| N Amer Tungsten (OTCMKTS:NATUF) | Non-Energy Minerals | Other Metals/Minerals | N/A | N/A |
| N Atl DRILLING/SH NEW (OTCMKTS:NADLQ) | Oils/Energy | Drilling oil & gas wells | N/A | N/A |
| N Brown Group (OTCMKTS:NBRNF) | Consumer Cyclical | Specialty Retail | N/A | N/A |
| N Brown Group (LON:BWNG) | Consumer Cyclical | Specialty Retail | Hold | GBX 200 |
| N4 Pharma (LON:N4P) | Medical | Drug Manufacturers - Major | Hold | GBX 12 |
| Nabors Industries (NYSE:NBR) | Oils/Energy | Drilling oil & gas wells | Buy | $8.5179 |
| Nabriva Therapeutics (NASDAQ:NBRV) | Medical | Pharmaceutical preparations | Buy | $11.60 |
| Nabtesco (OTCMKTS:NCTKF) | Transportation | Aircraft parts & equipment, not elsewhere classified | N/A | N/A |
| NABUfit Global (OTCMKTS:NBFT) | | | N/A | N/A |
| NACCO Industries (NYSE:NC) | Consumer Discretionary | Household appliances | N/A | N/A |
| Nagambie Resources (ASX:NAG) | Basic Materials | Gold | N/A | N/A |
| NAHL Group (LON:NAH) | Services | Marketing Services | N/A | GBX 257 |
| Naibu Global International (LON:NBU) | | | N/A | N/A |
| Naikun Wind Energy Group (CVE:NKW) | | | N/A | N/A |
| Nakama Group (LON:NAK) | Industrials | Staffing & Outsourcing Services | N/A | N/A |
| Naked Brand Group (NASDAQ:NAKD) | Consumer Discretionary | Mens' & boy's furnishings, work clothing, & allied garments | N/A | N/A |
| Nalco (NYSE:NLC) | | | N/A | N/A |
| Nam Tai Property (NYSE:NTP) | Finance | Real estate | N/A | N/A |
| Namaste Technologies (OTCMKTS:NXTTF) | Consumer Cyclical | Specialty Retail | N/A | N/A |
| Namibia Rare Earths (TSE:NRE) | | | N/A | N/A |
| Namibian Resources (LON:NBR) | | | N/A | N/A |
| Namibian Resources (LON:AAOG) | Energy | Oil & Gas Drilling | N/A | N/A |
| Namoi Cotton (ASX:NAM) | Consumer Defensive | Farm Products | N/A | N/A |
| NANO DIMENSION/S (NASDAQ:NNDM) | Computer and Technology | Printed circuit boards | Buy | $7.00 |
| Nano One Materials (CVE:NNO) | Basic Materials | Specialty Chemicals | N/A | N/A |
| Nanoco Group (LON:NANO) | Computer and Technology | Semiconductor Equipment & Materials | Buy | GBX 57.50 |
| Nanoflex Power (OTCMKTS:OPVS) | Oils/Energy | Semiconductors & related devices | N/A | N/A |
| Nanometrics (NASDAQ:NANO) | Computer and Technology | Measuring & controlling devices, not elsewhere classified | Buy | $32.6667 |
| Nanophase Technologies (OTCMKTS:NANX) | Industrial Products | Miscellaneous primary metal products | N/A | N/A |
| Nanosonics (ASX:NAN) | Medical | Medical Instruments & Supplies | N/A | N/A |
| Nanosphere (NASDAQ:NSPH) | | | N/A | N/A |
| NanoString Technologies (NASDAQ:NSTG) | Medical | Biological products, except diagnostic | Buy | $19.75 |
| Nanotech Security (CVE:NTS) | Industrials | Security & Protection Services | N/A | N/A |
| NanoVibronix (NASDAQ:NAOV) | Medical | Surgical appliances & supplies | N/A | N/A |
| NanoViricides (NYSEAMERICAN:NNVC) | Medical | Drug Manufacturers - Major | N/A | N/A |
| NanoXplore (CVE:GRA) | Basic Materials | Chemicals | Buy | C$2.65 |
| NantHealth (NASDAQ:NH) | Medical | Data processing & preparation | Buy | $4.75 |
| Nantkwest (NASDAQ:NK) | Medical | Biological products, except diagnostic | Hold | $2.75 |
| NAOS Small Cap Opportunities (ASX:NSC) | Financial Services | Asset Management | N/A | N/A |
| Napco Security Technologies (NASDAQ:NSSC) | Industrial Products | Communications equipment, not elsewhere classified | Buy | $14.00 |
| NAPEC (TSE:NPC) | | | N/A | C$1.95 |
| NASB Financial (OTCMKTS:NASB) | Finance | Federal savings institutions | N/A | N/A |
| Nascent Biotech (OTCMKTS:NBIO) | Process Industries | Agricultural Commodities/Milling | N/A | N/A |
| Nasdaq (NASDAQ:NDAQ) | Finance | Security & commodity brokers, dealers, exchanges & services | Hold | $96.4615 |
| NASDAQ-100 Pre Market Indicator (INDEXNASDAQ:QMI) | | | N/A | N/A |
| Nash-Finch (NASDAQ:NAFC) | | | N/A | N/A |
| Naspers (OTCMKTS:NPSNY) | Consumer Discretionary | Advertising | Buy | N/A |
| Nasstar (LON:NASA) | Computer and Technology | Information Technology Services | N/A | GBX 15 |
| Natcore Technology (OTCMKTS:NTCXF) | Oils/Energy | Semiconductors & related devices | N/A | N/A |
| Natcore Technology (CVE:NXT) | Computer and Technology | Semiconductors | N/A | N/A |
| NATE BUIL/DEFD (LON:NBS) | Financial Services | Banks - Regional - Europe | N/A | N/A |
| Natera (NASDAQ:NTRA) | Medical | Medical laboratories | Buy | $29.00 |
| Nate's Food (OTCMKTS:NHMD) | Consumer Defensive | Packaged Foods | N/A | N/A |
| Nathan's Famous (NASDAQ:NATH) | Retail/Wholesale | Eating places | N/A | N/A |
| Nation Energy (OTCMKTS:NEGY) | Industrials | Conglomerates | N/A | N/A |
| National Access Cannabis (CVE:NAC) | | | N/A | N/A |
| National American University Holdngs (NASDAQ:NAUH) | Consumer Discretionary | Educational services | N/A | N/A |
| National Australia Bank (ASX:NAB) | Finance | Money Center Banks | N/A | N/A |
| National Australia Bank (OTCMKTS:NABZY) | Finance | National commercial banks | Buy | N/A |
| National Automation Services (OTCMKTS:NESV) | Oils/Energy | Process control instruments | N/A | N/A |
| National Bancshares Corp (Ohio) (OTCMKTS:NBOH) | | | N/A | N/A |
| National Bank (NYSE:NBHC) | Finance | National commercial banks | Hold | $39.20 |
| National Bank of Canada (OTCMKTS:NTIOF) | Finance | Commercial banks, not elsewhere classified | Hold | N/A |
| National Bank of Canada (TSE:NA) | Finance | Money Center Banks | Hold | C$67.00 |
| National Bank of Greece (OTCMKTS:NBGGY) | | | N/A | N/A |
| National Bankshares (NASDAQ:NKSH) | Finance | National commercial banks | Buy | $48.00 |
| National Beverage (NASDAQ:FIZZ) | Consumer Staples | Bottled & canned soft drinks | Hold | $95.80 |
| National CineMedia (NASDAQ:NCMI) | Business Services | Advertising | Buy | $10.1667 |
| National Commerce (NASDAQ:NCOM) | Finance | National commercial banks | Hold | $42.00 |
| National Energy Services (NASDAQ:NESR) | Unclassified | Oil & gas field services, not elsewhere classified | Buy | $16.6667 |
| National Energy Services Reunited (NASDAQ:NESRU) | | | N/A | N/A |
| National Express Group (LON:NEX) | Services | Railroads | Hold | GBX 426.57 |
| National Express Group (OTCMKTS:NXPGF) | Transportation | Transportation services | Hold | N/A |
| National Fuel Gas (NYSE:NFG) | Utilities | Natural gas distribution | Buy | $60.3333 |
| National General (NASDAQ:NGHC) | Finance | Fire, marine, & casualty insurance | Buy | $30.20 |
| National Grid (NYSE:NGG) | Utilities | Natural gas transmission | Buy | N/A |
| National Grid (LON:NG) | Utilities | Diversified Utilities | Hold | GBX 904.07 |
| National Health Investors (NYSE:NHI) | Finance | Real estate investment trusts | Hold | $74.50 |
| National HealthCare (NYSEAMERICAN:NHC) | Medical | Long-Term Care Facilities | N/A | N/A |
| National (NASDAQ:NHLD) | Finance | Security & commodity brokers, dealers, exchanges & services | N/A | N/A |
| National Instruments (NASDAQ:NATI) | Computer and Technology | Prepackaged software | Hold | $48.00 |
| National Interstate (NASDAQ:NATL) | | | N/A | N/A |
| National Penn Bancshares (NASDAQ:NPBC) | | | N/A | N/A |
| National Presto Industries (NYSE:NPK) | Multi-Sector Conglomerates | Ordnance & accessories, except vehicles & guided missiles | N/A | N/A |
| National Research (NASDAQ:NRCI) | | | N/A | N/A |
| National Research (NASDAQ:NRCIB) | Business Services | Commercial physical research | N/A | N/A |
| National Research (NASDAQ:NRCIA) | Business Services | Commercial physical research | N/A | N/A |
| National Retail Properties (NYSE:NNN) | Finance | Real estate investment trusts | Hold | $47.80 |
| National Security Group (NASDAQ:NSEC) | Finance | Life insurance | N/A | N/A |
| National Storage Affiliates Trust (NYSE:NSA) | Finance | Real estate investment trusts | Hold | $28.6250 |
| National Storage REIT Stapled Securities (ASX:NSR) | Real Estate | REIT - Industrial | N/A | N/A |
