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First Trust Specialty Finance and Financial Opportunities Fund (FGB) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$9.58M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$3.96M
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FGB Institutional Buying and Selling by Quarter

First Trust Specialty Finance and Financial Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/15/2025 Quarry LP56,895$245K0.1%+178.8%0.000%
5/14/2025 North Ground Capital96,932$382K0.4%-46.0%0.000%
5/14/2025 Compound Planning Inc.132,443$570K0.0%+15.3%0.000%
5/13/2025 Sit Investment Associates Inc.1,145,200$4.92M0.1%+13.3%0.000%
5/9/2025 Atria Wealth Solutions Inc.11,000$47K0.0%N/A0.000%
5/7/2025 LPL Financial LLC1,039,701$4.47M0.0%-2.6%0.000%
5/6/2025 SYM FINANCIAL Corp59,171$254K0.0%-4.9%0.000%
4/29/2025 Absolute Investment Advisers LLC147,697$635K0.1%+181.3%0.000%
4/21/2025 L.M. Kohn & Company11,800$51K0.0%N/A0.000%
4/9/2025 NBC Securities Inc.72,081$309K0.0%+1,201,250.0%0.000%
2/18/2025 CSS LLC IL58,141$245K0.0%+357.9%0.000%
2/17/2025 Saba Capital Management L.P.699,009$2.94M0.1%-6.5%0.000%
2/17/2025 Citadel Advisors LLC23,500$99K0.0%N/A0.000%
2/17/2025 CF Capital LLC179,500$756K0.8%N/A0.000%
2/17/2025 Almitas Capital LLC213,162$897K0.2%+18.8%0.000%
2/14/2025 Quarry LP20,407$86K0.0%N/A0.000%
2/14/2025 Two Sigma Securities LLC19,854$84K0.0%N/A0.000%
2/14/2025 Shaker Financial Services LLC31,134$131K0.1%-25.0%0.000%
2/13/2025 Raymond James Financial Inc.72,855$307K0.0%N/A0.000%
2/13/2025 Sit Investment Associates Inc.1,010,916$4.26M0.1%+255.1%0.000%
2/13/2025 Wells Fargo & Company MN81,175$342K0.0%+64.9%0.000%
2/11/2025 Virtu Financial LLC10,220$43K0.0%N/A0.000%
2/6/2025 Raymond James Financial Inc.72,855$307K0.0%N/A0.000%
2/3/2025 Private Advisor Group LLC20,958$88K0.0%-83.5%0.000%
2/3/2025 Good Life Advisors LLC42,631$179K0.0%-60.2%0.000%
1/24/2025 Absolute Investment Advisers LLC52,512$221K0.0%N/A0.000%
1/24/2025 SYM FINANCIAL Corp62,248$262K0.0%+48.2%0.000%
1/21/2025 Flagship Harbor Advisors LLC104,374$439K0.0%-5.9%0.000%
1/17/2025 Atomi Financial Group Inc.114,888$484K0.0%+6.4%0.000%
12/3/2024 Rivernorth Capital Management LLC393,429$1.60M0.1%+86.3%0.000%
11/15/2024 Jane Street Group LLC11,687$48K0.0%N/A0.000%
11/15/2024 Rivernorth Capital Management LLC384,102$1.56M0.1%+81.8%0.000%
11/14/2024 L.M. Kohn & Company11,800$48K0.0%N/A0.000%
10/31/2024 Shaker Financial Services LLC41,538$169K0.1%+212.2%0.000%
10/24/2024 Consolidated Portfolio Review Corp144,443$588K0.1%-33.8%0.000%
10/22/2024 Private Advisor Group LLC126,958$517K0.0%-25.7%0.000%
10/16/2024 Good Life Advisors LLC107,026$436K0.0%+102.8%0.000%
10/8/2024 Atomi Financial Group Inc.107,998$440K0.0%+13.0%0.000%
8/5/2024 Private Advisor Group LLC170,958$665K0.0%-49.3%0.000%
8/3/2024 Shaker Financial Services LLC13,304$52K0.0%N/A0.000%
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8/1/2024 Consolidated Portfolio Review Corp218,118$848K0.2%-61.5%0.000%
7/31/2024 Commonwealth Equity Services LLC173,378$674K0.0%+9.3%0.000%
7/26/2024 Atomi Financial Group Inc.95,590$372K0.0%N/A0.000%
5/24/2024Cetera Advisors LLC13,290$50K0.0%-65.2%0.000%
5/20/2024 Virtu Financial LLC13,892$52K0.0%N/A0.000%
5/15/2024 Alpine Global Management LLC100,000$377K0.1%+11.9%0.000%
5/6/2024 SYM FINANCIAL Corp41,994$158K0.0%-12.6%0.000%
5/4/2024 Csenge Advisory Group31,770$120K0.0%-13.2%0.000%
5/1/2024 Matisse Capital205,217$774K0.4%-17.3%0.000%
4/30/2024 Private Advisor Group LLC337,075$1.27M0.0%+26.0%0.000%
4/30/2024 Consolidated Portfolio Review Corp566,162$2.13M0.6%-1.7%0.000%
4/30/2024 Hartline Investment Corp12,281$46K0.0%N/A0.000%
4/30/2024 Commonwealth Equity Services LLC158,660$598K0.0%+7.1%0.000%
4/24/2024 Blue Bell Private Wealth Management LLC9,087$34K0.0%+147.9%0.000%
4/22/2024 PFG Investments LLC554,102$2.09M0.1%N/A0.000%
2/9/2024 L.M. Kohn & Company11,800$42K0.0%N/A0.000%
2/8/2024 Matisse Capital248,189$889K0.5%+2.3%0.000%
2/7/2024 Shaker Financial Services LLC121,027$433K0.2%-56.3%0.000%
2/6/2024 Private Advisor Group LLC267,525$958K0.0%+41.4%0.000%
2/6/2024 SYM FINANCIAL Corp48,062$172K0.0%-43.1%0.000%
1/30/2024 Bay Colony Advisory Group Inc d b a Bay Colony Advisors44,650$160K0.0%-9.6%0.000%
1/29/2024 Consolidated Portfolio Review Corp575,664$2.06M0.5%-6.4%0.000%
1/16/2024Raymond James Financial Services Advisors Inc.142,249$509K0.0%-18.6%0.000%
1/10/2024 Quad Cities Investment Group LLC11,971$43K0.0%-37.7%0.000%
11/21/2023 Almitas Capital LLC12,134$41K0.0%N/A0.000%
11/14/2023 Alpine Global Management LLC89,346$301K0.1%+19.1%0.000%
11/13/2023 Bay Colony Advisory Group Inc d b a Bay Colony Advisors49,412$167K0.0%+45.3%0.000%
11/13/2023 Consolidated Portfolio Review Corp614,792$2.07M0.5%+0.6%0.000%
11/8/2023 Atria Wealth Solutions Inc.15,900$54K0.0%N/A0.000%
11/8/2023 Landscape Capital Management L.L.C.18,398$62K0.0%N/A0.000%
11/3/2023 Private Advisor Group LLC189,175$638K0.0%+74.4%0.000%
11/2/2023 Shaker Financial Services LLC276,825$933K0.4%+118.6%0.000%
11/1/2023 Csenge Advisory Group44,871$151K0.0%-32.7%0.000%
10/24/2023Raymond James Financial Services Advisors Inc.174,854$589K0.0%-6.7%0.000%
10/17/2023 Flagship Harbor Advisors LLC114,079$384K0.0%-8.4%0.000%
10/13/2023 Matisse Capital242,712$818K0.6%N/A0.000%
10/12/2023 IFP Advisors Inc8,518$29K0.0%-44.0%0.000%
10/5/2023 Quad Cities Investment Group LLC19,223$65K0.0%-31.7%0.000%
8/10/2023 Private Advisor Group LLC108,475$368K0.0%+601.0%0.000%
8/7/2023 Shaker Financial Services LLC126,660$413K0.2%-52.1%0.000%
7/31/2023 LPL Financial LLC628,980$2.05M0.0%+3.1%0.000%
7/20/2023 Csenge Advisory Group66,690$217K0.0%-7.7%0.000%
7/17/2023Silverhawk Asset Management LLC16,551$54K0.0%-29.0%0.000%
7/11/2023 Flagship Harbor Advisors LLC124,579$406K0.0%-11.1%0.000%
5/11/2023 Consolidated Portfolio Review Corp508,842$1.60M0.4%N/A0.000%
5/10/2023 Landscape Capital Management L.L.C.11,459$36K0.0%N/A0.000%
5/9/2023BDO Wealth Advisors LLC17,624$55K0.0%-38.5%0.000%
5/8/2023 Shaker Financial Services LLC264,448$830K0.4%+155.4%0.000%
5/1/2023 Csenge Advisory Group72,261$227K0.0%-4.6%0.000%
4/14/2023Raymond James Financial Services Advisors Inc.188,620$592K0.0%-2.5%0.000%
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2/8/2023Raymond James Financial Services Advisors Inc.193,546$592K0.0%-34.0%0.000%
2/7/2023 Commonwealth Equity Services LLC161,735$494K0.0%-8.8%0.000%
2/7/2023 LPL Financial LLC576,460$1.76M0.0%+5.8%0.000%
2/3/2023 Shaker Financial Services LLC103,546$317K0.1%-48.5%0.000%
1/18/2023Silverhawk Asset Management LLC23,300$71K0.1%N/A0.000%
11/9/2022 Shaker Financial Services LLC201,051$575K0.3%+86.9%0.000%
11/2/2022 Landscape Capital Management L.L.C.15,711$45K0.0%+53.5%0.000%
10/25/2022 Nova R Wealth Inc.34,673$99K0.1%-25.7%0.000%
10/25/2022Raymond James Financial Services Advisors Inc.293,279$839K0.0%-1.6%0.000%
10/13/2022 Flagship Harbor Advisors LLC143,004$409K0.0%-5.3%0.000%
(Data available from 1/1/2016 forward)

FGB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FGB shares?

During the previous two years, 41 institutional investors and hedge funds held shares of First Trust Specialty Finance and Financial Opportunities Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($4.92M), LPL Financial LLC ($4.47M), Saba Capital Management L.P. ($2.94M), PFG Investments LLC ($2.09M), Rivernorth Capital Management LLC ($1.60M), Almitas Capital LLC ($897K), and Matisse Capital ($774K).Learn more on FGB's institutional investors.

Which institutional investors have been buying First Trust Specialty Finance and Financial Opportunities Fund stock?

Of the 32 institutional investors that purchased First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($860.50K), PFG Investments LLC ($554.10K), Rivernorth Capital Management LLC ($355.09K), Private Advisor Group LLC ($321.60K), Matisse Capital ($248.19K), Shaker Financial Services LLC ($191.70K), and CF Capital LLC ($179.50K).

How much institutional buying is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have bought a total of 3,728,941 shares in the last 24 months. This purchase volume represents approximately $14.70M in transactions.

Which First Trust Specialty Finance and Financial Opportunities Fund major shareholders have been selling company stock?

Of the 17 institutional investors that sold First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Consolidated Portfolio Review Corp ($470.35K), Private Advisor Group LLC ($316.12K), Shaker Financial Services LLC ($303.99K), North Ground Capital ($82.57K), Good Life Advisors LLC ($64.40K), Saba Capital Management L.P. ($48.93K), and SYM FINANCIAL Corp ($45.62K).

How much institutional selling is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have sold a total of 1,571,701 shares in the last 24 months. This volume of shares sold represents approximately $6.03M in transactions.


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This page (NYSE:FGB) was last updated on 6/13/2025 by MarketBeat.com Staff
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