Tradewinds Capital Management, LLC Top Holdings and 13F Report (2026) About Tradewinds Capital Management, LLCInvestment ActivityTradewinds Capital Management, LLC has $577.86 million in total holdings as of September 30, 2026.Tradewinds Capital Management, LLC owns shares of 707 different stocks, but just 18 companies or ETFs make up 80% of its holdings.Approximately 38.36% of the portfolio was purchased this quarter.About 35.89% of the portfolio was sold this quarter.This quarter, Tradewinds Capital Management, LLC has purchased 714 new stocks and bought additional shares in 163 stocks.Tradewinds Capital Management, LLC sold shares of 91 stocks and completely divested from 71 stocks this quarter.Largest Holdings iShares MSCI South Korea ETF $52,852,675iShares GSCI Commodity Dynamic Roll Strategy ETF $43,023,780iShares MSCI Singapore ETF $39,635,543Global X MLP ETF $39,551,890JPMorgan BetaBuilders Canada ETF $37,391,013 Largest New Holdings this Quarter 37954Y343 - Global X MLP ETF $39,551,890 Holding30233Q108 - EXXONMOBIL HOLDINGS CORP $2,203,025 Holding30609A109 - ONEOK INC NEW $521,682 Holding25239Y196 - DFA INVT DIMENSIONS GROUP IN $133,735 Holding87305R109 - TTM Technologies $81,935 Holding Largest Purchases this Quarter Global X MLP ETF 742,898 shares (about $39.55M)iShares MSCI Singapore ETF 1,186,669 shares (about $39.47M)iShares MSCI Spain ETF 605,320 shares (about $35.83M)Technology Select Sector SPDR Fund 145,039 shares (about $28.39M)iShares MSCI Italy ETF 445,902 shares (about $26.18M) Largest Sales this Quarter iShares Global Clean Energy ETF 1,892,489 shares (about $32.17M)abrdn Physical Silver Shares ETF 555,423 shares (about $31.83M)SPDR S&P Global Natural Resources ETF 383,605 shares (about $28.38M)Franklin FTSE United Kingdom ETF 783,845 shares (about $28.10M)SPDR Portfolio Emerging Markets ETF 373,359 shares (about $19.32M) Sector Allocation Over TimeMap of 500 Largest Holdings ofTradewinds Capital Management, LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorEWYiShares MSCI South Korea ETF$52,852,675$8,323,072 ▲18.7%289,1609.1%ETFCOMTiShares GSCI Commodity Dynamic Roll Strategy ETF$43,023,780$2,141,456 ▼-4.7%1,167,2217.4%ETFEWSiShares MSCI Singapore ETF$39,635,543$39,468,611 ▲23,643.5%1,191,6886.9%ETFMLPAGlobal X MLP ETF$39,551,890$39,551,890 ▲New Holding742,8986.8%ETFBBCAJPMorgan BetaBuilders Canada ETF$37,391,013$1,485,829 ▼-3.8%372,5696.5%ETFEWPiShares MSCI Spain ETF$36,092,524$35,834,945 ▲13,912.2%609,6716.2%ETFXLEEnergy Select Sector SPDR Fund$29,738,276$19,187,209 ▼-39.2%483,5495.1%ETFXLKTechnology Select Sector SPDR Fund$29,172,427$28,391,384 ▲3,635.1%149,0295.0%ETFEWIiShares MSCI Italy ETF$26,185,882$26,183,357 ▲1,036,981.4%445,9454.5%ETFICVTiShares Convertible Bond ETF$21,969,069$577,325 ▼-2.6%194,5283.8%ETFVUSBVanguard Ultra-Short Bond ETF$21,606,856$21,367,877 ▲8,941.3%436,0623.7%ETFXLIIndustrial