Wellington Shields Capital Management, LLC Top Holdings and 13F Report (2026) About Wellington Shields Capital Management, LLCInvestment ActivityWellington Shields Capital Management, LLC has $75.97 million in total holdings as of September 30, 2026.Wellington Shields Capital Management, LLC owns shares of 45 different stocks, but just 26 companies or ETFs make up 80% of its holdings.Approximately 9.93% of the portfolio was purchased this quarter.About 967.41% of the portfolio was sold this quarter.This quarter, Wellington Shields Capital Management, LLC has purchased 334 new stocks and bought additional shares in 10 stocks.Wellington Shields Capital Management, LLC sold shares of 32 stocks and completely divested from 292 stocks this quarter.Largest Holdings Bloom Energy $4,487,076NVIDIA $4,430,572Alphabet $4,128,960Palo Alto Networks $3,973,100Quanta Services $3,598,056 Largest New Holdings this Quarter 37954Y848 - Global X Silver Miners ETF $602,070 Holding091948109 - BITWISE SOLANA STAKING ETF $403,750 Holding46438R204 - ISHARES ETHEREUM TRUST ETF $402,400 Holding Largest Purchases this Quarter Freeport-McMoRan 16,060 shares (about $1.12M)SPACE EXPLORATION TECHN CORP CLASS A COM STK 6,872 shares (about $1.04M)Applied Materials 1,495 shares (about $764.51K)iShares Biotechnology ETF 3,340 shares (about $703.17K)Financial Select Sector SPDR Fund 11,889 shares (about $634.87K) Largest Sales this Quarter Microsoft 102,330 shares (about $52.49M)Bloom Energy 138,675 shares (about $38.41M)Apple 94,023 shares (about $31.31M)Alphabet 74,825 shares (about $25.75M)Amazon.com 99,437 shares (about $24.77M) Sector Allocation Over TimeMap of 500 Largest Holdings ofWellington Shields Capital Management, LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorBEBloom Energy$4,487,076$38,410,202 ▼-89.5%16,2005.9%IndustrialsNVDANVIDIA$4,430,572$4,942,372 ▼-52.7%19,4005.8%TechnologyGOOGLAlphabet$4,128,960$25,745,786 ▼-86.2%12,0005.4%Communication ServicesPANWPalo Alto Networks$3,973,100$14,714,773 ▼-78.7%10,0005.2%TechnologyPWRQuanta Services$3,598,056$9,432,689 ▼-72.4%5,6004.7%IndustrialsLLYEli Lilly and Company$3,008,408$8,322,876 ▼-73.5%2,6004.0%HealthcareMSFTMicrosoft$2,820,950$52,485,057 ▼-94.9%5,5003.7%TechnologyJPMJPMorgan Chase & Co.$2,812,055$21,321,332 ▼-88.3%8,5003.7%FinanceAMZNAmazon.com$2,740,650$24,774,729 ▼-90.0%11,0003.6%Consumer DiscretionaryASMLASML$2,309,879$1,333,389 ▼-36.6%1,2753.0%TechnologyGE VERNOVA INC COM$2,186,127$2,978,836 ▼-57.7%2,3002.9%StockMCKMcKesson$2,177,216$3,593,687 ▼-62.3%2,5502.9%HealthcareEXXONMOBIL HOLDINGS CORP COM SHS$2,091,663$14,642,618 ▼-87.5%12,8522.8%StockBLACKROCK INC COM$2,010,751$2,238,283 ▼-52.7%1,9002.6%StockAMATApplied