Tradewinds Capital Management, LLC Top Holdings and 13F Report (2024)

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About Tradewinds Capital Management, LLC

Investment Activity

Tradewinds Capital Management, LLC has $361.81 million in total holdings as of March 31, 2024.
Tradewinds Capital Management, LLC owns shares of 554 different stocks, but just 14 companies or ETFs make up 80% of its holdings.
Approximately 74.38% of the portfolio was purchased this quarter.
About NaN of the portfolio was sold this quarter.
This quarter, Tradewinds Capital Management, LLC has purchased 480 new stocks and bought additional shares in 114 stocks.
Tradewinds Capital Management, LLC sold shares of 55 stocks and completely divested from 36 stocks this quarter.

Largest Holdings

SPDR Portfolio Long Term Treasury ETF: $44,289,582
SPDR S&P 400 Mid CapGrowth ETF: $30,218,791
Financial Select Sector SPDR Fund: $29,739,256
SPDR S&P 600 Small Cap Growth ETF: $29,014,233
Technology Select Sector SPDR Fund: $28,642,145

Largest New Holdings this Quarter

SPDR S&P 400 Mid CapGrowth ETF: $30,218,791 Holding
Financial Select Sector SPDR Fund: $29,739,256 Holding
SPDR S&P 600 Small Cap Growth ETF: $29,014,233 Holding
Schwab U.S. Mid-Cap ETF: $17,336,855 Holding
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: $11,952,894 Holding

Largest Purchases this Quarter

SPDR Portfolio Long Term Treasury ETF: 1,583,842 shares (about $44.25M)
SPDR S&P 400 Mid CapGrowth ETF: 346,188 shares (about $30.22M)
Financial Select Sector SPDR Fund: 706,060 shares (about $29.74M)
SPDR S&P 600 Small Cap Growth ETF: 332,618 shares (about $29.01M)
Technology Select Sector SPDR Fund: 134,058 shares (about $27.92M)

Largest Sales this Quarter

Schwab US Large-Cap ETF: 515,248 shares (about $31.98M)
Energy Select Sector SPDR Fund: 304,835 shares (about $28.78M)
iShares MSCI Brazil ETF: 864,966 shares (about $28.04M)
SPDR S&P Global Natural Resources ETF: 482,505 shares (about $27.95M)
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF: 672,676 shares (about $20.74M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
SPTL SPDR Portfolio Long Term Treasury ETF	$44,289,582	$44,252,534 ▲	119,445.1%	1,585,168	12.2%	ETF
MDYG SPDR S&P 400 Mid CapGrowth ETF	$30,218,791	$30,218,791 ▲	New Holding	346,188	8.4%	ETF
XLF Financial Select Sector SPDR Fund	$29,739,256	$29,739,256 ▲	New Holding	706,060	8.2%	ETF
SLYG SPDR S&P 600 Small Cap Growth ETF	$29,014,233	$29,014,233 ▲	New Holding	332,618	8.0%	ETF
XLK Technology Select Sector SPDR Fund	$28,642,145	$27,920,281 ▲	3,867.8%	137,524	7.9%	ETF
INDA iShares MSCI India ETF	$28,476,803	$2,630,677 ▼	-8.5%	551,983	7.9%	ETF
ICVT iShares Convertible Bond ETF	$18,508,447	$18,173,799 ▲	5,430.7%	231,848	5.1%	ETF
SCHM Schwab U.S. Mid-Cap ETF	$17,336,855	$17,336,855 ▲	New Holding	212,905	4.8%	ETF
MDYV SPDR S&P 400 Mid Cap Value ETF	$16,792,314	$16,629,446 ▲	10,210.4%	220,951	4.6%	ETF
CORP PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund	$11,952,894	$11,952,894 ▲	New Holding	124,444	3.3%	ETF
SCHR Schwab Intermediate-Term U.S. Treasury ETF	$11,808,775	$11,769,780 ▲	30,183.0%	240,750	3.3%	ETF
XLY Consumer Discretionary Select Sector SPDR Fund	$10,209,206	$10,207,367 ▲	555,080.0%	55,518	2.8%	Finance
SLYV SPDR S&P 600 Small CapValue ETF	$10,056,130	$9,959,885 ▲	10,348.4%	121,202	2.8%	ETF
MSFT Microsoft	$8,262,059	$1,424,551 ▲	20.8%	19,638	2.3%	Computer and Technology
JPST JPMorgan Ultra-Short Income ETF	$5,481,394	$41,621 ▲	0.8%	108,650	1.5%	ETF
AAPL Apple	$3,303,177	$3,773 ▲	0.1%	19,263	0.9%	Computer and Technology
FLRN SPDR Bloomberg Barclays Investment Grade Floating Rate ETF	$2,490,858	$20,738,683 ▼	-89.3%	80,793	0.7%	ETF
SCHA Schwab US Small-Cap ETF	$2,044,334	$119,111 ▲	6.2%	41,518	0.6%	ETF
SPYV SPDR Portfolio S&P 500 Value ETF	$1,925,239	$3,457 ▲	0.2%	38,428	0.5%	ETF
EWW iShares MSCI Mexico ETF	$1,801,714	$832 ▼	0.0%	25,995	0.5%	ETF
SMCI Super Micro Computer	$1,612,008	$1,610,998 ▼	-50.0%	1,596	0.4%	Computer and Technology
BKLN Invesco Senior Loan ETF	$1,602,580	$31,662 ▲	2.0%	75,772	0.4%	ETF
MINT PIMCO Enhanced Short Maturity Exchange-Traded Fund	$1,591,348		0.0%	15,828	0.4%	ETF
HON Honeywell International	$1,585,351		0.0%	7,724	0.4%	Multi-Sector Conglomerates
IEUR iShares Core MSCI Europe ETF	$1,517,685	$810 ▼	-0.1%	26,235	0.4%	ETF
AMZN Amazon.com	$1,515,012	$132,399 ▲	9.6%	8,399	0.4%	Retail/Wholesale
SPYG SPDR Portfolio S&P 500 Growth ETF	$1,342,610	$18,572,040 ▼	-93.3%	18,354	0.4%	ETF
XLE Energy Select Sector SPDR Fund	$1,324,667	$28,779,479 ▼	-95.6%	14,031	0.4%	ETF
EWZ iShares MSCI Brazil ETF	$1,216,687	$28,042,124 ▼	-95.8%	37,529	0.3%	ETF
ICSH BlackRock Ultra Short-Term Bond ETF	$1,080,533	$9,505 ▲	0.9%	21,371	0.3%	ETF
COST Costco Wholesale	$1,078,688	$17,587 ▲	1.7%	1,472	0.3%	Retail/Wholesale
EWG iShares MSCI Germany ETF	$1,074,008	$156,178 ▼	-12.7%	33,827	0.3%	ETF
HD Home Depot	$1,060,424	$785,727 ▲	286.0%	2,764	0.3%	Retail/Wholesale
HYMB SPDR Nuveen Bloomberg High Yield Municipal Bond ETF	$983,028	$97,622 ▼	-9.0%	38,265	0.3%	ETF
SCHX Schwab US Large-Cap ETF	$963,792	$31,976,298 ▼	-97.1%	15,530	0.3%	ETF
UPS United Parcel Service	$896,944	$149 ▲	0.0%	6,035	0.2%	Transportation
VOO Vanguard S&P 500 ETF	$881,109	$294,664 ▲	50.2%	1,833	0.2%	ETF
NVDA NVIDIA	$847,004	$242,259 ▲	40.1%	937	0.2%	Computer and Technology
SBUX Starbucks	$815,777	$2,376 ▲	0.3%	8,926	0.2%	Retail/Wholesale
BRK.B Berkshire Hathaway	$693,858	$2,944 ▲	0.4%	1,650	0.2%	Finance
GOOG Alphabet	$669,183	$70,649 ▲	11.8%	4,395	0.2%	Computer and Technology
OKE ONEOK	$667,815	$486,471 ▲	268.3%	8,330	0.2%	Oils/Energy
NVO Novo Nordisk A/S	$649,062	$12,840 ▲	2.0%	5,055	0.2%	Medical
VMI Valmont Industries	$639,184		0.0%	2,800	0.2%	Industrial Products
MPC Marathon Petroleum	$589,791	$531,960 ▲	919.9%	2,927	0.2%	Oils/Energy
WAFD WaFd	$551,570		0.0%	19,000	0.2%	Finance
GWW W.W. Grainger	$539,169	$508,650 ▲	1,666.7%	530	0.1%	Industrial Products
NSC Norfolk Southern	$509,740	$509,740 ▲	New Holding	2,000	0.1%	Transportation
ONEQ Fidelity NASDAQ Composite Index ETF	$502,821	$260,941 ▲	107.9%	7,808	0.1%	ETF
JNJ Johnson & Johnson	$494,819	$15,819 ▲	3.3%	3,128	0.1%	Medical
ITOT iShares Core S&P Total U.S. Stock Market ETF	$468,267	$115 ▼	0.0%	4,061	0.1%	ETF
TRV Travelers Companies	$466,494	$460,280 ▲	7,407.4%	2,027	0.1%	Finance
PEP PepsiCo	$374,035	$6,826 ▼	-1.8%	2,137	0.1%	Consumer Staples
BAC Bank of America	$364,101	$266,155 ▲	271.7%	9,602	0.1%	Finance
TKR Timken	$349,720	$349,720 ▲	New Holding	4,000	0.1%	Industrial Products
DIS Walt Disney	$339,454		0.0%	2,774	0.1%	Consumer Discretionary
BANR Banner	$335,616		0.0%	6,992	0.1%	Finance
TEL TE Connectivity	$301,373	$301,373 ▲	New Holding	2,075	0.1%	Computer and Technology
ABT Abbott Laboratories	$298,358	$243,233 ▲	441.2%	2,625	0.1%	Medical
BA Boeing	$290,921	$164,669 ▼	-36.1%	1,507	0.1%	Aerospace
ENB Enbridge	$282,711		0.0%	7,814	0.1%	Oils/Energy
WMT Walmart	$282,619	$248,984 ▲	740.3%	4,697	0.1%	Retail/Wholesale
VO Vanguard Mid-Cap ETF	$281,829	$999 ▲	0.4%	1,128	0.1%	ETF
SCHF Schwab International Equity ETF	$276,577	$99,892 ▲	56.5%	7,088	0.1%	ETF
STIP iShares 0-5 Year TIPS Bond ETF	$271,942		0.0%	2,735	0.1%	ETF
XOM Exxon Mobil	$259,315	$174,000 ▲	204.0%	2,231	0.1%	Oils/Energy
WFC Wells Fargo & Company	$244,881	$197,064 ▲	412.1%	4,225	0.1%	Finance
PG Procter & Gamble	$228,605	$324 ▲	0.1%	1,409	0.1%	Consumer Staples
JPM JPMorgan Chase & Co.	$214,121	$601 ▼	-0.3%	1,069	0.1%	Finance
LLY Eli Lilly and Company	$206,160	$27,229 ▼	-11.7%	265	0.1%	Medical
ALK Alaska Air Group	$203,718		0.0%	4,739	0.1%	Transportation
BALL Ball	$202,080	$202,080 ▲	New Holding	3,000	0.1%	Industrial Products
TSLA Tesla	$199,698	$10,372 ▼	-4.9%	1,136	0.1%	Auto/Tires/Trucks
RTX RTX	$198,445	$18,626 ▼	-8.6%	2,035	0.1%	Aerospace
TGT Target	$196,704	$177,211 ▲	909.1%	1,110	0.1%	Retail/Wholesale
GOOGL Alphabet	$187,456	$19,923 ▲	11.9%	1,242	0.1%	Computer and Technology
PSK SPDR ICE Preferred Securities ETF	$186,311		0.0%	5,343	0.1%	ETF
SCHC Schwab International Small-Cap Equity ETF	$184,979	$124,226 ▲	204.5%	5,167	0.1%	ETF
MLPA Global X MLP ETF	$180,874	$180,874 ▲	New Holding	3,751	0.0%	ETF
DECK Deckers Outdoor	$176,016		0.0%	187	0.0%	Retail/Wholesale
DUK Duke Energy	$174,949		0.0%	1,809	0.0%	Utilities
ADX Adams Diversified Equity Fund	$173,162	$173,162 ▲	New Holding	8,871	0.0%	Finance
RSPD Invesco S&P 500 Equal Weight Consumer Discretionary ETF	$166,367	$459 ▲	0.3%	3,261	0.0%	ETF
CSCO Cisco Systems	$164,654	$18,966 ▲	13.0%	3,299	0.0%	Computer and Technology
NUE Nucor	$158,320		0.0%	800	0.0%	Basic Materials
PANW Palo Alto Networks	$156,272		0.0%	550	0.0%	Computer and Technology
CAT Caterpillar	$155,341	$733 ▲	0.5%	424	0.0%	Industrial Products
WM Waste Management	$149,419		0.0%	701	0.0%	Business Services
UBER Uber Technologies	$147,051		0.0%	1,910	0.0%	Computer and Technology
RSPN Invesco S&P 500 Equal Weight Industrials ETF	$139,301	$334 ▲	0.2%	2,920	0.0%	ETF
RRC Range Resources	$137,720	$137,720 ▲	New Holding	4,000	0.0%	Oils/Energy
ORCL Oracle	$137,669	$125,610 ▲	1,041.7%	1,096	0.0%	Computer and Technology
UNH UnitedHealth Group	$134,559	$16,820 ▲	14.3%	272	0.0%	Medical
MU Micron Technology	$132,627		0.0%	1,125	0.0%	Computer and Technology
XYL Xylem	$129,240	$129,240 ▲	New Holding	1,000	0.0%	Industrial Products
QCOM QUALCOMM	$125,737	$8,461 ▲	7.2%	743	0.0%	Computer and Technology
FM iShares Frontier and Select EM ETF	$125,201	$125,201 ▲	New Holding	4,370	0.0%	ETF
BUNGE GLOBAL SA	$123,024	$102,520 ▲	500.0%	1,200	0.0%	COM SHS
CCB Coastal Financial	$120,497	$35,177 ▼	-22.6%	3,100	0.0%	Finance
VTI Vanguard Total Stock Market ETF	$116,436	$260 ▼	-0.2%	448	0.0%	ETF

Showing largest 100 holdings. View all holdings.

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Tradewinds Capital Management, LLC Top Holdings and 13F Report (2024)

About Tradewinds Capital Management, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Tradewinds Capital Management, LLC Top Holdings and 13F Report (2024)

About Tradewinds Capital Management, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofTradewinds Capital Management, LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information