Select Sector SPDR Fund$17,942,168$6,761,855 ▼-27.4%107,4513.1%ETFSCHXSchwab US Large-Cap ETF$14,395,650$774,840 ▲5.7%479,8552.5%ETFSPSBSPDR Portfolio Short Term Corporate Bond ETF$14,392,065$11,437,801 ▲387.2%486,3832.5%ETFMSFTMicrosoft$13,768,992$88,220 ▲0.6%26,8452.4%TechnologyHYMBSPDR Nuveen ICE High Yield Municipal Bond ETF$13,313,147$9,973,366 ▼-42.8%567,2412.3%ETFJPSTJPMorgan Ultra-Short Income ETF$7,717,470$627,004 ▼-7.5%153,2161.3%ETFSCHFSchwab International Equity ETF$7,565,760$762,732 ▲11.2%275,4191.3%ETFAAPLApple$5,749,451$96,240 ▲1.7%17,2651.0%TechnologySPMDSPDR Portfolio S&P 400 Mid Cap ETF$5,285,968$375,718 ▲7.7%83,8510.9%ETFMUMicron Technology$4,939,981$466,518 ▲10.4%4,6380.9%TechnologySCHASchwab US Small-Cap ETF$4,649,824$187,199 ▲4.2%142,5010.8%ETFSPBOSPDR Portfolio Corporate Bond ETF$4,059,997$673,560 ▲19.9%147,6900.7%ETFAMZNAmazon.com$3,480,875$257,123 ▲8.0%13,9710.6%Consumer DiscretionarySCHCSchwab International Small-Cap Equity ETF$3,350,238$433,584 ▲14.9%67,3550.6%ETFJNJJohnson & Johnson$2,988,386$3,971 ▲0.1%11,2880.5%HealthcareNVDANVIDIA$2,715,539$35,629 ▲1.3%11,8900.5%TechnologyBKLNInvesco Senior Loan ETF$2,396,396$31,871 ▲1.3%117,2980.4%ETFGOOGAlphabet$2,318,923$341 ▲0.0%6,8060.4%Communication ServicesSPYGSPDR Portfolio S&P 500 Growth ETF$2,294,222$6,400 ▼-0.3%18,6400.4%ETFEXXONMOBIL HOLDINGS CORP$2,203,025$2,203,025 ▲New Holding13,5360.4%COM SHSCOSTCostco Wholesale$2,141,414$964,183 ▲81.9%2,3520.4%Consumer StaplesSPYVSPDR Portfolio S&P 500 Value ETF$2,095,427$3,362 ▲0.2%34,2780.4%ETFVOOVanguard S&P 500 ETF$1,918,962$135,967 ▼-6.6%2,7380.3%ETFQQQInvesco QQQ$1,900,4700.0%2,5690.3%ETFIEURiShares Core MSCI Europe ETF$1,657,5410.0%22,4900.3%ETFBRK.ABerkshire Hathaway$1,494,0100.0%20.3%FinanceFLRNSPDR Bloomberg Investment Grade Floating Rate ETF$1,340,162$15,821 ▼-1.2%43,4550.2%ETFSPEMSPDR Portfolio Emerging Markets ETF$1,326,754$19,324,915 ▼-93.6%25,6330.2%ETFVMIValmont Industries$1,296,3440.0%2,8000.2%IndustrialsEWGiShares MSCI Germany ETF$1,293,4990.0%31,3120.2%ETFICSHiShares Ultra Short-Term Bond Active ETF$1,209,247$12,096 ▲1.0%23,9930.2%ETFONEQFidelity NASDAQ Composite Index ETF$1,150,457$847 ▲0.1%10,8700.2%ETFBRK.BBerkshire Hathaway$1,139,8080.0%2,2890.2%FinanceGOOGLAlphabet$1,014,477$163,803 ▲19.3%2,9480.2%Communication ServicesPCARPACCAR$978,627$843,670 ▲625.1%8,9120.2%IndustrialsSBUXStarbucks$869,304$94 ▲0.0%9,2520.2%Consumer DiscretionaryABTAbbott Laboratories$852,508$4,250 ▲0.5%8,6260.1%HealthcareEWWiShares MSCI Mexico ETF$829,4790.0%11,6680.1%ETFBANRBanner$802,563$334,117 ▲71.3%11,9790.1%FinanceABBVAbbVie$790,0020.0%3,0200.1%HealthcareHONEYWELL INTL INC$725,634$211 ▼0.0%3,4400.1%COMPGProcter & Gamble$664,520$436 ▲0.1%4,5740.1%Consumer StaplesJPMJPMorgan Chase & Co.