Materials$1,981,598$764,513 ▲62.8%3,8752.6%TechnologyAAPLApple$1,964,818$31,311,539 ▼-94.1%5,9002.6%TechnologyFCXFreeport-McMoRan$1,750,000$1,124,200 ▲179.6%25,0002.3%MaterialsWALMART INC COM$1,579,584$1,557,553 ▼-49.6%15,2002.1%StockRSPInvesco S&P 500 Equal Weight ETF$1,560,150$2,463,997 ▼-61.2%7,5002.1%ETFIBMInternational Business Machines$1,539,510$1,663,990 ▼-51.9%7,0002.0%TechnologyIBBiShares Biotechnology ETF$1,473,710$703,170 ▲91.3%7,0001.9%ETFTSLATesla$1,419,240$267,172 ▼-15.8%4,0001.9%Consumer DiscretionaryTMOThermo Fisher Scientific$1,417,605$497,512 ▲54.1%2,1001.9%HealthcareROSTRoss Stores$1,400,400$560,160 ▲66.7%6,0001.8%Consumer DiscretionaryCEGConstellation Energy$1,397,110$1,783,474 ▼-56.1%5,5001.8%UtilitiesCWCurtiss-Wright$1,359,550$937,002 ▼-40.8%2,5001.8%IndustrialsCELESTICA INC COM$1,301,148$1,105,976 ▼-45.9%3,6001.7%StockLINDE PLC SHS$1,186,625$3,920,134 ▼-76.8%2,5001.6%StockXLFFinancial Select Sector SPDR Fund$1,174,800$634,873 ▲117.6%22,0001.5%ETFSPACE EXPLORATION TECHN CORP CLASS A COM STK$1,101,278$1,036,710 ▲1,605.6%7,3001.4%StockXBISPDR S&P Biotech ETF$946,080$4,097,315 ▼-81.2%6,0001.2%ETFCHENIERE ENERGY INC COM NEW$941,605$1,505,761 ▼-61.5%3,5001.2%StockSLBSLB$828,240$345,181 ▲71.5%17,0001.1%EnergyCVSCVS Health$771,210$553,643 ▼-41.8%9,0001.0%HealthcareXMESPDR S&P Metals & Mining ETF$724,920$9,808,375 ▼-93.1%7,0001.0%ETFAPOApollo Global Management$696,360$4,889,956 ▼-87.5%6,0000.9%FinanceBXBlackstone$672,540$10,110,966 ▼-93.8%6,0000.9%FinanceBACBank of America$653,160$216,142 ▲49.5%12,0000.9%FinanceSILGlobal X Silver Miners ETF$602,070$602,070 ▲New Holding7,0000.8%ETFMUMicron Technology$585,811$398,351 ▼-40.5%5500.8%TechnologyMRVLMarvell Technology$581,262$182,305 ▼-23.9%2,2000.8%TechnologyISHARES BITCOIN TRUST ETF$426,060$252,464 ▲145.4%9,0000.6%ETFBITWISE SOLANA STAKING ETF$403,750$403,750 ▲New Holding25,0000.5%ETFISHARES ETHEREUM TRUST ETF$402,400$402,400 ▲New Holding20,0000.5%ETFAVGOBroadcom$351,190$7,916,525 ▼-95.8%1,0000.5%TechnologyGOOGAlphabet$0$30,270,977 ▼-100.0%00.0%Communication ServicesAMDAdvanced Micro Devices$0$29,821,015 ▼-100.0%00.0%TechnologyAXPAmerican Express$0$16,165,173 ▼-100.0%00.0%FinanceQXO INC COM NEW$0$15,728,740 ▼-100.0%00.0%StockMAMastercard$0$14,810,683 ▼-100.0%00.0%FinanceSOXXiShares Semiconductor ETF$0$13,383,324 ▼-100.0%00.0%ETFMKSIMKS$0$13,241,820 ▼-100.0%00.0%TechnologyVOOVanguard S&P 500 ETF$0$12,414,023 ▼-100.0%00.0%ETFTSMTaiwan Semiconductor Manufacturing$0$12,084,002 ▼-100.0%00.0%TechnologyBABoeing$0$12,006,972 ▼-100.0%00.0%IndustrialsCOFCapital One Financial$0$10,030,952 ▼-100.0%00.0%FinanceSMHVanEck Semiconductor ETF$0$7,484,172 ▼-100.0%00.0%ETFRTXRTX$0$7,411,153 ▼-100.0%00.0%IndustrialsREDDIT