Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2026)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Spectrum Asset Management, Inc. (Nb/Ca) has $314.79 million in total holdings as of March 31, 2026.
Spectrum Asset Management, Inc. (Nb/Ca) owns shares of 109 different stocks, but just 35 companies or ETFs make up 80% of its holdings.
Approximately 21.14% of the portfolio was purchased this quarter.
About 18.77% of the portfolio was sold this quarter.
This quarter, Spectrum Asset Management, Inc. (Nb/Ca) has purchased 107 new stocks and bought additional shares in 38 stocks.
Spectrum Asset Management, Inc. (Nb/Ca) sold shares of 38 stocks and completely divested from 15 stocks this quarter.

Largest Holdings

Wells Fargo & Company: $33,013,758
Vanguard Ultra-Short Bond ETF: $23,227,492
Schwab U.S. Large-Cap Value ETF: $14,490,657
Invesco S&P 500 Equal Weight ETF: $14,362,707
iShares Gold Trust: $14,134,341

Largest New Holdings this Quarter

949746101 - Wells Fargo & Company: $33,013,758 Holding
33740F573 - FT Vest International Equity Moderate Buffer ETF - March: $6,856,431 Holding
35671D857 - Freeport-McMoRan: $3,192,455 Holding
452327109 - Illumina: $2,765,462 Holding
33740F631 - FT Vest U.S. Equity Deep Buffer ETF - January: $1,730,631 Holding

Largest Purchases this Quarter

Wells Fargo & Company: 414,694 shares (about $33.01M)
FT Vest International Equity Moderate Buffer ETF - March: 250,672 shares (about $6.86M)
ETF OPPORTUNITIES TRUST: 168,970 shares (about $4.88M)
Freeport-McMoRan: 54,312 shares (about $3.19M)
Illumina: 22,436 shares (about $2.77M)

Largest Sales this Quarter

SERIES PORTFOLIOS TR: 430,518 shares (about $11.01M)
iShares MSCI USA Min Vol Factor ETF: 73,483 shares (about $6.81M)
iShares MSCI Brazil ETF: 74,450 shares (about $2.86M)
iShares MSCI Mexico ETF: 34,506 shares (about $2.60M)
NVIDIA: 12,942 shares (about $2.26M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
WFC Wells Fargo & Company	$33,013,758	$33,013,758 â–²	New Holding	414,694	10.5%	Finance
VUSB Vanguard Ultra-Short Bond ETF	$23,227,492	$705,005 â–²	3.1%	466,556	7.4%	ETF
SCHV Schwab U.S. Large-Cap Value ETF	$14,490,657	$2,018,950 â–²	16.2%	475,103	4.6%	ETF
RSP Invesco S&P 500 Equal Weight ETF	$14,362,707	$305,536 â–²	2.2%	74,837	4.6%	ETF
IAU iShares Gold Trust	$14,134,341	$722,736 â–¼	-4.9%	160,326	4.5%	Finance
DSEP FT Vest U.S. Equity Deep Buffer ETF - September	$11,226,474	$189,870 â–¼	-1.7%	255,370	3.6%	ETF
DMAR FT Vest U.S. Equity Deep Buffer ETF - March	$10,524,359	$570,407 â–²	5.7%	248,216	3.3%	ETF
ETF OPPORTUNITIES TRUST	$10,003,282	$4,878,164 â–²	95.2%	346,494	3.2%	HEDGEYE CAPITAL
XOM ExxonMobil	$6,863,010	$269,417 â–²	4.1%	40,452	2.2%	Energy
YMAR FT Vest International Equity Moderate Buffer ETF - March	$6,856,431	$6,856,431 â–²	New Holding	250,672	2.2%	ETF
DFEB FT Vest U.S. Equity Deep Buffer ETF - February	$6,822,038	$216,718 â–²	3.3%	144,016	2.2%	ETF
CVX Chevron	$6,686,887	$466,565 â–²	7.5%	32,319	2.1%	Energy
DMAY FT Vest U.S. Equity Deep Buffer ETF - May	$6,051,173	$37,200 â–¼	-0.6%	134,686	1.9%	ETF
GOOG Alphabet	$5,435,390	$59,953 â–¼	-1.1%	18,948	1.7%	Computer and Technology
DDEC FT Vest U.S. Equity Deep Buffer ETF - December	$5,278,309	$34,981 â–¼	-0.7%	119,203	1.7%	ETF
SCHG Schwab U.S. Large-Cap Growth ETF	$5,080,946	$1,144,344 â–¼	-18.4%	174,423	1.6%	ETF
WALMART INC	$5,048,862	$508,074 â–¼	-9.1%	40,544	1.6%	COM
EME EMCOR Group	$4,687,685	$17,720 â–¼	-0.4%	6,349	1.5%	Construction
USMV iShares MSCI USA Min Vol Factor ETF	$4,570,155	$6,814,844 â–¼	-59.9%	49,279	1.5%	ETF
LHX L3Harris Technologies	$4,394,863	$3,106 â–²	0.1%	12,733	1.4%	Aerospace
CSCO Cisco Systems	$4,278,830	$527,376 â–¼	-11.0%	55,147	1.4%	Computer and Technology
SCHF Schwab International Equity ETF	$4,196,198	$1,520,717 â–¼	-26.6%	169,543	1.3%	ETF
NVS Novartis	$4,013,507	$1,986 â–¼	0.0%	26,275	1.3%	Medical
HON Honeywell International	$4,005,308	$685,785 â–¼	-14.6%	17,720	1.3%	Multi-Sector Conglomerates
ABBV AbbVie	$3,942,991	$9,787 â–²	0.2%	18,130	1.3%	Medical
DUK Duke Energy	$3,865,036	$262 â–²	0.0%	29,518	1.2%	Utilities
MSFT Microsoft	$3,784,759	$674,845 â–¼	-15.1%	10,224	1.2%	Computer and Technology
SCHW Charles Schwab	$3,762,818	$376 â–²	0.0%	40,038	1.2%	Finance
XLE Energy Select Sector SPDR Fund	$3,594,164	$174,590 â–²	5.1%	58,671	1.1%	ETF
AAAU Goldman Sachs Physical Gold ETF	$3,566,053	$296,447 â–²	9.1%	77,204	1.1%	Finance
SCHR Schwab Intermediate-Term U.S. Treasury ETF	$3,465,206	$2,134,787 â–¼	-38.1%	139,109	1.1%	ETF
SCJ iShares MSCI Japan Small-Cap ETF	$3,290,818	$36,017 â–²	1.1%	33,898	1.0%	ETF
FCX Freeport-McMoRan	$3,192,455	$3,192,455 â–²	New Holding	54,312	1.0%	Basic Materials
MDT Medtronic	$3,164,791	$3,931 â–²	0.1%	36,227	1.0%	Medical
EMR Emerson Electric	$3,120,635	$7,206 â–¼	-0.2%	23,818	1.0%	Industrials
BRK.B Berkshire Hathaway	$3,088,444	$350,774 â–¼	-10.2%	6,445	1.0%	Finance
SERIES PORTFOLIOS TR	$2,950,855	$11,008,346 â–¼	-78.9%	115,403	0.9%	ELDRIDGE AAA CLO
EW Edwards Lifesciences	$2,882,480	$18,018 â–²	0.6%	35,995	0.9%	Medical
ILMN Illumina	$2,765,462	$2,765,462 â–²	New Holding	22,436	0.9%	Medical
LINDE PLC	$2,345,937	$8,924 â–²	0.4%	4,732	0.7%	SHS
ORCL Oracle	$2,337,232	$266,852 â–¼	-10.2%	15,888	0.7%	Computer and Technology
ESGU iShares ESG Aware MSCI USA ETF	$2,309,595	$167,729 â–²	7.8%	16,331	0.7%	Manufacturing
SCHB Schwab US Broad Market ETF	$2,255,471	$233,506 â–²	11.5%	89,859	0.7%	ETF
SPY SPDR S&P 500 ETF Trust	$2,212,868	$399,138 â–²	22.0%	3,393	0.7%	Finance
BRK.A Berkshire Hathaway	$2,154,420		0.0%	3	0.7%	Finance
DJAN FT Vest U.S. Equity Deep Buffer ETF - January	$1,730,631	$1,730,631 â–²	New Holding	40,692	0.5%	ETF
GOOGL Alphabet	$1,540,394	$96,616 â–²	6.7%	5,357	0.5%	Computer and Technology
COST Costco Wholesale	$1,407,379	$79,738 â–¼	-5.4%	1,412	0.4%	Retail/Wholesale