$652,066$49,625 ▲8.2%1,9710.1%FinanceSUPER MICRO COMPUTER INC$645,5390.0%15,7180.1%COM NEWSCHGSchwab U.S. Large-Cap Growth ETF$644,836$10,348 ▼-1.6%17,9470.1%ETFITOTiShares Core S&P Total U.S. Stock Market ETF$639,6800.0%3,8470.1%ETFBANK OF NY MELLON CORP$627,5500.0%4,3390.1%COMGWWW.W. Grainger$622,8800.0%5000.1%IndustrialsBACBank of America$608,452$54 ▲0.0%11,1790.1%FinanceXELXcel Energy$596,8960.0%8,4690.1%UtilitiesWFCWells Fargo & Company$589,2760.0%7,3610.1%FinanceWAFDWaFd$568,6700.0%19,0000.1%FinanceUPSUnited Parcel Service$560,6400.0%6,0000.1%IndustrialsTRVTravelers Companies$546,1740.0%1,5320.1%FinanceVOVanguard Mid-Cap ETF$537,889$12,312 ▼-2.2%6,8590.1%ETFIVViShares Core S&P 500 ETF$532,018$1,531 ▲0.3%6950.1%ETFONEOK INC NEW$521,682$521,682 ▲New Holding6,1180.1%COMWALMART INC$487,074$1,039 ▲0.2%4,6870.1%COMUNPUnion Pacific$483,8480.0%1,7780.1%IndustrialsEWZiShares MSCI Brazil ETF$482,7230.0%12,9590.1%ETFGLWCorning$468,982$3,998 ▼-0.8%3,0500.1%TechnologySPMOInvesco S&P 500 Momentum ETF$468,686$54,266 ▲13.1%3,0920.1%ETFTE CONNECTIVITY PLC$468,387$4,855 ▲1.0%2,2190.1%ORD SHSPANWPalo Alto Networks$448,166$16,290 ▼-3.5%1,1280.1%TechnologyCATCaterpillar$428,469$25,156 ▼-5.5%5280.1%IndustrialsMCDMcDonald's$408,0710.0%1,7670.1%Consumer DiscretionaryINTCIntel$402,567$7,575 ▲1.9%3,3480.1%TechnologyENBEnbridge$393,492$2,325 ▲0.6%8,4640.1%EnergyCSCOCisco Systems$366,9110.0%3,4090.1%TechnologyHONEYWELL AEROSPACE INC$348,993$184,105 ▼-34.5%2,2520.1%COMENSEnersys$343,752$207,389 ▲152.1%1,8730.1%IndustrialsBABoeing$332,553$930 ▲0.3%1,7870.1%IndustrialsVVVanguard Large-Cap ETF$332,4990.0%9450.1%ETFNSCNorfolk Southern$325,3770.0%1,0530.1%IndustrialsGNRSPDR S&P Global Natural Resources ETF$313,070$28,377,887 ▼-98.9%4,2320.1%ETFLLYEli Lilly and Company$305,470$3,471 ▲1.1%2640.1%HealthcareVICRVicor$300,4980.0%1,0400.1%IndustrialsDEDeere & Company$292,1800.0%4350.1%IndustrialsVTIVanguard Total Stock Market ETF$282,993$20,588 ▲7.8%7560.0%ETFDISWalt Disney$274,628$3,881 ▲1.4%2,6180.0%Communication ServicesSTIPiShares 0-5 Year TIPS Bond ETF$272,6800.0%2,7350.0%ETFPEPPepsiCo$271,291$2,408 ▲0.9%2,1410.0%Consumer StaplesCVXChevron$263,987$14,496 ▲5.8%1,2930.0%EnergySPYSPDR S&P 500 ETF Trust$251,058$4,579 ▲1.9%3290.0%ETFRTXRTX$240,7340.0%1,2970.0%IndustrialsTSLATesla$240,207$4,613 ▼-1.9%6770.0%Consumer DiscretionaryMETAMeta Platforms$237,860$5,801 ▼-2.4%3280.0%Communication ServicesSIVRabrdn Physical Silver Shares ETF$232,450$31,831,380 ▼-99.3%4,0560.0%ETFAMATApplied Materials$232,220$7,161 ▼-3.0%4540.0%TechnologyShowing largest 100 holdings. View all holdings. More Institutional Buying and Selling Information SEC Filings and Trading Data SEC Filings 13F Filings Top 13F Buys Top 13F Sells Unlock superior investment research and tools. Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools and reports. Get MarketBeat All Access MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In Email Me a Login Link or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