INC CL A$0$5,812,326 ▼-100.0%00.0%StockGLWCorning$0$5,210,261 ▼-100.0%00.0%TechnologyFLOFlowers Foods$0$4,658,666 ▼-100.0%00.0%Consumer StaplesPSNLPersonalis$0$4,552,427 ▼-100.0%00.0%HealthcareEWEdwards Lifesciences$0$4,055,412 ▼-100.0%00.0%HealthcareITWIllinois Tool Works$0$3,759,533 ▼-100.0%00.0%IndustrialsUBERUber Technologies$0$3,679,438 ▼-100.0%00.0%IndustrialsPPCPilgrim's Pride$0$3,305,792 ▼-100.0%00.0%Consumer StaplesSLViShares Silver Trust$0$3,278,887 ▼-100.0%00.0%ETFPDDPDD$0$3,267,988 ▼-100.0%00.0%Consumer DiscretionaryETNEaton$0$3,216,780 ▼-100.0%00.0%IndustrialsJNJJohnson & Johnson$0$3,193,206 ▼-100.0%00.0%HealthcareGEGE Aerospace$0$3,191,783 ▼-100.0%00.0%IndustrialsDAUCH CORP COM$0$3,166,310 ▼-100.0%00.0%StockHDHome Depot$0$3,100,057 ▼-100.0%00.0%Consumer DiscretionaryCFGCitizens Financial Group$0$3,083,080 ▼-100.0%00.0%FinanceDELLDell Technologies$0$3,066,386 ▼-100.0%00.0%TechnologyVVisa$0$3,039,777 ▼-100.0%00.0%FinanceKOCoca-Cola$0$3,013,929 ▼-100.0%00.0%Consumer StaplesSPGSimon Property Group$0$3,011,447 ▼-100.0%00.0%Real EstateCGCarlyle Group$0$3,002,885 ▼-100.0%00.0%FinanceMPMP Materials$0$2,894,597 ▼-100.0%00.0%MaterialsBRK.BBerkshire Hathaway$0$2,836,711 ▼-100.0%00.0%FinanceMSMorgan Stanley$0$2,804,138 ▼-100.0%00.0%FinanceDEDeere & Company$0$2,768,850 ▼-100.0%00.0%IndustrialsUNPUnion Pacific$0$2,754,816 ▼-100.0%00.0%IndustrialsGSThe Goldman Sachs Group$0$2,750,364 ▼-100.0%00.0%FinanceNEENextEra Energy$0$2,747,172 ▼-100.0%00.0%UtilitiesSNASnap-On$0$2,595,480 ▼-100.0%00.0%IndustrialsISRGIntuitive Surgical$0$2,515,326 ▼-100.0%00.0%HealthcareGLDSPDR Gold Shares$0$2,502,774 ▼-100.0%00.0%ETFSPYSPDR S&P 500 ETF Trust$0$2,485,475 ▼-100.0%00.0%ETFTROXTronox$0$2,445,177 ▼-100.0%00.0%MaterialsNSCNorfolk Southern$0$2,086,046 ▼-100.0%00.0%IndustrialsWPCW.P. Carey$0$2,082,557 ▼-100.0%00.0%Real EstateCOSTCostco Wholesale$0$1,931,746 ▼-100.0%00.0%Consumer StaplesGDXJVanEck Junior Gold Miners ETF$0$1,871,663 ▼-100.0%00.0%ETFVZVerizon Communications$0$1,863,541 ▼-100.0%00.0%Communication ServicesLMTLockheed Martin$0$1,801,735 ▼-100.0%00.0%IndustrialsPMPhilip Morris International$0$1,765,501 ▼-100.0%00.0%Consumer StaplesEWZiShares MSCI Brazil ETF$0$1,742,250 ▼-100.0%00.0%ETFESIElement Solutions$0$1,731,320 ▼-100.0%00.0%MaterialsShowing largest 100 holdings. View all holdings. More Institutional Buying and Selling Information SEC Filings and Trading Data SEC Filings 13F Filings Top 13F Buys Top 13F Sells Unlock superior investment research and tools. Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools and reports. Get MarketBeat All Access MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. 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