| National Technical Systems (NASDAQ:NTSC) | | | N/A | N/A |
| National Vision (NASDAQ:EYE) | Medical | Ophthalmic goods | Buy | $48.00 |
| National Western Life Group (NASDAQ:NWLI) | Finance | Life insurance | N/A | N/A |
| National-Oilwell Varco (NYSE:NOV) | Oils/Energy | Oil & gas field machinery | Hold | $42.4091 |
| NationalResearchCorp . (NYSE:NRC) | Medical | Diagnostics & Research | N/A | N/A |
| Nationstar Mortgage (NYSE:NSM) | Finance | Mortgage bankers & correspondents | Hold | $17.00 |
| Nationwide Accident Repair Services (LON:NARS) | | | N/A | N/A |
| NATIXIS SA/ADR (OTCMKTS:NTXFY) | Financial Services | Banks - Regional - Europe | N/A | N/A |
| Natural Alternatives International (NASDAQ:NAII) | Medical | Medicinals & botanicals | N/A | N/A |
| Natural Gas Services Group (NYSE:NGS) | Oils/Energy | Oil & gas field services, not elsewhere classified | Buy | $69.00 |
| Natural Grocers by Vitamin Cottage (NYSE:NGVC) | Retail/Wholesale | Grocery stores | Hold | $20.3333 |
| Natural Health Trends (NASDAQ:NHTC) | Consumer Discretionary | Miscellaneous nondurable goods | N/A | N/A |
| Natural Resource Partners (NYSE:NRP) | Oils/Energy | Bituminous coal & lignite - surface mining | Hold | $37.00 |
| Naturally Splendid Enterprises (CVE:NSP) | Medical | Biotechnology | N/A | N/A |
| Nature Group (LON:NGR) | | | N/A | N/A |
| Nature's Sunshine Products (NASDAQ:NATR) | Medical | Pharmaceutical preparations | N/A | N/A |
| Naturex (EPA:NRX) | Consumer Defensive | Packaged Foods | Hold | €135.00 |
| Naturgy Energy Group (OTCMKTS:GASNY) | Utilities | Utilities - Regulated Gas | N/A | N/A |
| Naturgy Energy Group (OTCMKTS:GASNF) | Utilities | Utilities - Regulated Gas | N/A | N/A |
| Natus Medical (NASDAQ:BABY) | Medical | Electromedical equipment | Buy | $42.50 |
| Natuzzi, S.p.A (NYSE:NTZ) | Consumer Discretionary | Household furniture | N/A | N/A |
| Naugatuck Valley Financial (NASDAQ:NVSL) | | | N/A | N/A |
| Nautilus Marine Services (LON:NAUT) | Energy | Oil & Gas E&P | N/A | N/A |
| Nautilus Minerals (TSE:NUS) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nautilus (NYSE:NLS) | Retail/Wholesale | Sporting & athletic goods, not elsewhere classified | Buy | $16.40 |
| Navidea Biopharmaceuticals (NYSEAMERICAN:NAVB) | Medical | Biotechnology | N/A | N/A |
| Navient (NASDAQ:NAVI) | Finance | Security brokers & dealers | Hold | $15.75 |
| Navigant Consulting (NYSE:NCI) | Business Services | Management consulting services | Buy | $30.00 |
| Navigator (ELI:NVG) | | | N/A | N/A |
| Navigator (NYSE:NVGS) | Transportation | Deep sea foreign transportation of freight | Buy | $14.6667 |
| Navigator Resources (ASX:NAV) | | | N/A | N/A |
| Navigators Group (NASDAQ:NAVG) | Finance | Fire, marine, & casualty insurance | Hold | $65.00 |
| Navios Maritime Acquisition (NYSE:NNA) | Transportation | Deep sea foreign transportation of freight | Sell | N/A |
| Navios Maritime (NYSE:NM) | Transportation | Deep sea foreign transportation of freight | Hold | $2.00 |
| Navios Maritime Midstream Partners (NYSE:NAP) | Transportation | Deep sea foreign transportation of freight | Buy | $5.25 |
| Navios Maritime Partners (NYSE:NMM) | Transportation | Deep sea foreign transportation of freight | Hold | $2.40 |
| Navistar International (NYSE:NAV) | Auto/Tires/Trucks | Motor vehicles & car bodies | Hold | $43.8333 |
| Navitas (ASX:NVT) | Services | Education & Training Services | N/A | N/A |
| NB GBL/NPV VTG FPD (LON:NBLU) | Financial Services | Asset Management | N/A | N/A |
| NB Global Floating Rate Income Fund (LON:NBLS) | Financial Services | Asset Management | N/A | N/A |
| NB Private Equity Partners (LON:NBPE) | | | N/A | N/A |
| NB&T Financial Group (NASDAQ:NBTF) | | | N/A | N/A |
| NBT Bancorp (NASDAQ:NBTB) | Finance | National commercial banks | Hold | $39.75 |
| NCC Group (OTCMKTS:NCCGF) | Business Services | Prepackaged software | N/A | N/A |
| NCC Group (LON:NCC) | Computer and Technology | Software - Application | Buy | GBX 266.67 |
| NCI Building Systems (NYSE:NCS) | Construction | Prefabricated metal buildings | Hold | $17.20 |
| NCI (NASDAQ:NCIT) | | | N/A | N/A |
| Ncondezi Energy (LON:NCCL) | Basic Materials | Coal | N/A | N/A |
| NCR (NYSE:NCR) | Computer and Technology | Calculating & accounting equipment | Hold | $35.80 |
| NCS Multistage (NASDAQ:NCSM) | Oils/Energy | Oil & gas field services, not elsewhere classified | Hold | $14.6429 |
| Neah Power Systems (OTCMKTS:NPWZ) | Oils/Energy | Miscellaneous electrical machinery, equipment, & supplies | N/A | N/A |
| Nebula Acquisition (NASDAQ:NEBUU) | | | N/A | N/A |
| NEC (OTCMKTS:NIPNF) | Computer and Technology | Computer & office equipment | N/A | N/A |
| Nedbank Group (OTCMKTS:NDBKY) | Financial Services | Banks - Regional - Africa | Sell | N/A |
| Neenah (NYSE:NP) | Basic Materials | Paper mills | Hold | N/A |
| Neff (NYSE:NEFF) | | | N/A | N/A |
| Nektan (LON:NKTN) | | Multimedia & Graphics Software | N/A | N/A |
| Nektar Therapeutics (NASDAQ:NKTR) | Medical | Pharmaceutical preparations | Buy | $86.6667 |
| Nelnet (NYSE:NNI) | Finance | Personal credit institutions | N/A | N/A |
| Nemaska Lithium (TSE:NMX) | Basic Materials | Industrial Metals & Minerals | Buy | C$2.09 |
| Nemaura Medical (OTCMKTS:NMRD) | | | N/A | N/A |
| Nemetschek (OTCMKTS:NEMTF) | Computer and Technology | Software - Application | N/A | N/A |
| Nemetschek (ETR:NEM) | Computer and Technology | Software - Application | Hold | €112.56 |
| Nemex Resources (ASX:NXR) | | | N/A | N/A |
| Nemus Bioscience (OTCMKTS:NMUS) | Medical | Pharmaceutical preparations | N/A | N/A |
| Neo Lithium (CVE:NLC) | Basic Materials | Industrial Metals & Minerals | Buy | C$2.30 |
| Neogen (NASDAQ:NEOG) | Medical | Diagnostic substances | Hold | $65.6667 |
| NeoGenomics (NASDAQ:NEO) | Medical | Testing laboratories | Buy | $20.2727 |
| Neometals (ASX:NMT) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Neon Therapeutics (NASDAQ:NTGN) | Medical | Biological products, except diagnostic | Buy | $20.25 |
| Neonode (NASDAQ:NEON) | Computer and Technology | Electronic components, not elsewhere classified | Buy | $10.00 |
| NeoPhotonics (NYSE:NPTN) | Computer and Technology | Semiconductors & related devices | Buy | $9.4643 |
| Neos Therapeutics (NASDAQ:NEOS) | Medical | Pharmaceutical preparations | Buy | $12.00 |
| Neovasc (NASDAQ:NVCN) | Medical | Surgical & medical instruments | Buy | $12,500.00 |
| Neovasc (TSE:NVC) | | | N/A | N/A |
| NephroGenex (OTCMKTS:NRXGQ) | | | N/A | N/A |
| Nephros (OTCMKTS:NEPH) | Medical | Surgical & medical instruments | N/A | N/A |
| Neptune Orient Lines (OTCMKTS:NPTOY) | | | N/A | N/A |
| Neptune Technologies & Bioressources (CVE:NTB) | | | N/A | N/A |
| Neptune Wellness Solutions (TSE:NEPT) | Medical | Biotechnology | N/A | N/A |
| Neptune Wellness Solutions (NASDAQ:NEPT) | Medical | Pharmaceutical preparations | N/A | N/A |
| Neptune-Calculus Income & Growth VC (LON:NEP) | | | N/A | N/A |
| Ness Technologies (NASDAQ:NSTC) | | | N/A | N/A |
| Nesscap Energy (CVE:NCE) | | | N/A | N/A |
| Neste Oyj (OTCMKTS:NTOIF) | Energy | Oil & Gas Refining & Marketing | Buy | N/A |
| NESTE OYJ/ADR (OTCMKTS:NTOIY) | Energy | Oil & Gas Refining & Marketing | N/A | N/A |
| Nestlé (VTX:NESN) | | | Buy | CHF 88.42 |
| NESTLE S A/S (OTCMKTS:NSRGY) | Consumer Staples | Food & kindred products | Buy | $100.00 |
| Net 1 UEPS Technologies (NASDAQ:UEPS) | Industrial Products | Functions related to depository banking | Buy | $15.00 |
| Net Element (NASDAQ:NETE) | Retail/Wholesale | Data processing & preparation | N/A | N/A |
| Net Medical Xpress Solutions (OTCMKTS:NMXS) | Computer and Technology | Prepackaged software | N/A | N/A |
| Net Servicos de Comunicacao (NASDAQ:NETC) | | | N/A | N/A |
| NetApp (NASDAQ:NTAP) | Computer and Technology | Computer storage devices | Buy | $80.7826 |
| Netcall (LON:NET) | Computer and Technology | Technical & System Software | N/A | GBX 75 |
| NetDimensions (OTCMKTS:NETDY) | | | N/A | N/A |
| NetDimensions (LON:NETD) | | | N/A | N/A |
| NetEase (NASDAQ:NTES) | Computer and Technology | Business services, not elsewhere classified | Buy | $287.9433 |
| Netflix (NASDAQ:NFLX) | Consumer Discretionary | Video tape rental | Buy | $375.5610 |
| NetGear (NASDAQ:NTGR) | Computer and Technology | Telephone & telegraph apparatus | Buy | $71.00 |
| Netlist (NASDAQ:NLST) | Computer and Technology | Semiconductors & related devices | Buy | $1.50 |
| Netplay TV (LON:NPT) | | | N/A | N/A |
| Netscientific (LON:NSCI) | Medical | Biotechnology | N/A | N/A |
| NetScout Systems (NASDAQ:NTCT) | Computer and Technology | Computer integrated systems design | Hold | $28.00 |
| Netshoes (CAYMAN) (NYSE:NETS) | Consumer Discretionary | Catalog & mail-order houses | Hold | N/A |
| NetSol Technologies (NASDAQ:NTWK) | Computer and Technology | Prepackaged software | N/A | N/A |
| NetSpend (NASDAQ:NTSP) | | | N/A | N/A |
| Network Engines (NASDAQ:NEI) | | | N/A | N/A |
| Network-1 Technologies (NYSEAMERICAN:NTIP) | Computer and Technology | Communication Equipment | N/A | N/A |
| Networkers International (LON:NWKI) | | | N/A | N/A |
| Neuberger Berman High Yield Strateges Fd (NYSEAMERICAN:NHS) | Warning: file_get_contents(https://ca.finance.yahoo.com/quote/NHS/profile?p=NHS): failed to open stream: HTTP request failed! HTTP/1.0 404 Not Found
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in /home/ledgergazette/public_html/download.php on line 7 | N/A | N/A |
| Neuberger Berman MLP Income Fund (NYSEAMERICAN:NML) | Financial Services | Asset Management | N/A | N/A |
| Neuberger Berman Municipal Fund (NYSEAMERICAN:NBH) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Neuberger Berman New York Muncipl Fd (NYSEAMERICAN:NBO) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Neuberger Berman Real Estate Sec Inc Fd (NYSEAMERICAN:NRO) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| NeuLion (TSE:NLN) | Services | Broadcasting - TV | N/A | N/A |
| NeuLion (OTCMKTS:NEUL) | Consumer Discretionary | Cable & other pay television services | N/A | N/A |
| Neuralstem (NASDAQ:CUR) | Medical | Biological products, except diagnostic | N/A | $1.91 |
| Neurocrine Biosciences (NASDAQ:NBIX) | Medical | Biological products, except diagnostic | Buy | $104.6150 |
| Neuroderm (NASDAQ:NDRM) | | | N/A | N/A |
| NeurogesX (OTCMKTS:NGSX) | | | N/A | N/A |
| Neurometrix (NASDAQ:NURO) | Medical | Surgical & medical instruments | N/A | N/A |
| Neuronetics (NASDAQ:STIM) | Medical | Surgical & medical instruments | Buy | $36.3333 |
| Neuroone Medical Technologies (OTCMKTS:NMTC) | Medical | Medical Devices | N/A | N/A |
| Neurotrope (NASDAQ:NTRP) | Medical | Pharmaceutical preparations | Buy | $15.50 |
| NeuroVive Pharmaceutical (OTCMKTS:NEVPF) | Medical | Pharmaceutical preparations | N/A | N/A |
| Neustar (NYSE:NSR) | | | N/A | N/A |
| NeutriSci International (CVE:NU) | Medical | Drug Manufacturers - Specialty & Generic | N/A | N/A |
| Nevada Clean Magnesium (CVE:NVM) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nevada Copper (TSE:NCU) | Basic Materials | Copper | Buy | C$1.00 |
| Nevada Energy Metals (CVE:BFF) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nevada Gold & Casinos (NYSEAMERICAN:UWN) | Services | Resorts & Casinos | N/A | N/A |
| Nevada Sunrise Gold (CVE:NEV) | Basic Materials | Gold | N/A | N/A |
| Nevada Zinc (CVE:NZN) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nevro (NYSE:NVRO) | Medical | Surgical & medical instruments | Hold | $61.20 |
| Nevsun Resources (TSE:NSU) | Basic Materials | Copper | Hold | C$5.50 |
| Nevsun Resources (NYSEAMERICAN:NSU) | Basic Materials | Copper | Hold | N/A |
| New Age Beverages (NASDAQ:NBEV) | Consumer Staples | Malt beverages | Buy | $5.3333 |
| New Age Brands (OTCMKTS:NWGFF) | Real Estate | Real Estate Services | N/A | N/A |
| New Age Exploration (ASX:NAE) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| New Age Metals (CVE:NAM) | Basic Materials | Industrial Metals & Minerals | Buy | C$0.58 |
| New Age Metals (OTCMKTS:PAWEF) | | | N/A | N/A |
| New America Energy (OTCMKTS:NECA) | Basic Materials | Oil & Gas Refining & Marketing | N/A | N/A |
| New America High Income Fund (NYSE:HYB) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| NEW BANCORP INC/SH SH (OTCMKTS:NWBB) | Financial Services | Savings & Cooperative Banks | N/A | N/A |
| New Britain Palm Oil (LON:NBPO) | | | N/A | N/A |
| New Carolin Gold (TSE:LAD) | | | N/A | N/A |
| New Century AIM VCT (LON:NCA) | | | N/A | N/A |
| New Century AIM VCT2 (LON:NCA2) | | | N/A | N/A |
| New Century Resources (ASX:NCZ) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| New Concept Energy (NYSEAMERICAN:GBR) | Basic Materials | Independent Oil & Gas | N/A | N/A |
| New Destiny Mining (CVE:NED) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| New Dimension Resources (CVE:NDR) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| New Energy Exchange (OTCMKTS:EBODF) | Oils/Energy | | N/A | N/A |
| NEW Energy Solar Stapled Securities (ASX:NEW) | Utilities | Utilities - Independent Power Producers | N/A | N/A |
| New Energy Systems Group. (OTCMKTS:NEWN) | | | N/A | N/A |
| New England Realty Associates (NYSEAMERICAN:NEN) | Finance | Real Estate Development | N/A | N/A |
| New Europe Property Investments (LON:NEPI) | | | N/A | N/A |
| New Flyer Industries (TSE:NFI.UN) | | | N/A | N/A |
| New Germany Fund (NYSE:GF) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| New Global Energy (OTCMKTS:NGEY) | Consumer Defensive | Farm Products | N/A | N/A |
| New Gold (TSE:NGD) | Basic Materials | Gold | Hold | C$2.14 |
| New Gold (NYSEAMERICAN:NGD) | Basic Materials | Gold | Hold | $1.87 |
| New Gold (NASDAQ:NGD) | Basic Materials | Gold | Hold | N/A |
| New Home (NYSE:NWHM) | Construction | Operative builders | Hold | $13.00 |
| New Hope (ASX:NHC) | Basic Materials | Coal | N/A | N/A |
| New Jersey Communi (OTCMKTS:NJCB) | Finance | | N/A | N/A |
| New Jersey Mining (OTCMKTS:NJMC) | Basic Materials | Gold & silver ores | N/A | N/A |
| New Jersey Resources (NYSE:NJR) | Utilities | Natural gas distribution | Hold | $46.00 |
| New Look Vision Group (TSE:BCI) | Services | Specialty Retail, Other | Buy | C$38.00 |
| New Media Investment Group (NYSE:NEWM) | Consumer Staples | Newspapers | N/A | N/A |
| New Millennium Iron (TSE:NML) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| New Mountain Finance (NYSE:NMFC) | Finance | Investors, not elsewhere classified | Buy | $14.50 |
| New Nadina Explorations (CVE:NNA) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| New Oriental Education & Tech Grp (NYSE:EDU) | Consumer Discretionary | Educational services | Buy | $83.25 |
| New Pacific Metals (TSE:NUX) | | | N/A | N/A |
| New Peoples Bankshares (OTCMKTS:NWPP) | Financial Services | Banks - Regional - US | N/A | N/A |
| New Relic (NYSE:NEWR) | Computer and Technology | Prepackaged software | Buy | $104.1429 |
| New Residential Investment (NYSE:NRZ) | Finance | Real estate investment trusts | Buy | $20.00 |
| New Resource Bank (OTCMKTS:NWBN) | | | N/A | N/A |
| New Senior Investment Group (NYSE:SNR) | Finance | Real estate investment trusts | Hold | $6.00 |
| New Standard Energy (ASX:NSE) | Basic Materials | Independent Oil & Gas | N/A | N/A |
| New Star Investment Trust (LON:NSI) | | | N/A | N/A |
| New Trend Lifestyle Group (LON:NTLG) | Consumer Cyclical | Specialty Retail | N/A | N/A |
| New Ulm Telecom (OTCMKTS:NULM) | Computer and Technology | Telephone communication, except radio | N/A | N/A |
| New Wei (OTCMKTS:WLTGQ) | Oils/Energy | Bituminous coal & lignite mining | N/A | N/A |
| New West Energy Services (CVE:NWE) | Energy | Oil & Gas Equipment & Services | N/A | N/A |
| New Western Energy (OTCMKTS:NWTR) | | | N/A | N/A |
| NEW WORLD DEV L/ADR (OTCMKTS:NDVLY) | Finance | Real estate | N/A | N/A |
| New World Oil and Gas (LON:NEW) | | | N/A | N/A |
| New World Resources (LON:NWR) | | | N/A | N/A |
| New York & Company, Inc. (NYSE:RTW) | Consumer Discretionary | Womens' clothing stores | N/A | N/A |
| New York & Company, Inc. (NYSE:NWY) | Retail/Wholesale | Womens' clothing stores | Buy | $5.00 |
| New York Community Bancorp (NYSE:NYCB) | Finance | Savings institutions, except federal | Hold | $11.95 |
| New York Health Care (OTCMKTS:BBAL) | Medical | Home health care services | N/A | N/A |
| New York REIT (NYSE:NYRT) | Finance | Real estate investment trusts | Hold | $26.00 |
| New York Times (NYSE:NYT) | Consumer Staples | Newspapers | Buy | $25.00 |
| New Zealand Energy (CVE:NZ) | | Independent Oil & Gas | N/A | N/A |
| Newalta (TSE:NAL) | Industrials | Waste Management | Buy | C$1.91 |
| Newater Technology (NASDAQ:NEWA) | Business Services | Sanitary services | N/A | N/A |
| NewBridge Bancorp (NASDAQ:NBBC) | | | N/A | N/A |
| Newcardio (OTCMKTS:NWCI) | Medical | Electromedical equipment | N/A | N/A |
| NewCastle Gold (TSE:NCA) | | | Hold | C$0.80 |
| Newcrest Mining (ASX:NCM) | Basic Materials | Gold | N/A | N/A |
| NEWCREST MNG LT/ADR (OTCMKTS:NCMGY) | Basic Materials | Gold ores | Buy | N/A |
| Newell Brands (NYSE:NWL) | Consumer Staples | Plastics products, not elsewhere classified | Hold | $25.8462 |
| Newfield Exploration (NYSE:NFX) | Oils/Energy | Crude petroleum & natural gas | Hold | $34.5625 |
| Newfield Resources (ASX:NWF) | Basic Materials | Gold | N/A | N/A |
| Newfoundland Capital (TSE:NCC.A) | | | N/A | N/A |
| Newfoundland Capital (TSE:NCC) | | | N/A | N/A |
| Newgioco Group (OTCMKTS:NWGI) | Consumer Cyclical | Gambling | N/A | N/A |
| NewLink Genetics (NASDAQ:NLNK) | Medical | Pharmaceutical preparations | Hold | $5.20 |
| Newmark Group (NASDAQ:NMRK) | Finance | Real estate agents & managers | Buy | $18.50 |
| Newmark Security (LON:NWT) | Industrials | Security & Protection Services | N/A | N/A |
| NewMarket (NYSE:NEU) | Basic Materials | Industrial organic chemicals | N/A | N/A |
| Newmont Mining (NYSE:NEM) | Basic Materials | Gold & silver ores | Hold | $41.0714 |
| Newnorth Projects (CVE:NNP) | Finance | Real Estate Development | N/A | N/A |
| Newpark Resources (NYSE:NR) | Oils/Energy | Oil & gas field machinery | Buy | $11.00 |
| Newport Bancorp (NASDAQ:NFSB) | | | N/A | N/A |
| Newport (NASDAQ:NEWP) | | | N/A | N/A |
| Newriver Reit (LON:NRR) | Real Estate | REIT - Retail | Buy | GBX 352.50 |
| Newron Pharmaceuticals (OTCMKTS:NWPHF) | Medical | Pharmaceutical preparations | N/A | N/A |
| News (NASDAQ:NWSA) | Consumer Discretionary | Newspapers | Hold | $14.75 |
| News (NASDAQ:NWS) | Consumer Discretionary | Newspapers | Buy | N/A |
| NEWS CORP/IDR UNRESTR (ASX:NWS) | Services | Broadcasting - TV | N/A | N/A |
| Newsat (ASX:NWT) | | | N/A | N/A |
| NewStar Financial (NASDAQ:NEWS) | | | N/A | N/A |
| Newstrike Capital (CVE:NES) | | | N/A | N/A |
| NEWTEK Business Services (NASDAQ:NEWT) | Finance | Business services, not elsewhere classified | Hold | $19.00 |
| NEX Group (LON:NXG) | Financial Services | Capital Markets | Hold | GBX 715.80 |
| NEX GRP PLC/S (OTCMKTS:NEXGY) | -- | -- | Buy | N/A |
| Nex Metals Explorations (ASX:NME) | Basic Materials | Gold | N/A | N/A |
| Nexa Resources (TSE:NEXA) | Basic Materials | Industrial Metals & Minerals | Buy | C$23.00 |
| Nexa Resources (NYSE:NEXA) | Basic Materials | Metal mining | Buy | $22.8750 |
| Nexen Energy (NYSE:NXY) | | | N/A | N/A |
| Nexeo Solutions (OTCMKTS:NXEOU) | Basic Materials | Chemicals | N/A | N/A |
| Nexeo Solutions (NASDAQ:NXEO) | Basic Materials | Chemicals & allied products | Hold | $14.00 |
| Nexeon Medsystems (OTCMKTS:NXNND) | Medical | Electromedical equipment | N/A | N/A |
| Nexeon Medsystems (OTCMKTS:NXNN) | Medical | Electromedical equipment | Hold | N/A |
| Nexgen Energy (CVE:NXE) | | | Buy | C$5.17 |
| NexGen Energy (NYSEAMERICAN:NXE) | Finance | Closed-End Fund - Debt | N/A | N/A |
| NexgenRx (CVE:NXG) | Medical | Health Care Plans | N/A | N/A |
| Nexia Health Technologies (CVE:NGH) | | | N/A | N/A |
| NexJ Systems (TSE:NXJ) | Computer and Technology | Technical & System Software | Hold | C$2.40 |
| NEXON (OTCMKTS:NEXOF) | Computer and Technology | Electronic Gaming & Multimedia | Hold | N/A |
| Nexoptic Technology (CVE:NXO) | Computer and Technology | Electronic Components | N/A | N/A |
| NexPoint Residential Trust (NYSE:NXRT) | Finance | Real estate investment trusts | Buy | $34.6667 |
| Nexpoint Strategic Opportunities Fund (NYSE:NHF) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nexstar Media Group (NASDAQ:NXST) | Consumer Discretionary | Television broadcasting stations | Buy | $98.3333 |
| Next Fifteen Communications Group (LON:NFC) | Consumer Cyclical | Advertising Agencies | Buy | GBX 638.33 |
| Next Fuel (OTCMKTS:NXFI) | Utilities | Utilities - Regulated Gas | N/A | N/A |
| NeXt Innovation (NASDAQ:GSVC) | Finance | Investment offices, not elsewhere classified | Buy | $11.25 |
| NEXT (OTCMKTS:NXGPF) | Consumer Cyclical | Apparel Stores | Hold | N/A |
| NEXT (LON:NXT) | Services | Apparel Stores | Hold | GBX 5,115.69 |
| NEXT/ADR (OTCMKTS:NXGPY) | Retail/Wholesale | Mens' & boys' clothing stores | N/A | N/A |
| Nextdc (ASX:NXT) | Computer and Technology | Data Storage | N/A | N/A |
| Nextdecade (NASDAQ:HRMNU) | | | N/A | N/A |
| Nextdecade (NASDAQ:NEXT) | Oils/Energy | Gas transmission & distribution | Hold | $7.25 |
| NextEnergy Solar Fund (LON:NESF) | | | N/A | N/A |
| NextEra Energy (NYSE:NEE) | Utilities | Electric services | Buy | $175.1667 |
| Nextera Energy Partners (NYSE:NEP) | Oils/Energy | Electric services | Hold | $46.9286 |
| Nextgen Healthcare (NASDAQ:NXGN) | Medical | Computer integrated systems design | Hold | $18.3333 |
| NextSource Materials (OTCMKTS:NSRC) | | | N/A | N/A |
| NextSource Materials (TSE:NEXT) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nexus Gold (CVE:NXS) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nexus Infrastructure (LON:NEXS) | Industrials | Engineering & Construction | Hold | GBX 230 |
| Nexus Minerals (ASX:NXM) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nexvet Biopharma (NASDAQ:NVET) | | | N/A | N/A |
| NF Energy Saving (NASDAQ:NFEC) | Industrial Products | Miscellaneous fabricated metal products | N/A | N/A |
| NFI Group (TSE:NFI) | Consumer Cyclical | Auto Manufacturers | Buy | C$52.20 |
| NFP (NYSE:NFP) | | | N/A | N/A |
| NGEx Resources (TSE:NGQ) | Basic Materials | Industrial Metals & Minerals | N/A | C$3.00 |
| NGHIF Merger Sub (NYSE:JGT) | | | N/A | N/A |
| NGL Energy Partners (NYSE:NGL) | Oils/Energy | Petroleum products, not elsewhere classified | Buy | $14.50 |
| NI (NASDAQ:NODK) | Finance | Fire, marine, & casualty insurance | N/A | N/A |
| NIB (ASX:NHF) | Finance | Accident & Health Insurance | N/A | N/A |
| NIC (NASDAQ:EGOV) | Computer and Technology | Management consulting services | Hold | $15.50 |
| Nice (NASDAQ:NICE) | Computer and Technology | Electronic computers | Hold | $114.50 |
| Nicholas Financial (NASDAQ:NICK) | Finance | Short-term business credit | N/A | N/A |
| Nichols (LON:NICL) | Consumer Goods | Beverages - Soft Drinks | Hold | GBX 1,563.33 |
| Nick Scali (ASX:NCK) | Services | Specialty Retail, Other | N/A | N/A |
| Nickel One Resources (CVE:NNN) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nickelore (ASX:NIO) | | | N/A | N/A |
| Nicola Mining (CVE:NIM) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Nicolet Bankshares (NASDAQ:NCBS) | Finance | National commercial banks | Hold | $59.8750 |
| NicOx (OTCMKTS:NICXF) | Medical | Private households | N/A | N/A |
| Nidec (OTCMKTS:NJDCY) | Computer and Technology | Motors & generators | N/A | N/A |
| Nielsen Audio (NYSE:ARB) | | | N/A | N/A |
| Nielsen Consumer Insights (NASDAQ:HPOL) | | | N/A | N/A |
| Nielsen (NYSE:NLSN) | Business Services | Business services, not elsewhere classified | Buy | $28.50 |
| NightCulture (OTCMKTS:NGHT) | | | N/A | N/A |
| NightFood (OTCMKTS:NGTF) | Consumer Defensive | Packaged Foods | N/A | N/A |
| Nighthawk Energy (LON:HAWK) | Basic Materials | Independent Oil & Gas | N/A | N/A |
| Nighthawk Gold (TSE:NHK) | Basic Materials | Gold | Hold | C$0.60 |
| Nightstar Therapeutics (NASDAQ:NITE) | Medical | Biological products, except diagnostic | Buy | $34.4286 |
| NIHON KOHDEN Co/ADR (OTCMKTS:NHNKY) | Medical | Private households | N/A | N/A |
| NII (OTCMKTS:NIHDQ) | | | N/A | N/A |
| NII (NASDAQ:NIHD) | Computer and Technology | Radiotelephone communication | N/A | N/A |
| Nike (NYSE:NKE) | Consumer Discretionary | Rubber & plastics footwear | Buy | $87.2121 |
| Niko Resources (TSE:NKO) | Energy | Oil & Gas E&P | N/A | N/A |
| NIKON CORP/ADR (OTCMKTS:NINOY) | Computer and Technology | Converted paper & paperboard products, except containers & box | Hold | N/A |
| Nimble Storage (NYSE:NMBL) | | | N/A | N/A |
| NINE DRAGONS PA/ADR (OTCMKTS:NDGPY) | Industrial Products | Paper mills | N/A | N/A |
| Nine Entertainment (ASX:NEC) | Services | Broadcasting - TV | N/A | N/A |
| Ninetowns Internet Technlgy Grp (NASDAQ:NINE) | | | Buy | $36.1364 |
| NINTENDO LTD/ADR (OTCMKTS:NTDOY) | Consumer Discretionary | Games, toys, & childrens' vehicles | Buy | N/A |
| NIO (NYSE:NIO) | Auto/Tires/Trucks | Motor vehicles & car bodies | Hold | $8.4667 |
| Niobay Metals (CVE:NBY) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Niobay Metals (TSE:MDN) | | | N/A | N/A |
| NioCorp Developments (OTCMKTS:NIOBF) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| NioCorp Developments (TSE:NB) | Basic Materials | Industrial Metals & Minerals | N/A | C$1.20 |
| NioGold Mining (CVE:NOX) | | | N/A | N/A |
| Nippon Dragon Resources (CVE:NIP) | Basic Materials | Gold | N/A | N/A |
| Nippon Paint (OTCMKTS:NPCPF) | Construction | Paints & allied products | N/A | N/A |
| NIPPON SHEET GL/ADR (OTCMKTS:NPSGY) | Basic Materials | Building Materials | N/A | N/A |
| Nippon Steel & Sumitomo Metal (OTCMKTS:NISTF) | Non-Energy Minerals | Steel | N/A | N/A |
| NIPPON STL & SU/S (OTCMKTS:NSSMY) | Basic Materials | Steel works, blast furnaces, & rolling & finishing mills | N/A | N/A |
| Nippon Telegraph & Telephone (OTCMKTS:NTTYY) | Utilities | Telephone communication, except radio | Hold | N/A |
| NIPPON YUSEN KA/S (OTCMKTS:NPNYY) | Transportation | Private households | N/A | N/A |
| Niska Gas Storage Partners (NYSE:NKA) | | | N/A | N/A |
| NiSource (NYSE:NI) | Utilities | Electric & other services combined | Hold | $27.40 |
| NISSAN CHEM IND/ADR (OTCMKTS:NNCHY) | Basic Materials | Private households | N/A | N/A |
| Nissan Motor (OTCMKTS:NSANY) | Auto/Tires/Trucks | Motor vehicles & car bodies | Hold | N/A |
| NITTO DENKO COR/ADR (OTCMKTS:NDEKY) | Computer and Technology | Private households | N/A | N/A |
| Niu Technologies (NASDAQ:NIU) | Auto/Tires/Trucks | Motor vehicles & car bodies | Buy | $12.5733 |
| Niuminco Group (ASX:NIU) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| NK Lukoil PAO (OTCMKTS:LUKOY) | Oils/Energy | Private households | N/A | N/A |
| NK Rosneft' PAO (OTCMKTS:RNFTF) | Energy | Oil & Gas Integrated | N/A | N/A |
| NK Rosneft' PAO (MCX:ROSN) | | | N/A | N/A |
| Nkwe Platinum (ASX:NKP) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| NL Industries (NYSE:NL) | Basic Materials | Industrial inorganic chemicals | Hold | $14.00 |
| Nlight (NASDAQ:LASR) | Computer and Technology | Semiconductors & related devices | Buy | $30.3750 |
| NMC Health (LON:NMC) | Medical | Medical Care | Hold | GBX 4,370 |
| NMC HEALTH PLC/ADR (OTCMKTS:NMHLY) | Medical | | Hold | N/A |
| NMI (NASDAQ:NMIH) | Finance | Surety insurance | Buy | $24.8889 |
| NN Group (OTCMKTS:NNGPF) | Finance | Life/Health Insurance | N/A | N/A |
| NN (NASDAQ:NNBR) | Industrial Products | Ball & roller bearings | Hold | $22.00 |
| Noah Education (NYSE:NED) | | | N/A | N/A |
| Noah (NYSE:NOAH) | Finance | Investment advice | Buy | $58.00 |
| Nobel Biocare Holdin (OTCMKTS:NBHGY) | | | N/A | N/A |
| Nobilis Health (TSE:NHC) | | | N/A | N/A |
| Nobilis Health (NYSEAMERICAN:HLTH) | Medical | Medical Care | Hold | N/A |
| Nobility Homes (OTCMKTS:NOBH) | Construction | Mobile homes | N/A | N/A |
| Noble (NYSE:NE) | Oils/Energy | Drilling oil & gas wells | Hold | $6.2231 |
| Noble Energy (NYSE:NBL) | Oils/Energy | Crude petroleum & natural gas | Buy | $41.4579 |
| NOBLE GRP LTD/ADR (OTCMKTS:NOBGY) | Multi-Sector Conglomerates | Private households | N/A | N/A |
| Noble Investments UK (LON:NBL) | | | N/A | N/A |
| Noble Iron (CVE:NIR) | Industrials | Rental & Leasing Services | N/A | N/A |
| Noble Metal Group (CVE:NMG) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Noble Midstream Partners (NYSE:NBLX) | Oils/Energy | Pipelines, except natural gas | Buy | $56.00 |
| Noble Mineral Exploration (CVE:NOB) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Noble Mineral Resources (ASX:NMG) | | | N/A | N/A |
| Noble Roman's (OTCMKTS:NROM) | Retail/Wholesale | Eating places | N/A | N/A |
| Nocopi Technologies (OTCMKTS:NNUP) | Industrials | Business Services | N/A | N/A |
| NoFire Technologies (OTCMKTS:NFTI) | Basic Materials | Specialty Chemicals | N/A | N/A |
| Nokia Oyj (NYSE:NOK) | Computer and Technology | Radio & t.v. communications equipment | Hold | $6.3750 |
| Nokia Oyj (HEL:NOKIA) | | | Buy | €5.59 |
| Nomad Foods (NYSE:NOMD) | Consumer Staples | Food & kindred products | Buy | $24.00 |
| Nomura (NYSE:NMR) | Finance | Security brokers & dealers | Buy | N/A |
| NOMURA RESH INS/ADR (OTCMKTS:NRILY) | Business Services | Private households | N/A | N/A |
| Non-Invasive Monitoring Systems (OTCMKTS:NIMU) | Medical | Electromedical equipment | N/A | N/A |
| Non-Standard Finance (LON:NSF) | Financial Services | Credit Services | Buy | GBX 79.33 |
| Noodles & Co (NASDAQ:NDLS) | Retail/Wholesale | Eating places | Hold | $11.0833 |
| Noram Ventures (CVE:NRM) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Noranda Aluminum (OTCMKTS:NORNQ) | Industrial Products | Primary aluminum | N/A | N/A |
| Noranda Income Fund (TSE:NIF) | | | N/A | N/A |
| Noranda Income Fund (TSE:NIF.UN) | | | Buy | C$2.00 |
| Norbord (TSE:OSB) | Finance | Asset Management | Buy | C$46.88 |
| Norbord (NYSE:OSB) | Construction | Lumber & wood products, except furniture | Buy | $36.00 |
| Norcon (LON:NCON) | | | N/A | N/A |
| Norcraft Companies (NYSE:NCFT) | | | N/A | N/A |
| Norcrest Silver (NYSEMKT:SVLC) | | | N/A | N/A |
| Norcros (LON:NXR) | Industrial Products | General Building Materials | Buy | GBX 330 |
| Nord Anglia Education (NYSE:NORD) | | | Hold | N/A |
| Nordea Bank (OTCMKTS:NRDEF) | Finance | Major Banks | N/A | N/A |
| Nordea Bank AB (CPH) (STO:NDA-SEK) | | | N/A | N/A |
| NORDEA Bk AB SW/S (OTCMKTS:NRBAY) | Finance | Commercial banks, not elsewhere classified | Hold | N/A |
| Nordex (OTCMKTS:NRDXF) | Industrials | Diversified Industrials | Buy | N/A |
| Nordex (ETR:NDX1) | Industrials | Diversified Industrials | Hold | €9.32 |
| Nordic American Offshore (NYSE:NAO) | Transportation | Deep sea foreign transportation of freight | N/A | N/A |
| Nordic American Tanker (NYSE:NAT) | Transportation | Water transportation | Hold | $2.55 |
| Nordic Gold (CVE:NOR) | Basic Materials | Gold | Strong Buy | C$0.46 |
| Nordion Inc(USA) (NYSE:NDZ) | | | N/A | N/A |
| Nordson (NASDAQ:NDSN) | Industrial Products | General industrial machinery, | Hold | $148.40 |
| Nordstrom (NYSE:JWN) | Retail/Wholesale | Family clothing stores | Hold | $57.75 |
| Norfolk Southern (NYSE:NSC) | Transportation | Railroads, line-haul operating | Hold | $175.2778 |
| Norish (LON:NSH) | Services | Business Services | N/A | N/A |
| Norma Group (ETR:NOEJ) | Industrials | Metal Fabrication | Buy | €58.00 |
| Norman Broadbent (LON:NBB) | Industrials | Staffing & Outsourcing Services | N/A | N/A |
| Noront Resources (CVE:NOT) | Basic Materials | Industrial Metals & Minerals | Buy | N/A |
| Norsat International (TSE:NII) | | | N/A | N/A |
| Norsat International (NYSEMKT:NSAT) | | | N/A | N/A |
| Norsk Hydro ASA (OTCMKTS:NHYDY) | Industrial Products | Primary aluminum | Buy | N/A |
| Nortec Minerals (CVE:NVT) | Basic Materials | Industrial Metals & Minerals | Hold | N/A |
| Nortech Systems (NASDAQ:NSYS) | Computer and Technology | Electronic components, not elsewhere classified | N/A | N/A |
| Nortek (NASDAQ:NTK) | | | N/A | N/A |
| Nortel Inversora (NYSE:NTL) | | | N/A | N/A |
| North American Construction Group (NYSE:NOA) | Construction | Oil & gas field services, not elsewhere classified | Buy | $9.00 |
| North American Construction Group (TSE:NOA) | Basic Materials | Oil & Gas Equipment & Services | Buy | C$19.50 |
| North American Income Trust (LON:NAIT) | Financial Services | Asset Management | N/A | N/A |
| North American Nickel (CVE:NAN) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| North American Palladium (TSE:PDL) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| North American Palladium (OTCMKTS:PALDF) | Basic Materials | Metal mining | N/A | N/A |
| North American Tungsten (CVE:NTC) | | | N/A | N/A |
| North Arrow Minerals (CVE:NAR) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| North Atlantic Smaller Cos Inv Tr (LON:NAS) | | | N/A | N/A |
| North Bay Resources (OTCMKTS:NBRI) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| North Dallas Bank Trust (OTCBB:NODB) | Finance | Federal savings institutions | N/A | N/A |
| North European Oil Royalty Trust (NYSE:NRT) | Oils/Energy | Oil royalty traders | N/A | N/A |
| North Midland Construction (LON:NMD) | Industrials | Engineering & Construction | N/A | N/A |
| North River Resources (LON:NRRP) | | | N/A | N/A |
| North Valley Bancorp (NASDAQ:NOVB) | | | N/A | N/A |
| North West (TSE:NWC) | Consumer Defensive | Grocery Stores | Buy | C$32.83 |
| North West (OTCMKTS:NNWWF) | Consumer Defensive | Grocery Stores | Hold | N/A |
| Northamber (LON:NAR) | Services | Computers Wholesale | N/A | N/A |
| Northbridge Industrial Services (LON:NBI) | Industrial Products | Diversified Machinery | N/A | N/A |
| Northeast Bancorp (NASDAQ:NBN) | Finance | State commercial banks | N/A | N/A |
| Northeast Community Bancorp (OTCMKTS:NECB) | Finance | Federal savings institutions | N/A | N/A |
| Northeast Indiana Bancorp (OTCMKTS:NIDB) | Finance | Federal savings institutions | N/A | N/A |
| Northern 2 VCT (LON:NTV) | Financial Services | Asset Management | N/A | N/A |
| Northern 3 VCT (LON:NTN) | | | N/A | N/A |
| Northern Bear (LON:NTBR) | Industrial Products | General Building Materials | N/A | N/A |
| Northern Dynasty Minerals (TSE:NDM) | Basic Materials | Industrial Metals & Minerals | Buy | C$1.58 |
| Northern Dynasty Minerals (NYSEAMERICAN:NAK) | Basic Materials | Industrial Metals & Minerals | Buy | $3.00 |
| Northern Empire Resources (CVE:NM) | Basic Materials | Gold | N/A | N/A |
| Northern Frontier (CVE:FFF) | | | N/A | N/A |
| Northern Graphite (CVE:NGC) | Basic Materials | Industrial Metals & Minerals | Hold | N/A |
| Northern Investors (LON:NRI) | | | N/A | N/A |
| Northern Minerals (ASX:NTU) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Northern Mining (ASX:NMI) | | | N/A | N/A |
| Northern Oil & Gas (NYSEAMERICAN:NOG) | Basic Materials | Oil & Gas Drilling & Exploration | Buy | $4.20 |
| Northern Oil and Gas (NASDAQ:NOG) | Basic Materials | Oil & Gas Drilling & Exploration | Buy | N/A |
| Northern Power Systems (TSE:NPS) | Industrials | Diversified Industrials | N/A | N/A |
| Northern Shield Resources (CVE:NRN) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Northern Sphere Mining (CNSX:NSM) | Financial Services | Specialty Finance | N/A | N/A |
| Northern Star Resources (OTCMKTS:NESRF) | Basic Materials | Gold | Buy | N/A |
| Northern Star Resources (ASX:NST) | Basic Materials | Gold | N/A | N/A |
| Northern States Financial (OTCMKTS:NSFC) | Finance | State commercial banks | N/A | N/A |
| Northern Superior Resources (CVE:SUP) | Basic Materials | Gold | N/A | N/A |
| Northern Technologies International (NASDAQ:NTIC) | Basic Materials | Coating, engraving, & allied services | N/A | N/A |
| Northern Tier Energy (NYSE:NTI) | | | N/A | N/A |
| Northern Trust (NASDAQ:NTRS) | Finance | State commercial banks | Buy | $117.00 |
| Northern Venture Trust (LON:NVT) | | | N/A | N/A |
| Northern Vertex Mining (CVE:NEE) | Utilities | Electric Utilities | N/A | N/A |
| Northfield Bancorp (NASDAQ:NFBK) | Finance | Federal savings institutions | Hold | $17.6667 |
| Northgate (OTCMKTS:NGTEF) | Transportation | Private households | N/A | N/A |
| Northgate (LON:NTG) | Industrials | Rental & Leasing Services | Buy | GBX 515 |
| NorthIsle Copper & Gold (CVE:NCX) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Northland Power (TSE:NPI) | Utilities | Utilities - Independent Power Producers | Buy | C$27.00 |
| Northland Resources (TSE:NAU) | | | N/A | N/A |
| Northrim BanCorp (NASDAQ:NRIM) | Finance | Federal savings institutions | N/A | N/A |
| Northrop Grumman (NYSE:NOC) | Aerospace | Search & navigation equipment | Buy | $347.50 |
| Northsight Capital (OTCMKTS:NCAP) | Consumer Cyclical | Advertising Agencies | N/A | N/A |
| Northstar Electronics (OTCMKTS:NEIK) | Aerospace | Radio & t.v. communications equipment | N/A | N/A |
| Northstar Realty Europe (NYSE:NRE) | Finance | Real estate investment trusts | Buy | $18.00 |
| Northway Financial (OTCMKTS:NWYF) | Financial Services | Banks - Regional - US | N/A | N/A |
| Northwest Bancorp (OTCMKTS:NBCT) | Finance | National commercial banks | N/A | N/A |
| Northwest Bancshares (NASDAQ:NWBI) | Finance | National commercial banks | Hold | $17.00 |
| Northwest Biotherapeutics (OTCMKTS:NWBO) | Medical | Pharmaceutical preparations | N/A | $0.23 |
| NorthWest Health Prop Real Est Inv Trust (TSE:NWH.UN) | | | Hold | C$11.63 |
| NorthWest Health Prop Real Est Inv Trust (TSE:NWH) | | | N/A | N/A |
| Northwest Indiana Bancorp (OTCBB:NWIN) | Finance | Federal savings institutions | N/A | N/A |
| Northwest Intl Healthcare Propertis REIT (CVE:MOB.UN) | | | N/A | N/A |
| Northwest Investment Group (LON:NWIG) | | | N/A | N/A |
| Northwest Natural (NYSE:NWN) | Utilities | Natural gas distribution | Hold | $57.25 |
| Northwest Pipe (NASDAQ:NWPX) | Industrial Products | Steel pipe & tubes | Buy | N/A |
| NorthWestern (NYSE:NWE) | Utilities | Electric & other services combined | Hold | $59.6667 |
| Norvista Capital (CVE:NVV) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Norwegian Air Shuttle ASA (OTCMKTS:NWARF) | Industrials | Airports & Air Services | Hold | N/A |
| Norwegian Cruise Line (NASDAQ:NCLH) | Consumer Discretionary | Hotels, rooming houses, camps, & other lodging places | Buy | $63.6667 |
| Norwest Energy (ASX:NWE) | Energy | Oil & Gas E&P | N/A | N/A |
| Norwood Financial (NASDAQ:NWFL) | Finance | State commercial banks | N/A | N/A |
| Nostra Terra Oil and Gas (LON:NTOG) | Energy | Oil & Gas E&P | N/A | N/A |
| NOSTRUM OIL & G/ADR (OTCMKTS:NSTRY) | Oils/Energy | Crude petroleum & natural gas | N/A | N/A |
| Nostrum Oil & Gas (LON:NOG) | Basic Materials | Independent Oil & Gas | Buy | GBX 390.67 |
| Notis Global (OTCMKTS:NGBL) | Business Services | Refrigeration & heating equipment | N/A | N/A |
| Nouveau Monde Graphite (CVE:NOU) | Basic Materials | Industrial Metals & Minerals | N/A | C$0.80 |
| Nova Leap Health (CVE:NLH) | Medical | Long-Term Care Facilities | N/A | N/A |
| Nova Lifestyle (NASDAQ:NVFY) | Consumer Discretionary | Household furniture | N/A | N/A |
| Nova Measuring Instruments (NASDAQ:NVMI) | Computer and Technology | Optical instruments & lenses | Buy | $34.00 |
| NovaBay Pharmaceuticals (NYSEAMERICAN:NBY) | Medical | Biotechnology | Buy | $3.50 |
| NovaBay Pharmaceuticals (NASDAQ:NBY) | | | Hold | N/A |
| Novacyt (LON:NCYT) | Medical | Biotechnology | N/A | N/A |
| Novadaq Technologies (NASDAQ:NVDQ) | | | N/A | N/A |
| Novadaq Technologies (TSE:NDQ) | | | N/A | N/A |
| Novae Group (LON:NVA) | | | N/A | N/A |
| Novagen Ingenium (OTCMKTS:NOVZ) | Industrials | Pollution & Treatment Controls | N/A | N/A |
| NovaGold Resources (TSE:NG) | | | Buy | C$7.25 |
| NovaGold Resources (NYSEAMERICAN:NG) | Basic Materials | Gold | Buy | $7.00 |
| Novan (NASDAQ:NOVN) | Medical | Pharmaceutical preparations | Buy | $8.6667 |
| Novanta (NASDAQ:NOVT) | Computer and Technology | Miscellaneous electrical machinery, equipment, & supplies | Buy | $54.00 |
| Novartis (NYSE:NVS) | Medical | Pharmaceutical preparations | Hold | $89.2467 |
| Novartis (VTX:NOVN) | Medical | Biotechnology | Hold | CHF 91.30 |
| Novatek PAO (LON:NVTK) | | | N/A | N/A |
| Novatek PAO (OTCMKTS:NOVKY) | Energy | Oil & Gas E&P | N/A | N/A |
| Novatel Wireless (NASDAQ:MIFI) | | | N/A | N/A |
| Novation Companies (OTCMKTS:NOVC) | Finance | Real estate agents & managers | N/A | N/A |
| Novavax (NASDAQ:NVAX) | Medical | Biological products, except diagnostic | Buy | $3.6780 |
| Novelion Therapeutics (TSE:NVLN) | | | N/A | N/A |
| Novelion Therapeutics (NASDAQ:NVLN) | Medical | Pharmaceutical preparations | Hold | $5.00 |
| Novion Property Group (ASX:NVN) | | | N/A | N/A |
| Novita Healthcare (ASX:NHL) | Computer and Technology | Health Information Services | N/A | N/A |
| Novo Litio (ASX:NLI) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Novo Nordisk A/S (NYSE:NVO) | Medical | Pharmaceutical preparations | Hold | N/A |
| Novo Resources (CVE:NVO) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| Novocure (NASDAQ:NVCR) | Medical | Surgical & medical instruments | Buy | $46.50 |
| Novoheart (CVE:NVH) | Medical | Biotechnology | N/A | N/A |
| Novolipetsk Steel PAO (MCX:NLMK) | | | N/A | N/A |
| Novonix (ASX:NVX) | Computer and Technology | Electronic Components | N/A | N/A |
| Novozymes A/S (OTCMKTS:NVZMF) | Medical | Biotechnology | N/A | N/A |
| NOVOZYMES A/S/S (OTCMKTS:NVZMY) | Basic Materials | Biological products, except diagnostic | Hold | N/A |
| Novra Technologies (CVE:NVI) | Computer and Technology | Communication Equipment | N/A | N/A |
| Novume Solutions (NASDAQ:NVMM) | Business Services | Communications equipment, not elsewhere classified | Buy | $4.75 |
| Novus Energy (CVE:NVS) | | | N/A | N/A |
| Novus Therapeutics (NASDAQ:NVUS) | Medical | Pharmaceutical preparations | Buy | $9.50 |
| NOW (NYSE:DNOW) | Oils/Energy | Oil & gas field machinery | Hold | $15.00 |
| NowAuto Group (OTCMKTS:CAFI) | Finance | Nondepository credit institutions | N/A | N/A |
| NRC Group ASA (OTCMKTS:NNRRF) | Industrials | Railroads | Buy | $10.00 |
| NRC Group (NYSEAMERICAN:NRCG) | Industrials | Waste Management | Buy | $6.81 |
| NRF Holdco (NYSE:NRF) | | | N/A | N/A |
| NRG Energy (NYSE:NRG) | Utilities | Electric services | Buy | $40.60 |
| NRG Metals (CVE:NGZ) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| NRW (ASX:NWH) | Industrials | Engineering & Construction | N/A | N/A |
| Nsav (OTCMKTS:NSAV) | Computer and Technology | Business services, not elsewhere classified | N/A | N/A |
| NSK LTD/ADR (OTCMKTS:NPSKY) | Industrial Products | Private households | N/A | N/A |
| NSL Consolidated (ASX:NSL) | Basic Materials | Steel | N/A | N/A |
| NSX (ASX:NSX) | Financial Services | Financial Exchanges | N/A | N/A |
| NTELOS (NASDAQ:NTLS) | | | N/A | N/A |
| NTG Clarity Networks (CVE:NCI) | Computer and Technology | Wireless Communications | N/A | N/A |
| NTM Gold (ASX:NTM) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| NTN Buzztime (NYSEAMERICAN:NTN) | Consumer Services | Broadcasting | N/A | N/A |
| NTS (NYSEMKT:NTS) | | | Buy | $82.00 |
| NTS Realty (NYSEMKT:NLP) | | | N/A | N/A |
| NTT DATA CORP/ADR (OTCMKTS:NTDTY) | Business Services | Custom computer programming services | N/A | N/A |
| NTT Docomo (NYSE:DCM) | Computer and Technology | Radio & t.v. communications equipment | Hold | N/A |
| NTT Docomo (OTCMKTS:DCMYY) | Computer and Technology | Radio & t.v. communications equipment | N/A | N/A |
| Nu Skin Enterprises (NYSE:NUS) | Consumer Staples | Drugs, proprietaries, & sundries | Buy | $82.00 |
| Nuance Communications (NASDAQ:NUAN) | Computer and Technology | Prepackaged software | Buy | $20.00 |
| Nubeva Technologies (CVE:NBVA) | Computer and Technology | Software - Infrastructure | N/A | N/A |
| Nubian Resources (CVE:NBR) | Basic Materials | Industrial Metals & Minerals | N/A | N/A |
| NuCana (NASDAQ:NCNA) | Medical | Pharmaceutical preparations | Buy | $36.00 |
| Nucleus Financial Group (LON:NUC) | Financial Services | Asset Management | N/A | N/A |
| Nucoal Resources (ASX:NCR) | Basic Materials | Coal | N/A | N/A |
| Nucor (NYSE:NUE) | Basic Materials | Blast furnaces & steel mills | Buy | $72.7273 |
| Nuenergy Gas (ASX:NGY) | Basic Materials | Independent Oil & Gas | N/A | N/A |
| Nufarm (ASX:NUF) | Basic Materials | Agricultural Chemicals | N/A | N/A |
| NUFARM LTD/S (OTCMKTS:NFRMY) | Basic Materials | Agricultural Inputs | Hold | N/A |
| Nuformix (LON:NFX) | Medical | Biotechnology | Hold | GBX 10 |
| Nulegacy Gold (CVE:NUG) | Basic Materials | Gold | Hold | C$0.25 |
| null (NYSE:AEF) | Finance | | N/A | N/A |
| Numerex (NASDAQ:NMRX) | | | N/A | N/A |
| Numis (LON:NUM) | Finance | Asset Management | N/A | N/A |
| Nuo Therapeutics (OTCMKTS:NUOTQ) | | | N/A | N/A |
| Nu-Oil and Gas (LON:NUOG) | Energy | Oil & Gas E&P | Hold | N/A |
| NuPathe (NASDAQ:PATH) | | | N/A | N/A |
| Nuplex Industries (ASX:NPX) | | | N/A | N/A |
| Nuran Wireless (CNSX:NUR) | | | N/A | N/A |
| NuStar Energy (NYSE:NS) | Oils/Energy | Pipelines, except natural gas | Hold | $26.4286 |
| NuStar GP (NYSE:NSH) | Oils/Energy | Pipelines, except natural gas | Hold | $13.25 |
| Nutanix (NASDAQ:NTNX) | Computer and Technology | Prepackaged software | Buy | $60.1667 |
| Nutra Pharma (OTCMKTS:NPHC) | Medical | Medicinals & botanicals | N/A | N/A |
| Nutraceutical Int'l (NASDAQ:NUTR) | | | N/A | N/A |
| NutraFuels (OTCMKTS:NTFU) | Medical | Dairy products | N/A | N/A |
| Nutrastar International (OTCMKTS:NUIN) | Consumer Staples | Food & kindred products | N/A | N/A |
| Nutrien (NYSE:NTR) | Basic Materials | Agricultural chemicals | Buy | $62.1111 |
| Nutrien (TSE:NTR) | Basic Materials | Agricultural Inputs | Buy | C$73.62 |
| NutriSystem (NASDAQ:NTRI) | Consumer Discretionary | Catalog & mail-order houses | Hold | $43.50 |
| Nutritional High International (CNSX:EAT) | Services | Restaurants | N/A | N/A |
| NuVasive (NASDAQ:NUVA) | Medical | Surgical & medical instruments | Hold | $67.6250 |
| Nuvectra (NASDAQ:NVTR) | Medical | Surgical & medical instruments | Buy | $24.00 |
| Nuveen All Cap Energy MLP Opportunities (NYSE:JMLP) | Financial Services | Asset Management | N/A | N/A |
| Nuveen AMT-Free Municipal Credit Income (NYSE:NVG) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Amt-Free Municipal Value Fund (NYSE:NUW) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Amt-Free Quality Municpl Incm Fnd (NYSE:NEA) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Arizona Premium Income Mun Fd (NYSE:NAZ) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen Build America Bond Opp Fund (NYSE:NBD) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen California Municipal Value Fund (NYSE:NCA) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen California Municipal Value Fund 2 (NYSE:NCB) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen California Quality Muncpl IncmFnd (NYSE:NAC) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Connecticut Premium Income Mun Fd (NYSE:NTC) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen Core Equity Alpha Fund (NYSE:JCE) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Credit Strategies Income Fund (NYSE:JQC) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Diversified Commodity Fund (NYSEMKT:CFD) | | | N/A | N/A |
| Nuveen Diversified Dividend & Income Fd. (NYSE:JDD) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Dividend Advantage Municipal Fd 2 (NYSEMKT:NXZ) | | | N/A | N/A |
| Nuveen Dividend Advantage Municipal Fund (NYSE:NAD) | Financial Services | Asset Management | N/A | N/A |
| NUVEEN EMERGING/SH SH (NYSE:JEMD) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Energy MLP Total Return Fund (NYSE:JMF) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Enhanced Municipal Crdt Opptys Fd (NYSE:NZF) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Enhanced Municipal Value Fund (NYSE:NEV) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Equity Premium Advantage Fund (NYSE:JLA) | | | N/A | N/A |
| Nuveen Equity Premium Opportunity Fund (NYSE:JSN) | | | N/A | N/A |
| Nuveen Floating Rate Income Fund (NYSE:JFR) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Floating Rate Income Opportnty Fd (NYSE:JRO) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Georgia Dividend Advntg Mncpl Fd2 (NYSE:NKG) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Global Equity Income Fund (NYSE:JGV) | | | N/A | N/A |
| Nuveen Global High Income Fund (NYSE:JGH) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Global Income Opportunities Fund (NYSE:JGG) | | | N/A | N/A |
| Nuveen High Income Dec 2018 Trgt Trm Fnd (NYSE:JHA) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Intermediate Duration Munpl Tm Fd (NYSE:NID) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Intermediate Duration Qlty Mun FD (NYSE:NIQ) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Long Short Commodity Total Return (NYSEMKT:CTF) | | | N/A | N/A |
| Nuveen Massachusetts Pre Income Mun Fd (NYSE:NMT) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| NUVEEN MN QLTY/SHS (NYSE:NMS) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Mortgage Opportunity Term Fund (NYSE:JLS) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Mortgage Opportunity Term Fund 2 (NYSE:JMT) | Financial Services | Asset Management | N/A | N/A |
| NUVEEN Mun 2021/COM (NYSE:NHA) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Municipal Advantage Fund (NYSE:NMA) | | | N/A | N/A |
| Nuveen Municipal High Income Oppty Fund (NYSE:NMZ) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Municipal Market Opp Fund (NYSE:NMO) | | | N/A | N/A |
| Nuveen Municipal Value Fund (NYSE:NUV) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen New Jersey Dividend Advantg Mncpl (NYSE:NXJ) | Financial Services | Asset Management | N/A | N/A |
| Nuveen New Jersey Municipal Value Fund (NYSE:NJV) | Financial Services | Asset Management | N/A | N/A |
| Nuveen New Jersey Premium Income Mun Fd (NYSE:NNJ) | | | N/A | N/A |
| Nuveen New York AMT-Fr Qty Mnpl Incm Fd (NYSE:NRK) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen New York Dividend Advntg Mncpl Fd (NYSE:NAN) | Financial Services | Asset Management | N/A | N/A |
| Nuveen New York Invst. Qlty. Mun. Fund (NYSE:NQN) | | | N/A | N/A |
| Nuveen New York Municipal Value Fund 2 (NYSE:NYV) | | | N/A | N/A |
| Nuveen New York Premim Incm Mncpl Fd (NYSE:NNF) | | | N/A | N/A |
| Nuveen New York Qty Inc Munpl Fnd (NYSE:NUN) | | | N/A | N/A |
| Nuveen NJ Invmt Quality Municipal Fund. (NYSE:NQJ) | | | N/A | N/A |
| Nuveen North Carol Premium Incom Mun Fd (NYSE:NNC) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen NY Municipal Value (NYSE:NNY) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen NY Select Tax-Free Income Portfol (NYSE:NXN) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen Ohio Quality Income Muncpl Fund (NYSE:NUO) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen Pennsylvania Invsmt Qlty Mncpl Fd (NYSE:NQP) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen Pennsylvania Municipal Value Fund (NYSE:NPN) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Pennsylvania Premium Income Munic (NYSE:NPY) | | | N/A | N/A |
| Nuveen Performance Plus Municipal Fund (NYSE:NPP) | | | N/A | N/A |
| Nuveen Preferred & Income Oprtnts Fnd (NYSE:JPC) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Preferred & Income Securities Fnd (NYSE:JPS) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Premium Income Muni Fund 2 (NYSE:NPM) | | | N/A | N/A |
| Nuveen Premium Income Municipal Fund (NYSE:NPI) | | | N/A | N/A |
| Nuveen Quality Income Municipal Fund (NYSE:NQU) | | | N/A | N/A |
| Nuveen Quality Preferred Income Fund (NYSE:JTP) | | | N/A | N/A |
| Nuveen Real Asset Income and Growth Fund (NYSE:JRI) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Real Estate Income Fund (NYSE:JRS) | Finance | Asset Management | N/A | N/A |
| Nuveen S&P 500 Buy-Write Income Fund (NYSE:BXMX) | Financial Services | Asset Management | N/A | N/A |
| Nuveen S&P 500 Dynamic Overwrite Fund (NYSE:SPXX) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Select Tax-Free Incom Portfolio 3 (NYSE:NXR) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen Select Tax-Free Income Portfolio (NYSE:NXP) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuveen Senior Income Fund (NYSE:NSL) | Miscellaneous | Investment Trusts/Mutual Funds | N/A | N/A |
| Nuveen Short Duration Credit Opp Fund (NYSE:JSD) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Tax-Advantaged Dividend Growth Fd (NYSE:JTD) | Financial Services | Asset Management | N/A | N/A |
| Nuveen Tax-Advantaged Ttl Rtrn Strtgy Fd (NYSE:JTA) | Finance | Closed-End Fund - Equity | N/A | N/A |
| Nuveen Va Premium Income Municipal Fund (NYSE:NPV) | Finance | Investment offices, not elsewhere classified | N/A | N/A |
| Nuverra Environmental Solutions (NYSEAMERICAN:NES) | Industrials | Waste Management | N/A | N/A |
| Nuverra Environmental Solutions (OTCMKTS:NESCQ) | | | N/A | N/A |
| Nuvista Energy (TSE:NVA) | Basic Materials | Independent Oil & Gas | Buy | C$9.77 |
| Nuvista Energy (OTCMKTS:NUVSF) | Energy | Oil & Gas E&P | Buy | N/A |
| Nuvo Pharmaceuticals (TSE:NRI) | Medical | Biotechnology | Buy | N/A |
| Nuvo Pharmaceuticals (OTCMKTS:NRIFF) | Medical | Pharmaceutical preparations | N/A | N/A |
| NV Bekaert (EBR:BEKB) | Industrial Products | Metal Fabrication | N/A | N/A |
| NV Energy (NYSE:NVE) | | | N/A | N/A |
| NV Gold (CVE:NVX) | Basic Materials | Gold | N/A | N/A |
| NV5 Global (NASDAQ:NVEE) | Business Services | Miscellaneous business services | Buy | $96.3333 |
| NV5 (NASDAQ:NVEEU) | | | N/A | N/A |
| NVE (NASDAQ:NVEC) | Computer and Technology | Semiconductors & related devices | N/A | N/A |
| nVent Electric (NYSE:NVT) | Computer and Technology | Special industry machinery, except metalworking machinery | Buy | $28.50 |
| NVIDIA (NASDAQ:NVDA) | Computer and Technology | Semiconductors & related devices | Buy | $255.2581 |
| N-Viro International (OTCMKTS:NVIC) | Business Services | Sanitary services | N/A | N/A |
| NVR (NYSE:NVR) | Construction | Operative builders | Hold | $3,042.00 |
| NWF Group (LON:NWF) | Services | Food Wholesale | Buy | GBX 195 |
| NxGold (CVE:NXN) | Basic Materials | Gold | Buy | C$0.31 |
| NXP Semiconductors (NASDAQ:NXPI) | Computer and Technology | Semiconductors & related devices | Buy | $101.6944 |
| NxStage Medical (NASDAQ:NXTM) | Medical | Electromedical equipment | N/A | N/A |
| NXT Energy Solutions (OTCMKTS:NSFDF) | Oils/Energy | Oil & gas exploration services | N/A | N/A |
| NXT Energy Solutions (TSE:SFD) | Energy | Oil & Gas Equipment & Services | N/A | N/A |
| NXT Nutritionals (OTCMKTS:NXTH) | Consumer Staples | Fluid milk | N/A | N/A |
| NXT-ID (NASDAQ:NXTD) | Computer and Technology | Detective & armored car services | Buy | $4.50 |
| NY MTG TR INC/SH (NASDAQ:NYMT) | Finance | Real estate investment trusts | Hold | $6.3750 |
| Nymox Pharmaceutical (NASDAQ:NYMX) | Medical | Diagnostic substances | N/A | N/A |
| NYSE Euronext (NYSE:NYX) | | | N/A | N/A |
| Nysemkt (NYSEMKT:VSB) | | | N/A | N/A |
| NYX Gaming Group (CVE:NYX) | | | N/A | N/A |
| NZCH (OTCMKTS:ZPCM) | | | N/A | N/A |
| Nzuri Copper (ASX:NZC) | Basic Materials | Copper | N/A | N/A |
