Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2024)

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About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Spectrum Asset Management, Inc. (Nb/Ca) has $233.25 million in total holdings as of March 31, 2024.
Spectrum Asset Management, Inc. (Nb/Ca) owns shares of 101 different stocks, but just 35 companies or ETFs make up 80% of its holdings.
Approximately 28.67% of the portfolio was purchased this quarter.
About 28.97% of the portfolio was sold this quarter.
This quarter, Spectrum Asset Management, Inc. (Nb/Ca) has purchased 90 new stocks and bought additional shares in 28 stocks.
Spectrum Asset Management, Inc. (Nb/Ca) sold shares of 32 stocks and completely divested from 7 stocks this quarter.

Largest Holdings

Schwab U.S. Large-Cap Value ETF: $16,527,644
FT Vest U.S. Equity Deep Buffer ETF - January: $13,276,624
FT Vest U.S. Equity Deep Buffer ETF - March: $9,937,148
iShares MSCI USA Min Vol Factor ETF: $9,759,219
iShares Gold Trust: $9,653,604

Largest New Holdings this Quarter

FT Vest U.S. Equity Deep Buffer ETF - January: $13,276,624 Holding
FT Vest U.S. Equity Deep Buffer ETF - March: $9,937,148 Holding
FT Vest U.S. Equity Deep Buffer ETF - February: $9,351,828 Holding
Vanguard FTSE Europe ETF: $3,914,273 Holding
L3Harris Technologies: $3,445,401 Holding

Largest Purchases this Quarter

FT Vest U.S. Equity Deep Buffer ETF - January: 368,488 shares (about $13.28M)
FT Vest U.S. Equity Deep Buffer ETF - March: 284,732 shares (about $9.94M)
FT Vest U.S. Equity Deep Buffer ETF - February: 239,116 shares (about $9.35M)
Vanguard FTSE Europe ETF: 58,127 shares (about $3.91M)
L3Harris Technologies: 16,168 shares (about $3.45M)

Largest Sales this Quarter

Schwab U.S. Large-Cap Value ETF: 220,852 shares (about $16.78M)
iShares ESG Aware MSCI USA ETF: 100,310 shares (about $11.53M)
Schwab U.S. Large-Cap Growth ETF: 89,217 shares (about $8.27M)
Vanguard Russell 1000 Index Fund ETF Shares: 28,066 shares (about $6.69M)
Medtronic: 39,966 shares (about $3.51M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
SCHV Schwab U.S. Large-Cap Value ETF	$16,527,644	$16,780,354 ▼	-50.4%	217,526	7.1%	ETF
DJAN FT Vest U.S. Equity Deep Buffer ETF - January	$13,276,624	$13,276,624 ▲	New Holding	368,488	5.7%	ETF
DMAR FT Vest U.S. Equity Deep Buffer ETF - March	$9,937,148	$9,937,148 ▲	New Holding	284,732	4.3%	ETF
USMV iShares MSCI USA Min Vol Factor ETF	$9,759,219	$948,884 ▲	10.8%	116,765	4.2%	ETF
IAU iShares Gold Trust	$9,653,604	$618,891 ▼	-6.0%	229,793	4.1%	Finance
DFEB FT Vest U.S. Equity Deep Buffer ETF - February	$9,351,828	$9,351,828 ▲	New Holding	239,116	4.0%	ETF
SCHG Schwab U.S. Large-Cap Growth ETF	$8,510,839	$8,272,178 ▼	-49.3%	91,791	3.6%	ETF
CVX Chevron	$6,900,271	$233,138 ▲	3.5%	43,745	3.0%	Oils/Energy
SCHF Schwab International Equity ETF	$5,726,615	$850,909 ▲	17.5%	146,761	2.5%	ETF
RSP Invesco S&P 500 Equal Weight ETF	$5,671,714	$1,765,011 ▲	45.2%	33,487	2.4%	ETF
SCHW Charles Schwab	$5,507,880	$445,251 ▲	8.8%	76,139	2.4%	Finance
MSFT Microsoft	$5,171,233	$37,445 ▲	0.7%	12,291	2.2%	Computer and Technology
WMT Walmart	$4,740,696	$3,292,038 ▲	227.2%	78,523	2.0%	Retail/Wholesale
INTC Intel	$4,702,272	$234,323 ▲	5.2%	106,458	2.0%	Computer and Technology
HON Honeywell International	$4,614,020	$290,429 ▲	6.7%	22,480	2.0%	Multi-Sector Conglomerates
XOM Exxon Mobil	$4,386,247	$324,081 ▲	8.0%	37,734	1.9%	Oils/Energy
GD General Dynamics	$4,048,365	$268,648 ▲	7.1%	14,331	1.7%	Aerospace
SCHWAB CHARLES FAMILY FD	$4,028,000	$390,000 ▲	10.7%	4,028,000	1.7%	AMT TAX FREE MNY
ACN Accenture	$4,015,131	$396,869 ▲	11.0%	11,584	1.7%	Business Services
BRK.B Berkshire Hathaway	$3,926,816	$409,166 ▲	11.6%	9,338	1.7%	Finance
VGK Vanguard FTSE Europe ETF	$3,914,273	$3,914,273 ▲	New Holding	58,127	1.7%	ETF
ABBV AbbVie	$3,909,014	$87,409 ▼	-2.2%	21,466	1.7%	Medical
MDT Medtronic	$3,558,757	$3,509,841 ▼	-49.7%	40,523	1.5%	Medical
ORCL Oracle	$3,501,756	$218,185 ▲	6.6%	27,878	1.5%	Computer and Technology
LHX L3Harris Technologies	$3,445,401	$3,445,401 ▲	New Holding	16,168	1.5%	Aerospace
EMR Emerson Electric	$3,282,942	$361,016 ▲	12.4%	28,945	1.4%	Industrial Products
DUK Duke Energy	$3,192,011	$149,127 ▲	4.9%	33,006	1.4%	Utilities
CSCO Cisco Systems	$3,181,251	$167,397 ▼	-5.0%	63,740	1.4%	Computer and Technology
VZ Verizon Communications	$3,089,486	$851,666 ▼	-21.6%	73,629	1.3%	Computer and Technology
BUNGE GLOBAL SA	$2,910,031	$124,869 ▲	4.5%	28,385	1.2%	COM SHS
SRE Sempra	$2,899,331	$1,664 ▲	0.1%	40,063	1.2%	Utilities
DIS Walt Disney	$2,807,130	$2,317,699 ▲	473.6%	22,942	1.2%	Consumer Discretionary
IJR iShares Core S&P Small-Cap ETF	$2,757,585	$2,757,585 ▲	New Holding	24,951	1.2%	ETF
VUG Vanguard Growth ETF	$2,725,720	$378,620 ▼	-12.2%	7,919	1.2%	ETF
IJH iShares Core S&P Mid-Cap ETF	$2,452,682	$2,452,682 ▲	New Holding	40,380	1.1%	ETF
ABT Abbott Laboratories	$2,381,405	$471,689 ▲	24.7%	20,952	1.0%	Medical
ESGU iShares ESG Aware MSCI USA ETF	$2,302,149	$11,531,437 ▼	-83.4%	20,026	1.0%	Manufacturing
SCHB Schwab US Broad Market ETF	$2,283,369	$2,096,069 ▼	-47.9%	37,402	1.0%	ETF
QCOM QUALCOMM	$2,270,652	$252,596 ▲	12.5%	13,412	1.0%	Computer and Technology
VONE Vanguard Russell 1000 Index Fund ETF Shares	$2,193,498	$6,688,691 ▼	-75.3%	9,204	0.9%	ETF
AAPL Apple	$2,162,267	$1,596,363 ▲	282.1%	12,609	0.9%	Computer and Technology
BWA BorgWarner	$2,051,328	$69,133 ▼	-3.3%	59,048	0.9%	Auto/Tires/Trucks
FXI iShares China Large-Cap ETF	$1,876,425	$1,876,425 ▲	New Holding	77,957	0.8%	ETF
COLD Americold Realty Trust	$1,778,706	$424,615 ▼	-19.3%	70,752	0.8%	Finance
COST Costco Wholesale	$1,474,301	$12,457 ▼	-0.8%	2,012	0.6%	Retail/Wholesale
V Visa	$1,371,338	$23,721 ▼	-1.7%	4,914	0.6%	Business Services
SPY SPDR S&P 500 ETF Trust	$1,331,756	$20,989 ▼	-1.6%	2,538	0.6%	Finance
RTX RTX	$1,157,886	$787,854 ▲	212.9%	11,872	0.5%	Aerospace
SLB Schlumberger	$931,452	$64,128 ▼	-6.4%	16,907	0.4%	Oils/Energy
CHK Chesapeake Energy	$898,112	$44,861 ▲	5.3%	10,110	0.4%	Oils/Energy
GEHC GE HealthCare Technologies	$856,100	$14,091 ▼	-1.6%	9,417	0.4%	Medical
VEA Vanguard FTSE Developed Markets Index Fund ETF Shares	$845,878	$1,074,054 ▼	-55.9%	16,860	0.4%	ETF
TLT iShares 20+ Year Treasury Bond ETF	$791,970		0.0%	8,370	0.3%	ETF
ROK Rockwell Automation	$784,261	$13,110 ▲	1.7%	2,692	0.3%	Industrial Products
PSMT PriceSmart	$780,360	$780,360 ▲	New Holding	9,290	0.3%	Retail/Wholesale
D Dominion Energy	$758,117	$758,117 ▲	New Holding	15,412	0.3%	Utilities
TSLA Tesla	$754,542	$92,472 ▼	-10.9%	4,292	0.3%	Auto/Tires/Trucks
GOOGL Alphabet	$710,881		0.0%	4,710	0.3%	Computer and Technology
IWB iShares Russell 1000 ETF	$704,939	$1,440 ▲	0.2%	2,447	0.3%	ETF
UNH UnitedHealth Group	$570,390		0.0%	1,153	0.2%	Medical
MORN Morningstar	$555,066		0.0%	1,800	0.2%	Business Services
ITA iShares U.S. Aerospace & Defense ETF	$520,464	$520,464 ▲	New Holding	3,945	0.2%	ETF
MCD McDonald's	$511,506		0.0%	1,814	0.2%	Retail/Wholesale
MAR Marriott International	$509,667		0.0%	2,020	0.2%	Consumer Discretionary
XLE Energy Select Sector SPDR Fund	$489,988	$114,991 ▲	30.7%	5,190	0.2%	ETF
NVDA NVIDIA	$476,152	$15,360 ▼	-3.1%	527	0.2%	Computer and Technology
IBTH iShares iBonds Dec 2027 Term Treasury ETF	$459,355	$345,408 ▼	-42.9%	20,729	0.2%	Manufacturing
DE Deere & Company	$441,065	$849,565 ▼	-65.8%	1,070	0.2%	Industrial Products
VTI Vanguard Total Stock Market ETF	$408,827	$93,565 ▼	-18.6%	1,573	0.2%	ETF
PFE Pfizer	$405,151	$405,151 ▲	New Holding	14,600	0.2%	Medical
NKE NIKE	$375,873		0.0%	3,984	0.2%	Consumer Discretionary
MLPA Global X MLP ETF	$338,505		0.0%	7,020	0.1%	ETF
MELI MercadoLibre	$334,144	$15,120 ▼	-4.3%	221	0.1%	Retail/Wholesale
SKY Skyline Champion	$328,904		0.0%	3,869	0.1%	Construction
MCK McKesson	$322,482		0.0%	600	0.1%	Medical
IBTF iShares iBonds Dec 2025 Term Treasury ETF	$320,110	$366,617 ▼	-53.4%	13,780	0.1%	Manufacturing
IBTG iShares iBonds Dec 2026 Term Treasury ETF	$316,987	$322,619 ▼	-50.4%	13,958	0.1%	Manufacturing
GOOG Alphabet	$309,841	$309,841 ▲	New Holding	2,035	0.1%	Computer and Technology
TXN Texas Instruments	$296,157		0.0%	1,700	0.1%	Computer and Technology
SPDW SPDR Portfolio Developed World ex-US ETF	$282,599		0.0%	7,885	0.1%	ETF
IVV iShares Core S&P 500 ETF	$278,637	$350,662 ▼	-55.7%	530	0.1%	ETF
NOC Northrop Grumman	$274,751		0.0%	574	0.1%	Aerospace
PYPL PayPal	$269,970	$269,970 ▲	New Holding	4,030	0.1%	Computer and Technology
PEP PepsiCo	$257,186	$39,838 ▼	-13.4%	1,459	0.1%	Consumer Staples
SHY iShares 1-3 Year Treasury Bond ETF	$245,340		0.0%	3,000	0.1%	Manufacturing
PXD Pioneer Natural Resources	$240,713		0.0%	917	0.1%	Oils/Energy
GLD SPDR Gold Shares	$237,401	$20,572 ▼	-8.0%	1,154	0.1%	Finance
IBM International Business Machines	$229,152	$229,152 ▲	New Holding	1,200	0.1%	Computer and Technology
BAC Bank of America	$219,840	$219,840 ▲	New Holding	5,797	0.1%	Finance
GOVT iShares U.S. Treasury Bond ETF	$213,697	$1,996,547 ▼	-90.3%	9,385	0.1%	ETF
RY Royal Bank of Canada	$201,760		0.0%	2,000	0.1%	Finance
BEAT BioTelemetry	$97,882		0.0%	44,900	0.0%	Medical
CLDI Calidi Biotherapeutics	$94,070		0.0%	166,494	0.0%	Medical
TENON MEDICAL INC	$79,098		0.0%	83,261	0.0%	COM NEW
TNONW Tenon Medical	$62,916		0.0%	1,070,000	0.0%	Medical
VNRX VolitionRx	$42,087		0.0%	55,596	0.0%	Medical
DIS Walt Disney	$35,290		0.0%	4,000	0.0%	Consumer Discretionary
ABRDN ASIA PACIFIC INCOME FU	$31,381		0.0%	11,207	0.0%	COM
PFE Pfizer	$16,198	$16,198 ▲	New Holding	9,500	0.0%	Medical
CCI Crown Castle	$8,467	$8,467 ▲	New Holding	80	0.0%	Finance

Showing largest 100 holdings. View all holdings.

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2024)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2024)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofSpectrum Asset Management, Inc. (Nb/Ca)

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information