MCK McKesson	$1,385,888		0.0%	1,600	0.4%	Medical
DNOV FT Vest U.S. Equity Deep Buffer ETF - November	$1,359,604		0.0%	28,381	0.4%	ETF
RTX RTX	$1,257,423	$87,377 â–¼	-6.5%	6,519	0.4%	Aerospace
AAPL Apple	$1,203,593	$1,152,830 â–²	2,271.0%	4,742	0.4%	Computer and Technology
V Visa	$1,158,334	$907 â–²	0.1%	3,832	0.4%	Business Services
SOLSTICE ADVANCED MATLS INC	$1,141,867	$784,067 â–²	219.1%	14,993	0.4%	COM SHS
VUG Vanguard Growth ETF	$969,674	$507,550 â–¼	-34.4%	2,220	0.3%	ETF
AMZN Amazon.com	$830,790	$492,767 â–²	145.8%	3,989	0.3%	Retail/Wholesale
EWZ iShares MSCI Brazil ETF	$826,691	$2,858,138 â–¼	-77.6%	21,534	0.3%	ETF
IJR iShares Core S&P Small-Cap ETF	$766,620	$766,620 â–²	New Holding	6,167	0.2%	ETF
VEA Vanguard FTSE Developed Markets ETF	$742,484	$44,599 â–¼	-5.7%	11,587	0.2%	ETF
ESLT Elbit Systems	$740,407	$478,887 â–¼	-39.3%	872	0.2%	Aerospace
GE GE Aerospace	$732,520	$418,420 â–²	133.2%	2,577	0.2%	Aerospace
TLT iShares 20+ Year Treasury Bond ETF	$725,596		0.0%	8,370	0.2%	ETF
GE VERNOVA INC	$720,627	$720,627 â–²	New Holding	825	0.2%	COM
EWW iShares MSCI Mexico ETF	$698,586	$2,595,887 â–¼	-78.8%	9,286	0.2%	ETF
DOCT FT Vest U.S. Equity Deep Buffer ETF - October	$671,399		0.0%	15,460	0.2%	ETF
MCD McDonald's	$668,867	$2,176 â–²	0.3%	2,152	0.2%	Retail/Wholesale
DE Deere & Company	$638,396	$1,695 â–²	0.3%	1,130	0.2%	Industrials
IBTH iShares iBonds Dec 2027 Term Treasury ETF	$627,805	$11,619 â–¼	-1.8%	27,990	0.2%	Manufacturing
VONE Vanguard Russell 1000 ETF	$603,226	$32,463 â–¼	-5.1%	2,044	0.2%	ETF
FNV Franco-Nevada	$579,086	$28,411 â–¼	-4.7%	2,344	0.2%	Basic Materials
MRVL Marvell Technology	$535,168	$535,168 â–²	New Holding	5,403	0.2%	Computer and Technology
PFE Pfizer	$522,193	$5,588 â–²	1.1%	18,597	0.2%	Medical
GD General Dynamics	$483,941	$483,941 â–²	New Holding	1,410	0.2%	Aerospace
BWXT BWX Technologies	$474,826	$474,826 â–²	New Holding	2,322	0.2%	Aerospace
ASML ASML	$470,216	$192,841 â–¼	-29.1%	356	0.1%	Computer and Technology
SRE Sempra Energy	$467,359	$3,521 â–²	0.8%	4,778	0.1%	Utilities
BIL SPDR Bloomberg 1-3 Month T-Bill ETF	$460,491	$460,491 â–²	New Holding	5,025	0.1%	ETF
VTI Vanguard Total Stock Market ETF	$435,024	$16,682 â–¼	-3.7%	1,356	0.1%	ETF
CAT Caterpillar	$433,039	$142,456 â–²	49.0%	611	0.1%	Industrials
MLPA Global X MLP ETF	$428,930	$1,508 â–¼	-0.4%	7,962	0.1%	ETF
LLY Eli Lilly and Company	$412,977	$14,716 â–¼	-3.4%	449	0.1%	Medical
IVV iShares Core S&P 500 ETF	$379,516	$50,297 â–²	15.3%	581	0.1%	ETF
IBTG iShares iBonds Dec 2026 Term Treasury ETF	$375,234	$65,720 â–¼	-14.9%	16,375	0.1%	Manufacturing
GLD SPDR Gold Shares	$375,213	$49,914 â–¼	-11.7%	872	0.1%	Finance
TSLA Tesla	$363,680		0.0%	978	0.1%	Auto/Tires/Trucks
NVDA NVIDIA	$358,962	$2,257,379 â–¼	-86.3%	2,058	0.1%	Computer and Technology
NEM Newmont	$341,281	$341,281 â–²	New Holding	3,153	0.1%	Basic Materials
PEP PepsiCo	$340,443	$6,057 â–²	1.8%	2,192	0.1%	Consumer Staples
AEM Agnico Eagle Mines	$334,917	$334,917 â–²	New Holding	1,650	0.1%	Basic Materials
IBTI iShares iBonds Dec 2028 Term Treasury ETF	$327,382	$19,810 â–²	6.4%	14,692	0.1%	Manufacturing
MORN Morningstar	$308,306	$845 â–²	0.3%	1,824	0.1%	Business Services
IBM International Business Machines	$290,868		0.0%	1,200	0.1%	Computer and Technology
VRTX Vertex Pharmaceuticals	$283,107		0.0%	634	0.1%	Medical
DAPR FT Vest U.S. Equity Deep Buffer ETF - April	$276,960		0.0%	6,965	0.1%	ETF
DJUL FT Vest U.S. Equity Deep Buffer ETF - July	$273,196		0.0%	5,845	0.1%	ETF
IWB iShares Russell 1000 ETF	$266,351	$55,624 â–²	26.4%	747	0.1%	ETF
SPDW SPDR Portfolio Developed World ex-US ETF	$252,080	$776 â–¼	-0.3%	5,522	0.1%	ETF
ARISTA NETWORKS INC	$249,121	$20,873 â–¼	-7.7%	2,029	0.1%	COM SHS
BAC Bank of America	$243,827	$1,072 â–²	0.4%	5,002	0.1%	Finance
MO Altria Group	$228,306	$228,306 â–²	New Holding	3,405	0.1%	Consumer Staples

Showing largest 100 holdings. View all holdings.

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2026)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2026)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofSpectrum Asset Management, Inc. (Nb/Ca)

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools