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First Trust Specialty Finance and Financial Opportunities Fund (FGB) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Number of
Institutional Buyers
(last 12 months)
21
Total
Institutional Inflows
(last 12 months)
$9.10M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$1.96M
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FGB Institutional Buying and Selling by Quarter

First Trust Specialty Finance and Financial Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/15/2025Quarry LP56,895$245K0.1%+178.8%0.000%
5/14/2025North Ground Capital96,932$382K0.4%-46.0%0.000%
5/14/2025Compound Planning Inc.132,443$570K0.0%+15.3%0.000%
5/13/2025Sit Investment Associates Inc.1,145,200$4.92M0.1%+13.3%0.000%
5/9/2025 Atria Wealth Solutions Inc.11,000$47K0.0%N/A0.000%
5/7/2025LPL Financial LLC1,039,701$4.47M0.0%-2.6%0.000%
5/6/2025 SYM FINANCIAL Corp59,171$254K0.0%-4.9%0.000%
4/29/2025 Absolute Investment Advisers LLC147,697$635K0.1%+181.3%0.000%
4/21/2025 L.M. Kohn & Company11,800$51K0.0%N/A0.000%
4/9/2025 NBC Securities Inc.72,081$309K0.0%+1,201,250.0%0.000%
2/18/2025CSS LLC IL58,141$245K0.0%+357.9%0.000%
2/17/2025Saba Capital Management L.P.699,009$2.94M0.1%-6.5%0.000%
2/17/2025Citadel Advisors LLC23,500$99K0.0%N/A0.000%
2/17/2025CF Capital LLC179,500$756K0.8%N/A0.000%
2/17/2025Almitas Capital LLC213,162$897K0.2%+18.8%0.000%
2/14/2025Quarry LP20,407$86K0.0%N/A0.000%
2/14/2025Two Sigma Securities LLC19,854$84K0.0%N/A0.000%
2/14/2025 Shaker Financial Services LLC31,134$131K0.1%-25.0%0.000%
2/13/2025Raymond James Financial Inc.72,855$307K0.0%N/A0.000%
2/13/2025Sit Investment Associates Inc.1,010,916$4.26M0.1%+255.1%0.000%
2/13/2025Wells Fargo & Company MN81,175$342K0.0%+64.9%0.000%
2/11/2025Virtu Financial LLC10,220$43K0.0%N/A0.000%
2/6/2025Raymond James Financial Inc.72,855$307K0.0%N/A0.000%
2/3/2025Private Advisor Group LLC20,958$88K0.0%-83.5%0.000%
2/3/2025 Good Life Advisors LLC42,631$179K0.0%-60.2%0.000%
1/24/2025 Absolute Investment Advisers LLC52,512$221K0.0%N/A0.000%
1/24/2025 SYM FINANCIAL Corp62,248$262K0.0%+48.2%0.000%
1/21/2025 Flagship Harbor Advisors LLC104,374$439K0.0%-5.9%0.000%
1/17/2025Atomi Financial Group Inc.114,888$484K0.0%+6.4%0.000%
12/3/2024Rivernorth Capital Management LLC393,429$1.60M0.1%+86.3%0.000%
11/15/2024Jane Street Group LLC11,687$48K0.0%N/A0.000%
11/15/2024Rivernorth Capital Management LLC384,102$1.56M0.1%+81.8%0.000%
11/14/2024 L.M. Kohn & Company11,800$48K0.0%N/A0.000%
10/31/2024 Shaker Financial Services LLC41,538$169K0.1%+212.2%0.000%
10/24/2024 Consolidated Portfolio Review Corp144,443$588K0.1%-33.8%0.000%
10/22/2024Private Advisor Group LLC126,958$517K0.0%-25.7%0.000%
10/16/2024 Good Life Advisors LLC107,026$436K0.0%+102.8%0.000%
10/8/2024Atomi Financial Group Inc.107,998$440K0.0%+13.0%0.000%
8/5/2024Private Advisor Group LLC170,958$665K0.0%-49.3%0.000%
8/3/2024 Shaker Financial Services LLC13,304$52K0.0%N/A0.000%
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8/1/2024 Consolidated Portfolio Review Corp218,118$848K0.2%-61.5%0.000%
7/31/2024 Commonwealth Equity Services LLC173,378$674K0.0%+9.3%0.000%
7/26/2024Atomi Financial Group Inc.95,590$372K0.0%N/A0.000%
5/24/2024Cetera Advisors LLC13,290$50K0.0%-65.2%0.000%
5/20/2024Virtu Financial LLC13,892$52K0.0%N/A0.000%
5/15/2024Alpine Global Management LLC100,000$377K0.1%+11.9%0.000%
5/6/2024 SYM FINANCIAL Corp41,994$158K0.0%-12.6%0.000%
5/4/2024 Csenge Advisory Group31,770$120K0.0%-13.2%0.000%
5/1/2024 Matisse Capital205,217$774K0.4%-17.3%0.000%
4/30/2024Private Advisor Group LLC337,075$1.27M0.0%+26.0%0.000%
4/30/2024 Consolidated Portfolio Review Corp566,162$2.13M0.6%-1.7%0.000%
4/30/2024 Hartline Investment Corp12,281$46K0.0%N/A0.000%
4/30/2024 Commonwealth Equity Services LLC158,660$598K0.0%+7.1%0.000%
4/24/2024Blue Bell Private Wealth Management LLC9,087$34K0.0%+147.9%0.000%
4/22/2024 PFG Investments LLC554,102$2.09M0.1%N/A0.000%
2/9/2024 L.M. Kohn & Company11,800$42K0.0%N/A0.000%
2/8/2024 Matisse Capital248,189$889K0.5%+2.3%0.000%
2/7/2024 Shaker Financial Services LLC121,027$433K0.2%-56.3%0.000%
2/6/2024Private Advisor Group LLC267,525$958K0.0%+41.4%0.000%
2/6/2024 SYM FINANCIAL Corp48,062$172K0.0%-43.1%0.000%
1/30/2024 Bay Colony Advisory Group Inc d b a Bay Colony Advisors44,650$160K0.0%-9.6%0.000%
1/29/2024 Consolidated Portfolio Review Corp575,664$2.06M0.5%-6.4%0.000%
1/16/2024Raymond James Financial Services Advisors Inc.142,249$509K0.0%-18.6%0.000%
1/10/2024 Quad Cities Investment Group LLC11,971$43K0.0%-37.7%0.000%
11/21/2023Almitas Capital LLC12,134$41K0.0%N/A0.000%
11/14/2023Alpine Global Management LLC89,346$301K0.1%+19.1%0.000%
11/13/2023 Bay Colony Advisory Group Inc d b a Bay Colony Advisors49,412$167K0.0%+45.3%0.000%
11/13/2023 Consolidated Portfolio Review Corp614,792$2.07M0.5%+0.6%0.000%
11/8/2023 Atria Wealth Solutions Inc.15,900$54K0.0%N/A0.000%
11/8/2023Landscape Capital Management L.L.C.18,398$62K0.0%N/A0.000%
11/3/2023Private Advisor Group LLC189,175$638K0.0%+74.4%0.000%
11/2/2023 Shaker Financial Services LLC276,825$933K0.4%+118.6%0.000%
11/1/2023 Csenge Advisory Group44,871$151K0.0%-32.7%0.000%
10/24/2023Raymond James Financial Services Advisors Inc.174,854$589K0.0%-6.7%0.000%
10/17/2023 Flagship Harbor Advisors LLC114,079$384K0.0%-8.4%0.000%
10/13/2023 Matisse Capital242,712$818K0.6%N/A0.000%
10/12/2023 IFP Advisors Inc8,518$29K0.0%-44.0%0.000%
10/5/2023 Quad Cities Investment Group LLC19,223$65K0.0%-31.7%0.000%
8/10/2023Private Advisor Group LLC108,475$368K0.0%+601.0%0.000%
8/7/2023 Shaker Financial Services LLC126,660$413K0.2%-52.1%0.000%
7/31/2023LPL Financial LLC628,980$2.05M0.0%+3.1%0.000%
7/20/2023 Csenge Advisory Group66,690$217K0.0%-7.7%0.000%
7/17/2023Silverhawk Asset Management LLC16,551$54K0.0%-29.0%0.000%
7/11/2023 Flagship Harbor Advisors LLC124,579$406K0.0%-11.1%0.000%
5/11/2023 Consolidated Portfolio Review Corp508,842$1.60M0.4%N/A0.000%
5/10/2023Landscape Capital Management L.L.C.11,459$36K0.0%N/A0.000%
5/9/2023BDO Wealth Advisors LLC17,624$55K0.0%-38.5%0.000%
5/8/2023 Shaker Financial Services LLC264,448$830K0.4%+155.4%0.000%
5/1/2023 Csenge Advisory Group72,261$227K0.0%-4.6%0.000%
4/14/2023Raymond James Financial Services Advisors Inc.188,620$592K0.0%-2.5%0.000%
The End of Elon Musk…? (Ad)

The End of Elon Musk? Don't make him laugh. Jeff Brown has been hearing this same tired story for years, and he's been proven right time and time again. And now, while the media focuses on Tesla's "demise," he's uncovered an AI breakthrough that's about to make Elon's doubters eat their words yet again. According to his research, if you listen to the media and miss out on Elon's newest breakthrough, it's going to cost you the fortune of a lifetime.

Click here to see why the "End of Elon" crowd is about to be wrong again.
2/8/2023Raymond James Financial Services Advisors Inc.193,546$592K0.0%-34.0%0.000%
2/7/2023 Commonwealth Equity Services LLC161,735$494K0.0%-8.8%0.000%
2/7/2023LPL Financial LLC576,460$1.76M0.0%+5.8%0.000%
2/3/2023 Shaker Financial Services LLC103,546$317K0.1%-48.5%0.000%
1/18/2023Silverhawk Asset Management LLC23,300$71K0.1%N/A0.000%
11/9/2022 Shaker Financial Services LLC201,051$575K0.3%+86.9%0.000%
11/2/2022Landscape Capital Management L.L.C.15,711$45K0.0%+53.5%0.000%
10/25/2022 Nova R Wealth Inc.34,673$99K0.1%-25.7%0.000%
10/25/2022Raymond James Financial Services Advisors Inc.293,279$839K0.0%-1.6%0.000%
10/13/2022 Flagship Harbor Advisors LLC143,004$409K0.0%-5.3%0.000%
(Data available from 1/1/2016 forward)

FGB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FGB shares?

During the previous two years, 40 institutional investors and hedge funds held shares of First Trust Specialty Finance and Financial Opportunities Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($4.92M), LPL Financial LLC ($4.47M), Saba Capital Management L.P. ($2.94M), PFG Investments LLC ($2.09M), Rivernorth Capital Management LLC ($1.60M), Almitas Capital LLC ($897K), and Matisse Capital ($774K).Learn more on First Trust Specialty Finance and Financial Opportunities Fund's institutional investors.

Which institutional investors have been buying First Trust Specialty Finance and Financial Opportunities Fund's stock?

Of the 31 institutional investors that purchased First Trust Specialty Finance and Financial Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($860.50K), PFG Investments LLC ($554.10K), Rivernorth Capital Management LLC ($355.09K), Matisse Capital ($248.19K), Private Advisor Group LLC ($228.60K), Shaker Financial Services LLC ($191.70K), and CF Capital LLC ($179.50K).

How much institutional buying is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have bought a total of 2,167,989 shares in the last 24 months. This purchase volume represents approximately $9.10M in transactions.

Which of First Trust Specialty Finance and Financial Opportunities Fund's major shareholders have been selling company stock?

Of the 9 institutional investors that sold First Trust Specialty Finance and Financial Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Private Advisor Group LLC ($150K), North Ground Capital ($82.57K), Consolidated Portfolio Review Corp ($73.68K), Good Life Advisors LLC ($64.40K), Saba Capital Management L.P. ($48.93K), LPL Financial LLC ($27.55K), and Shaker Financial Services LLC ($10.40K).

How much institutional selling is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have sold a total of 467,097 shares in the last 24 months. This volume of shares sold represents approximately $1.96M in transactions.


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This page (NYSE:FGB) was last updated on 8/12/2025 by MarketBeat.com Staff
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