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Source Capital (SOR) Institutional Ownership

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$45.35 +0.14 (+0.31%)
As of 01:49 PM Eastern
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Institutional Ownership Changes (13F Filings) for Source Capital (NYSE:SOR)

Current
Institutional Ownership
Percentage
13.15%
Number of
Institutional Buyers
(last 12 months)
31
Total
Institutional Inflows
(last 12 months)
$18.16M
Number of
Institutional Sellers
(last 12 months)
19
Total
Institutional Outflows
(last 12 months)
$9.59M
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SOR Institutional Buying and Selling by Quarter

Source Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/14/2026Shaker Financial Services LLC125,834$5.72M1.9%-18.3%1.529%
10/9/2026DKM Wealth Management Inc.318,676$14.48M9.2%+1.8%3.872%
10/9/2026Diversified Management Inc.122,077$5.55M1.0%+0.7%1.483%
9/15/2026Anchor Investment Management LLC28,757$1.32M0.1%-10.1%0.349%
8/23/2026Readystate Asset Management LP12,280$565K0.0%N/A0.149%
7/10/2026Diversified Management Inc.121,285$5.58M1.2%+2.8%1.474%
7/9/2026Chemistry Wealth Management LLC14,191$652K0.1%-9.6%0.172%
7/9/2026Hennion & Walsh Asset Management Inc.25,977$1.19M0.0%-19.4%0.316%
6/3/2026NewEdge Advisors LLC5,179$240K0.0%-12.6%0.063%
5/19/2026Bank of America Corp DE13,938$646K0.0%-7.7%0.169%
5/18/2026Royal Bank of Canada12,651$586K0.0%-4.2%0.154%
5/13/2026Cetera Investment Advisers5,478$254K0.0%+4.5%0.067%
5/13/2026First Trust Advisors LP74,530$3.45M0.0%+4.4%0.906%
5/8/2026PNC Financial Services Group Inc.1,000$46K0.0%+1,900.0%0.012%
5/6/2026Assetmark Inc.3,586$166K0.0%+15.9%0.044%
5/5/2026D.A. Davidson & CO.169,289$7.84M0.0%-0.4%2.057%
5/4/2026NWF Advisory Services Inc.11,930$553K0.1%-1.9%0.145%
4/22/2026Janney Montgomery Scott LLC7,338$340K0.0%+8.9%0.089%
3/3/2026NWF Advisory Services Inc.12,164$557K0.1%-30.8%0.148%
2/26/2026Anchor Investment Management LLC31,885$1.46M0.1%+1.6%0.387%
2/19/2026Invesco Ltd.30,487$1.40M0.0%+10.5%0.370%
2/19/2026Smith Asset Management Co. LLC28,345$1.30M1.1%+0.8%0.344%
2/18/2026NewEdge Advisors LLC5,923$271K0.0%-19.2%0.072%
2/18/2026Evolve Private Wealth LLC11,411$522K0.0%N/A0.139%
2/18/2026Align Financial LLC153,093$7.01M0.0%N/A1.860%
2/17/2026Cetera Investment Advisers5,243$240K0.0%N/A0.064%
2/17/2026Osaic Holdings Inc.8,761$401K0.0%-23.1%0.106%
2/17/2026Russell Investments Group Ltd.2,603$119K0.0%N/A0.032%
2/17/2026Royal Bank of Canada13,209$605K0.0%-4.2%0.160%
2/13/2026Kestra Advisory Services LLC1,863$85K0.0%N/A0.023%
2/13/2026First Trust Advisors LP71,417$3.27M0.0%-2.0%0.868%
2/13/2026Wells Fargo & Company MN60,823$2.78M0.0%+8.9%0.739%
2/12/2026Colonial Trust Co SC2,608$119K0.0%N/A0.032%
2/11/2026LPL Financial LLC22,285$1.02M0.0%+17.7%0.271%
2/11/2026Manchester Capital Management LLC1,480$68K0.0%N/A0.018%
2/9/2026Cary Street Partners Financial LLC5,964$273K0.0%+23.3%0.072%
2/5/2026WHI TRUST Co LLC912$42K0.0%N/A0.011%
2/5/2026Mesirow Financial Investment Management Inc.37,751$1.73M0.0%-51.1%0.459%
2/2/2026Wolverine Asset Management LLC4,341$199K0.0%N/A0.053%
1/26/2026Shaker Financial Services LLC19,324$884K0.3%+108.9%0.235%
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1/26/2026Diversified Management Inc.116,794$5.34M1.2%N/A1.419%
1/23/2026Uptown Financial Advisors LLC6,042$276K0.2%N/A0.073%
1/23/2026Capital Investment Counsel Inc9,000$412K0.0%-10.2%0.109%
1/15/2026Hara Capital LLC90,465$4.14M2.3%-17.3%1.100%
1/12/2026DKM Wealth Management Inc.294,862$13.49M10.1%+3.2%3.585%
1/6/2026Chemistry Wealth Management LLC20,986$960K0.2%-16.3%0.255%
1/1/2026JPMorgan Chase & Co.1,724$78K0.0%+30.9%0.021%
11/17/2025NewEdge Advisors LLC7,334$330K0.0%+4.3%0.089%
11/17/2025Bank of America Corp DE15,152$682K0.0%-39.4%0.184%
11/17/2025Anchor Investment Management LLC31,374$1.41M0.1%-2.8%0.381%
11/14/2025Raymond James Financial Inc.45,562$2.05M0.0%-1.0%0.554%
11/13/2025Baltimore Washington Financial Advisors Inc.17,955$808K0.0%+20.1%0.218%
11/13/2025First Trust Advisors LP72,869$3.28M0.0%+5.4%0.885%
11/10/2025Cary Street Partners Financial LLC4,836$218K0.0%N/A0.059%
11/10/2025EverSource Wealth Advisors LLC4,916$221K0.0%N/A0.060%
11/7/2025Cornerstone Advisors LLC17,703$797K0.0%+4.5%0.215%
11/7/2025JPMorgan Chase & Co.1,724$78K0.0%+30.9%0.021%
11/6/2025Assetmark Inc.3,093$139K0.0%+56.0%0.038%
11/6/2025Mraz Amerine & Associates Inc.4,667$210K0.0%-9.7%0.057%
11/5/2025Envestnet Asset Management Inc.18,321$825K0.0%-1.6%0.223%
11/3/2025Pecaut & CO.13,165$593K0.2%-10.9%0.160%
10/31/2025NWF Advisory Services Inc.17,574$791K0.1%-8.4%0.214%
10/31/2025Capital Investment Counsel Inc10,018$451K0.1%N/A0.122%
10/30/2025Hara Capital LLC109,344$4.92M2.9%+1.7%1.329%
10/23/2025Park Avenue Securities LLC15,724$708K0.0%-4.0%0.191%
10/22/2025Shaker Financial Services LLC9,251$416K0.1%-84.8%0.112%
10/22/2025Hennion & Walsh Asset Management Inc.32,766$1.48M0.1%-0.9%0.398%
10/22/2025D.A. Davidson & CO.170,091$7.66M0.0%-1.2%2.068%
10/20/2025Chemistry Wealth Management LLC25,079$1.13M0.2%-48.7%0.305%
10/10/2025DKM Wealth Management Inc.285,637$12.86M10.3%+1.5%3.472%
10/10/2025Sound Income Strategies LLC1,308$60K0.0%N/A0.016%
9/9/2025NWF Advisory Services Inc.19,196$832K0.1%-16.2%0.233%
9/4/2025Osaic Holdings Inc.11,811$512K0.0%+120.1%0.144%
8/19/2025Anchor Investment Management LLC32,285$1.40M0.1%+6.4%0.392%
8/15/2025Hara Capital LLC107,537$4.66M2.9%+50.3%1.307%
8/15/2025Bank of America Corp DE25,009$1.08M0.0%-3.6%0.304%
8/14/2025Raymond James Financial Inc.46,000$2.00M0.0%+4.9%0.559%
8/13/2025First Trust Advisors LP69,152$3.00M0.0%+2.0%0.841%
8/8/2025Cornerstone Advisors LLC16,942$735K0.0%+487.9%0.206%
8/5/2025Shaker Financial Services LLC60,873$2.64M0.9%+128.9%0.740%
8/4/2025Wolverine Asset Management LLC13,285$576K0.0%N/A0.162%
8/4/2025Mesirow Financial Investment Management Inc.77,195$3.35M0.1%-0.4%0.938%
8/4/2025Assetmark Inc.1,983$86K0.0%+258.6%0.024%
8/1/2025Envestnet Asset Management Inc.18,613$807K0.0%-6.4%0.226%
7/30/2025D.A. Davidson & CO.172,148$7.47M0.1%+0.6%2.092%
7/23/2025Mraz Amerine & Associates Inc.5,171$224K0.0%-18.3%0.063%
7/15/2025DKM Wealth Management Inc.281,443$12.20M10.5%+2.0%3.420%
7/14/2025Park Avenue Securities LLC16,386$711K0.0%-4.2%0.199%
7/8/2025Chemistry Wealth Management LLC48,855$2.12M0.5%-7.4%0.594%
5/20/2025Anchor Investment Management LLC30,352$1.26M0.1%+10.8%0.369%
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5/19/2025Smith Asset Management Co. LLC27,291$1.13M1.1%N/A0.332%
5/15/2025Royal Bank of Canada13,569$564K0.0%-20.0%0.165%
5/12/2025Invesco Ltd.25,729$1.07M0.0%+3.1%0.313%
5/9/2025Cornerstone Advisors LLC2,882$120K0.0%N/A0.035%
5/9/2025Shaker Financial Services LLC26,591$1.10M0.4%+47.4%0.323%
5/8/2025Mesirow Financial Investment Management Inc.77,535$3.22M0.1%+0.6%0.943%
5/5/2025Private Advisor Group LLC7,484$311K0.0%-13.6%0.091%
4/30/2025Mraz Amerine & Associates Inc.6,330$263K0.0%-10.0%0.077%
4/29/2025Envestnet Asset Management Inc.19,896$826K0.0%N/A0.242%
4/28/2025D.A. Davidson & CO.171,106$7.10M0.1%+9.0%2.080%


SOR Institutional Ownership - Frequently Asked Questions

During the previous two years, 55 institutional investors and hedge funds held shares of Source Capital. The most heavily invested institutionals were DKM Wealth Management Inc. ($14.48M), D.A. Davidson & CO. ($7.84M), Align Financial LLC ($7.01M), Shaker Financial Services LLC ($5.72M), Diversified Management Inc. ($5.55M), Hara Capital LLC ($4.14M), and First Trust Advisors LP ($3.45M).Learn more on Source Capital's institutional investors.

13.15% of Source Capital's stock is owned by institutional investors. Learn more on SOR's institutional investor holdings.

Of the 48 institutional investors that purchased Source Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: DKM Wealth Management Inc. ($298.87K), Align Financial LLC ($153.09K), Diversified Management Inc. ($120.90K), Shaker Financial Services LLC ($108.48K), Raymond James Financial Inc. ($104.78K), Hara Capital LLC ($37.80K), and D.A. Davidson & CO. ($33.61K).

Institutional investors have bought a total of 397,384 shares in the last 24 months. This purchase volume represents approximately $18.16M in transactions.

Of the 19 institutional investors that sold Source Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Shaker Financial Services LLC ($79.75K), Mesirow Financial Investment Management Inc. ($39.50K), Chemistry Wealth Management LLC ($29.37K), Hara Capital LLC ($18.88K), Bank of America Corp DE ($11.03K), NWF Advisory Services Inc. ($7.27K), and Hennion & Walsh Asset Management Inc. ($6.55K).

Institutional investors have sold a total of 211,162 shares in the last 24 months. This volume of shares sold represents approximately $9.59M in transactions.


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Institutional ownership data for NYSE:SOR is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/14/2026. New 13F filings are added each quarter as they're published.
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