NYSE:UBS) was last updated on 4/27/2024 by MarketBeat.com Staff

From Our Partners