Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2026)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Spectrum Asset Management, Inc. (Nb/Ca) has $360.45 million in total holdings as of June 30, 2026.
Spectrum Asset Management, Inc. (Nb/Ca) owns shares of 116 different stocks, but just 36 companies or ETFs make up 80% of its holdings.
Approximately 16.59% of the portfolio was purchased this quarter.
About 8.38% of the portfolio was sold this quarter.
This quarter, Spectrum Asset Management, Inc. (Nb/Ca) has purchased 110 new stocks and bought additional shares in 39 stocks.
Spectrum Asset Management, Inc. (Nb/Ca) sold shares of 41 stocks and completely divested from 8 stocks this quarter.

Largest Holdings

Wells Fargo & Company: $33,650,480
Invesco S&P 500 Equal Weight ETF: $26,796,404
Vanguard Ultra-Short Bond ETF: $24,286,318
Schwab U.S. Large-Cap Value ETF: $18,270,435
FT Vest U.S. Equity Deep Buffer ETF - May: $12,875,870

Largest New Holdings this Quarter

464287242 - iShares iBoxx $ Investment Grade Corporate Bond ETF: $9,479,165 Holding
33740F714 - FT Vest U.S. Equity Deep Buffer ETF - June: $4,542,089 Holding
46436E718 - iShares 0-3 Month Treasury Bond ETF: $4,365,958 Holding
46434G764 - iShares MSCI Emerging Markets ex China ETF: $4,200,643 Holding
438516205 - HONEYWELL INTL INC: $1,984,868 Holding

Largest Purchases this Quarter

Invesco S&P 500 Equal Weight ETF: 51,104 shares (about $10.87M)
iShares iBoxx $ Investment Grade Corporate Bond ETF: 86,909 shares (about $9.48M)
FT Vest U.S. Equity Deep Buffer ETF - May: 138,571 shares (about $6.53M)
FT Vest U.S. Equity Deep Buffer ETF - June: 92,169 shares (about $4.54M)
iShares 0-3 Month Treasury Bond ETF: 43,369 shares (about $4.37M)

Largest Sales this Quarter

Medtronic: 30,237 shares (about $2.39M)
NVIDIA: 10,583 shares (about $2.12M)
Wells Fargo & Company: 314,694 shares (about $896.63K)
Marvell Technology: 2,357 shares (about $702.13K)
EMCOR Group: 824 shares (about $683.87K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
WFC Wells Fargo & Company	$33,650,480	$619,799 â–¼	-1.8%	407,194	9.3%	Finance
RSP Invesco S&P 500 Equal Weight ETF	$26,796,404	$10,873,373 â–²	68.3%	125,941	7.4%	ETF
VUSB Vanguard Ultra-Short Bond ETF	$24,286,318	$1,061,160 â–²	4.6%	487,873	6.7%	ETF
SCHV Schwab U.S. Large-Cap Value ETF	$18,270,435	$1,732,110 â–²	10.5%	524,862	5.1%	ETF
DMAY FT Vest U.S. Equity Deep Buffer ETF - May	$12,875,870	$6,529,466 â–²	102.9%	273,257	3.6%	ETF
DSEP FT Vest U.S. Equity Deep Buffer ETF - September	$12,088,472	$26,282 â–¼	-0.2%	254,816	3.4%	ETF
IAU iShares Gold Trust	$12,051,548	$54,669 â–¼	-0.5%	159,602	3.3%	ETF
DMAR FT Vest U.S. Equity Deep Buffer ETF - March	$11,048,034	$55,289 â–¼	-0.5%	246,980	3.1%	ETF
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	$9,479,165	$9,479,165 â–²	New Holding	86,909	2.6%	ETF
YMAR FT Vest International Equity Moderate Buffer ETF - March	$7,236,025	$52,642 â–²	0.7%	252,509	2.0%	ETF
DFEB FT Vest U.S. Equity Deep Buffer ETF - February	$7,062,827	$208,887 â–¼	-2.9%	139,879	2.0%	ETF
SCHF Schwab International Equity ETF	$6,812,265	$2,115,921 â–²	45.1%	245,930	1.9%	ETF
GOOG Alphabet	$6,653,543	$41,340 â–¼	-0.6%	18,831	1.8%	Communication Services
CSCO Cisco Systems	$6,433,481	$44,047 â–¼	-0.7%	54,772	1.8%	Technology
SCHG Schwab U.S. Large-Cap Growth ETF	$6,129,105	$226,627 â–²	3.8%	181,120	1.7%	ETF
DDEC FT Vest U.S. Equity Deep Buffer ETF - December	$5,605,553	$41,690 â–¼	-0.7%	118,323	1.6%	ETF
XOM ExxonMobil	$5,507,152	$23,379 â–¼	-0.4%	40,281	1.5%	Energy
CVX Chevron	$5,357,617	$497 â–²	0.0%	32,322	1.5%	Energy
USMV iShares MSCI USA Min Vol Factor ETF	$5,072,542	$319,090 â–²	6.7%	52,587	1.4%	ETF
EME EMCOR Group	$4,585,404	$683,868 â–¼	-13.0%	5,525	1.3%	Industrials
WALMART INC	$4,579,314	$12,685 â–¼	-0.3%	40,432	1.3%	COM
ABBV AbbVie	$4,569,627	$7,298 â–²	0.2%	18,159	1.3%	Healthcare
DJUN FT Vest U.S. Equity Deep Buffer ETF - June	$4,542,089	$4,542,089 â–²	New Holding	92,169	1.3%	ETF
SGOV iShares 0-3 Month Treasury Bond ETF	$4,365,958	$4,365,958 â–²	New Holding	43,369	1.2%	ETF
EMXC iShares MSCI Emerging Markets ex China ETF	$4,200,643	$4,200,643 â–²	New Holding	41,062	1.2%	ETF
ILMN Illumina	$4,147,127	$202,205 â–²	5.1%	23,586	1.2%	Healthcare
DUK Duke Energy	$3,735,509	$886 â–¼	0.0%	29,511	1.0%	Utilities
SCJ iShares MSCI Japan Small-Cap ETF	$3,721,340	$151,541 â–²	4.2%	35,337	1.0%	ETF
SCHW Charles Schwab	$3,706,814	$12,549 â–²	0.3%	40,174	1.0%	Finance
LHX L3Harris Technologies	$3,699,299	$872 â–¼	0.0%	12,730	1.0%	Industrials
MSFT Microsoft	$3,633,348	$180,548 â–¼	-4.7%	9,740	1.0%	Technology
NVS Novartis	$3,573,844	$543,975 â–¼	-13.2%	22,804	1.0%	Healthcare
FCX Freeport-McMoRan	$3,516,925	$101,253 â–²	3.0%	55,922	1.0%	Materials
EMR Emerson Electric	$3,395,232	$14,315 â–¼	-0.4%	23,718	0.9%	Industrials
EW Edwards Lifesciences	$3,257,465	$1,357 â–²	0.0%	36,010	0.9%	Healthcare
SCHR Schwab Intermediate-Term U.S. Treasury ETF	$3,219,610	$210,818 â–¼	-6.1%	130,560	0.9%	ETF
BRK.B Berkshire Hathaway	$3,214,005	$11,009 â–¼	-0.3%	6,423	0.9%	Finance
XLE Energy Select Sector SPDR Fund	$3,188,639	$72,602 â–²	2.3%	60,038	0.9%	ETF
SERIES PORTFOLIOS TR	$3,185,508	$229,459 â–²	7.8%	124,361	0.9%	ELDR AAA CLO ETF
ESGU iShares ESG Aware MSCI USA ETF	$2,796,891	$124,059 â–²	4.6%	17,089	0.8%	ETF
SOLSTICE ADVANCED MATLS INC	$2,683,606	$1,355,226 â–²	102.0%	30,289	0.7%	COM SHS
LINDE PLC	$2,447,840	$7,784 â–¼	-0.3%	4,717	0.7%	SHS
SPY SPDR S&P 500 ETF Trust	$2,413,999	$126,540 â–¼	-5.0%	3,224	0.7%	ETF
SCHB Schwab US Broad Market ETF	$2,323,556	$278,770 â–¼	-10.7%	80,233	0.6%	ETF
ORCL Oracle	$2,316,422	$12,017 â–¼	-0.5%	15,806	0.6%	Technology
BRK.A Berkshire Hathaway	$2,246,550		0.0%	3	0.6%	Finance
HONEYWELL INTL INC	$1,984,868	$1,984,868 â–²	New Holding	8,865	0.6%	COM
HONEYWELL AEROSPACE INC	$1,956,558	$1,956,558 â–²	New Holding	8,850	0.5%	COM
DJAN FT Vest U.S. Equity Deep Buffer ETF - January	$1,822,425	$30,046 â–¼	-1.6%	40,032	0.5%	ETF
GOOGL Alphabet	$1,821,185	$93,275 â–¼	-4.9%	5,096	0.5%	Communication Services
AAPL Apple	$1,765,905	$1,708,035 â–²	2,951.5%	6,103	0.5%	Technology
DNOV FT Vest U.S. Equity Deep Buffer ETF - November	$1,457,365		0.0%	28,381	0.4%	ETF
DAPR FT Vest U.S. Equity Deep Buffer ETF - April	$1,339,229	$1,054,500 â–²	370.4%	32,760	0.4%	ETF
COST Costco Wholesale	$1,321,791	$935 â–²	0.1%	1,413	0.4%	Consumer Staples
V Visa	$1,316,192	$1,372 â–²	0.1%	3,836	0.4%	Finance
RTX RTX	$1,239,550	$2,656 â–²	0.2%	6,533	0.3%	Industrials
MCK McKesson	$1,210,272		0.0%	1,600	0.3%	Healthcare
VUG Vanguard Growth ETF	$1,146,352	$955,121 â–²	499.5%	13,308	0.3%	ETF
GE VERNOVA INC	$969,672		0.0%	825	0.3%	COM
GE GE Aerospace	$963,103		0.0%	2,577	0.3%	Industrials
IJR iShares Core S&P Small-Cap ETF	$942,511	$27,882 â–²	3.0%	6,355	0.3%	ETF
MRVL Marvell Technology	$907,376	$702,129 â–¼	-43.6%	3,046	0.3%	Technology
NVDA NVIDIA	$883,855	$2,117,690 â–¼	-70.6%	4,417	0.2%	Technology
VEA Vanguard FTSE Developed Markets ETF	$798,820	$26,791 â–¼	-3.2%	11,211	0.2%	ETF
TSLA Tesla	$731,966	$320,551 â–²	77.9%	1,740	0.2%	Consumer Discretionary
EWW iShares MSCI Mexico ETF	$724,851	$25,893 â–²	3.7%	9,630	0.2%	ETF
TLT iShares 20+ Year Treasury Bond ETF	$723,336		0.0%	8,370	0.2%	ETF
DOCT FT Vest U.S. Equity Deep Buffer ETF - October	$721,673		0.0%	15,460	0.2%	ETF
DE Deere & Company	$720,621	$1,908 â–²	0.3%	1,133	0.2%	Industrials
ASML ASML	$708,241		0.0%	356	0.2%	Technology
VONE Vanguard Russell 1000 ETF	$680,489	$11,855 â–¼	-1.7%	2,009	0.2%	ETF
AMZN Amazon.com	$657,104	$293,635 â–¼	-30.9%	2,757	0.2%	Consumer Discretionary
STM STMicroelectronics	$633,046	$633,046 â–²	New Holding	8,453	0.2%	Technology
CGNX Cognex	$585,661	$585,661 â–²	New Holding	8,087	0.2%	Technology
MCD McDonald's	$583,946	$2,163 â–²	0.4%	2,160	0.2%	Consumer Discretionary
SHY iShares 1-3 Year Treasury Bond ETF	$574,770	$574,770 â–²	New Holding	7,000	0.2%	ETF
URA Global X Uranium ETF	$572,933	$572,933 â–²	New Holding	13,111	0.2%	ETF
IBTH iShares iBonds Dec 2027 Term Treasury ETF	$572,777	$53,352 â–¼	-8.5%	25,605	0.2%	ETF
LLY Eli Lilly and Company	$538,545		0.0%	449	0.1%	Healthcare
GD General Dynamics	$499,479		0.0%	1,410	0.1%	Industrials
AVGO Broadcom	$493,342	$493,342 â–²	New Holding	1,306	0.1%	Technology
WY Weyerhaeuser	$489,741	$489,741 â–²	New Holding	20,457	0.1%	Real Estate
FNV Franco-Nevada	$488,584		0.0%	2,344	0.1%	Materials
MDT Medtronic	$472,911	$2,387,214 â–¼	-83.5%	5,990	0.1%	Healthcare
VTI Vanguard Total Stock Market ETF	$461,440	$40,334 â–¼	-8.0%	1,247	0.1%	ETF
PFE Pfizer	$454,758	$6,935 â–²	1.5%	18,885	0.1%	Healthcare
BWXT BWX Technologies	$451,978		0.0%	2,322	0.1%	Industrials
SRE Sempra Energy	$445,965	$2,967 â–²	0.7%	4,810	0.1%	Utilities
CAT Caterpillar	$438,707	$211,900 â–¼	-32.6%	412	0.1%	Industrials
MLPA Global X MLP ETF	$430,498	$7,856 â–²	1.9%	8,110	0.1%	ETF
FORGENT POWER SOLUTIONS INC	$386,831	$386,831 â–²	New Holding	6,925	0.1%	COM SHS CL A
BIL SPDR Bloomberg 1-3 Month T-Bill ETF	$382,597	$77,894 â–¼	-16.9%	4,175	0.1%	ETF
ARISTA NETWORKS INC	$344,687		0.0%	2,029	0.1%	COM SHS
IBM International Business Machines	$337,452		0.0%	1,200	0.1%	Technology
IBTG iShares iBonds Dec 2026 Term Treasury ETF	$325,290	$49,534 â–¼	-13.2%	14,211	0.1%	ETF
VRTX Vertex Pharmaceuticals	$314,927		0.0%	634	0.1%	Healthcare
IBTI iShares iBonds Dec 2028 Term Treasury ETF	$312,042	$13,240 â–¼	-4.1%	14,094	0.1%	ETF
PEP PepsiCo	$299,835	$2,979 â–²	1.0%	2,214	0.1%	Consumer Staples
NEM Newmont	$295,213	$747 â–²	0.3%	3,161	0.1%	Materials
DJUL FT Vest U.S. Equity Deep Buffer ETF - July	$293,098		0.0%	5,845	0.1%	ETF

Showing largest 100 holdings. View all holdings.

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2026)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2026)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofSpectrum Asset Management, Inc. (Nb/Ca)

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools